Standard of Review On appeal, this court will not disturb the Commission's award unless the Commission acted without or beyond its power, the award was procured by fraud, the facts found do not support the award, or the award is not supported by sufficient competent evidence in the record. Section 287.495.1, RSMo 2000.(FN2) To determine "whether the Commission could have reasonably made its findings and award upon consideration of all the evidence before it," this court uses a two-step process: In the first step, the court examines the whole record, viewing the evidence and all reasonable inferences drawn therefrom in the light most favorable to the award, to determine if the record contains sufficient competent and substantial evidence to support the award. If not, the Commission's award must be reversed. If there is competent and substantial evidence supporting the award, the court moves to the second step, where it views the evidence in the light most favorable to the award, but must consider all evidence in the record, including that which opposes or is unfavorable to the award, take account of the overall effect of all of the evidence, and determine whether the award is against the overwhelming weight of the evidence. Davis v. Research Med. Ctr., 903 S.W.2d 557, 571 (Mo. App. 1995). In reviewing the Commission's award, this court cannot substitute its judgment regarding questions of fact for that of the Commission. Id. Because, in this case, the Commission adopted the ALJ's findings and award, the "resulting consistency, especially as concerns credibility determinations, is a powerful factor in favor of upholding the Commission's award on appeal." Id. This court, however, is not bound by those findings of the Commission which are clearly the interpretation of application of law. Id. The claimant in a workers' compensation proceeding has the burden of proving all elements of the claim to a reasonable probability. Ransburg v. Great Plains Drilling, 22 S.W.3d 726, 730 (Mo. App. 2000). Mental Injury Claim Not Based Upon Work-Related Stress In its first point, the District argues that the Commission erred in finding that E.W. sustained a compensable mental injury. Under section 287.120.1, an employee is entitled to compensation for personal injuries that occur "by accident arising out of and in the course of his employment." An "accident" means "an unexpected or unforeseen identifiable event or series of events happening suddenly and violently, with or without human fault, and producing at the time objective symptoms of an injury." Section 287.020.2. An "injury" is one "which has arisen out of and in the course of employment." Section 287.020.3(1). An injury arises out of and in the course of employment only where: (a) It is reasonably apparent, upon consideration of all the circumstances, that the employment is a substantial factor in causing the injury; and
(b) It can be seen to have followed as a natural incident of the work; and
(c) It can be fairly traced to the employment as a proximate cause; and (d) It does not come from a hazard or risk unrelated to the employment to which workers would have been equally exposed outside of and unrelated to the employment in normal nonemployment life[.] Section 287.020.3(2). E.W.'s claim for compensation alleged that an accident arising out of and in the course of her employment occurred on November 5, 1996. Specifically, the accident occurred when she was slammed against a wall by two students who were fighting. In its answer to E.W.'s claim, the District admitted that E.W. was involved in an accident arising out of and in the course of her employment with the District on or about November 5, 1996. Thus, there was no dispute that the November 5, 1996, incident was an accident arising out of and in the course of E.W.'s employment with the District.(FN3) E.W. further alleged that the November 5, 1996, incident resulted in an injury to, inter alia, her psychiatric condition. The District argues that E.W.'s mental injury was not compensable because she failed to meet the standard set in section 287.120.8 for mental injuries. Section 287.120.8 provides that "[m]ental injury resulting from work related stress does not arise out of and in the course of the employment, unless it is demonstrated that the stress is work related and was extraordinary and unusual. The amount of work stress shall be measured by objective standards and actual events." The District cites Sherman v. First Financial Planners, Inc., a case from the Eastern District which holds that to meet the burden set in section 287.120.8, an employee "must compare her 'work-related stress with the stress encountered by employees having similar positions, regardless of employer, with a focus on evidence of the stress encountered by similarly situated employees for the same employer.'" 41 S.W.3d 633, 637 (Mo. App. 2001) (quoting Williams v. DePaul Health Ctr., 996 S.W.2d 619, 628 (Mo. App. 1999)). The District argues that E.W. failed to present evidence of stress encountered by employees in similar positions with different employers, and she failed to present evidence of stress encountered by similarly-situated employees within the District. The District argues that the evidence showed that the conditions E.W. faced in her classroom were, in fact, commonplace. The problem with the District's argument is that the plain language of section 287.120.8 indicates that it applies only to claims of "[m]ental injury resulting from work related stress." (Emphasis added.) Indeed, Sherman and Williams were both cases in which the claimants' mental injury claims were based upon allegations that their working conditions over a period of time caused them to suffer stress. See Sherman, 41 S.W.3d at 636-37 (claimant alleged that her hours, duties, responsibilities and other work-related factors caused her stress);(FN4) Williams, 996 S.W.2d at 631 (claimant alleged the conditions of her employment caused her stress). The court in Williams referred to such claims of mental
injury based upon stress caused by work conditions as "non-traumatic mental/mental claims." Id. at 627. The Williams court undertook an examination of the case law from other jurisdictions regarding the requirement for proof of extraordinary and unusual work stress in non-traumatic mental/mental claims. Id. The cases discussed demonstrate that the reason for requiring proof of extraordinary and unusual work stress was the legislature's intention to limit workers' compensation benefits to mental injuries caused by circumstances other than ordinary day-to-day mental stresses experienced by all employees. See id. at 627-28. The need to distinguish extraordinary mental stress from ordinary day- to-day stress is not applicable to a mental injury arising from a traumatic event, so it is understandable why the legislature did not require proof of extraordinary and unusual stress for compensation of a claim for mental injury resulting from a traumatic incident. Here, E.W.'s claim of mental injury was not based upon work-related stress but, instead, was based upon the incident that occurred in her classroom on November 5, 1996. Although evidence was presented concerning the stress E.W. encountered in her job prior to the classroom incident, E.W.'s claim for compensation against the District specifically alleged that her mental injury resulted when, on November 5, 1996, she "was slammed against a wall by two students who were fighting." E.W.'s claim was for mental injury resulting from a particular traumatic event, not from work-related stress. By its terms, therefore, the provisions of section 287.120.8 do not apply to E.W.'s claim, and she was not required to present evidence that stress from teaching conditions such as the fight that occurred on November 5, 1996, was extraordinary and unusual.(FN5) Therefore, the Commission did not err in finding that E.W. suffered a compensable mental injury. The District's first point is denied. Last Accident Not Sole Cause of Permanent Total Disability In its second and third points, the District challenges the Commission's award wherein it determined that the District is exclusively liable for permanent total disability benefits. In its second point, the District claims the award was not supported by substantial evidence and was against the weight of the evidence. The District further argues in its third point that the award was a misapplication of the law governing the apportionment of liability to the Second Injury Fund. The District contends that E.W. "had a long history of mental difficulties" without which she would not be permanently and totally disabled, and which combined with her injuries from the November 5, 1996, incident to produce E.W.'s permanent and total disability. Therefore, the District argues that the Commission should have apportioned some liability to the Second Injury Fund. The Second Injury Fund contends that any pre-existing injuries E.W. may have had did not interfere with her ability to find employment or to perform the duties of her job. The Second Injury Fund notes that prior to the classroom
incident, E.W. had never had panic attacks or startled responses, nor had she had anxiety problems being in crowds and public places, going to grocery stores and schools, driving, being around children, writing reports, or making presentations. Additionally, there was evidence that she performed well in her jobs with the District and received accolades and promotions. In its award, however, the Commission found that, on October 1, 1996, just five weeks before the incident, E.W. complained of severe stress at school, which caused her nausea, abdominal pain, and diarrhea. As the Commission noted, at that time, E.W. was considering quitting her job. Seven days before the incident, she sought treatment from a gastroenterologist for her continuing physical complaints due to stress. In its conclusions of law, the Commission acknowledged that E.W. "may have had some pre-existing psychiatric problems, and these may have interfered with her ability to function from time to time." Nevertheless, the Commission concluded that "this does not take away from the fact that the accident of November 5, 1996, in and of itself, has caused [E.W.] to be unable to function in an employment setting." In so holding, the Commission did not apply the correct legal standard for determining whether a pre-existing condition triggers the liability of the Second Injury Fund. To trigger the liability of the Second Injury Fund, an employee must have a pre- existing permanent partial disability, whether from a compensable injury or otherwise. Section 287.220.1; Karoutzos v. Treasurer of State, 55 S.W.3d 493, 498 (Mo. App. 2001). "The permanent disability pre-dating the injury in question must 'exist at the time the work-related injury was sustained and be of such seriousness as to constitute a hindrance or obstacle to employment or re-employment should the employee become unemployed.'" Id. (quoting Messex v. Sachs Elec. Co., 989 S.W.2d 206, 214 (Mo. App. 1999)). See also 287.220.1. To determine whether a pre-existing partial disability constitutes a hindrance or obstacle to the employee's employment, "the Commission should focus on the potential that the pre-existing injury may combine with a future work related injury to result in a greater degree of disability than would have resulted if there was no such prior condition." Carlson v. Plant Farm, 952 S.W.2d 369, 373 (Mo. App. 1997). Liability of the Second Injury Fund is triggered only "by a finding of the presence of an actual and measurable disability at the time the work injury is sustained." Messex, 989 S.W.2d at 215. The Commission concluded that "the accident of November 5, 1996, in and of itself, has caused [E.W.] to be unable to function in an employment setting." A finding of causation must be supported by medical testimony, however. Elliott v. Kansas City, Mo., Sch. Dist., 71 S.W.3d 652, 658 (Mo. App. 2002). Without medical testimony, any finding of causation "'would be based on mere conjecture and speculation and not on substantial evidence.'" Id. (citations omitted). While the evidence in this case supports a finding that the November 5, 1996, incident was a substantial factor in causing
E.W.'s permanent total disability, a finding that the November 5, 1996, incident was the sole cause of E.W.'s permanent total disability is against the weight of the evidence. Indeed, all of the doctors who evaluated E.W. for the hearing attributed part of her current condition to her pre- existing psychiatric injury. As the Commission noted in its findings of fact, Dr. Miller, who did not believe that the November 5, 1996, incident was a substantial factor in causing her current condition, opined that "[t]he physical and sexual abuse [E.W.] suffered as a child plays a significant role in the way she views the world emotionally." Similarly, Dr. Wurster, who did believe that the November 5, 1996, incident was a substantial factor in causing E.W.'s current condition, opined that E.W. suffered from a pre-existing personality disorder caused by the childhood physical and sexual abuse. According to Dr. Wurster, this abuse "has affected her every day life prior, during, and since the incident of November 5, 1996." Drs. Butts and Clark went even further than Drs. Miller and Wurster and assigned actual percentages of E.W.'s current condition to her pre-existing psychiatric injury. Dr. Butts, who diagnosed E.W. with depression, post-traumatic stress disorder, and panic disorder, attributed 85% of her 100% disability to her pre-existing injury. Dr. Clark diagnosed E.W. with major depressive disorder, post-traumatic stress disorder, and panic disorder with agoraphobia. Dr. Clark opined that before the November 5, 1996, incident, E.W. suffered from major depressive disorder, but it "appeared to be in full remission prior to the incident of November 5, 1996." Nevertheless, Dr. Clark attributed 15% of her 100% disability to her pre-existing major depressive disorder. No doctor in this case testified that the November 5, 1996, incident was the sole cause of E.W.'s current condition. Even Drs. Wurster, Butts, and Clark, those doctors upon whom the Commission relied to support its conclusion that the classroom incident was a substantial factor in causing E.W.'s permanent total disability, did not testify that the classroom incident was sufficient, in and of itself, to cause E.W.'s permanent total disability. As this court stated in Carlson, in deciding whether a pre-existing injury constitutes a hindrance or obstacle to employment or reemployment, the focus is "on the potential that the pre-existing injury may combine with a future work related injury to result in a greater degree of disability than would have resulted if there was no such prior condition." 952 S.W.2d at 373. The only clear consensus among all of the medical evidence presented was that E.W.'s pre-existing psychiatric injury combined with the November 5, 1996, injury to result in a greater degree of disability than would have resulted if she had not had the prior injury. Moreover, Dr. Butts and Dr. Clark opined that E.W.'s pre-existing injury was a form of depression and, although they disagreed on the percentage, both doctors were able to measure the degree of E.W.'s pre-existing injury. Their testimony established that E.W. had an actual and measurable disability at the time she
sustained her work injury, which is what is necessary to trigger Second Injury Fund liability. Messex, 989 S.W.2d at 215. One of the purposes of the Second Injury Fund is "to relieve an employer or his insurer of liability for the previously disabled employee's total and permanent disability where that disability is not specifically attributable to an injury suffered during the period of employment with that employer." Loven v. Greene County, 63 S.W.3d 278, 282 (Mo. App. 2001). Here, the weight of the evidence established that a portion of E.W.'s permanent disability cannot be specifically attributed to the November 5, 1996, classroom incident and is, instead, attributable to her pre-existing psychiatric injury. The Commission's conclusion that the November 5, 1996, classroom incident was the sole cause of E.W.'s permanent total disability was a misapplication of the law and was against the weight of the evidence. Therefore, the award is reversed, and the cause is remanded to the Commission. On remand, the Commission is directed to determine the amount of permanent partial disability benefits due E.W. from the District and permanent total disability benefits due E.W. from the Second Injury Fund and enter its award accordingly. Section 287.220.1.
Footnotes: FN1.E.W.'s claim against the Second Injury Fund also asserted that she had suffered a prior physical injury. Since her physical injuries are not at issue in this appeal, this court will not discuss the prior physical injury. FN2.All statutory references are to the Revised Statutes of Missouri 2000. FN3.In the Commission's award, it stated that the District stipulated that E.W. "sustained injury by way of accident that arose out of and in the course of her employment." The District contends that the Commission's determination that the November 5, 1996, incident caused E.W.'s mental injury was, therefore, based in part upon the ALJ's erroneous finding that the District stipulated that the incident caused E.W.'s mental injury. This court does not interpret the reference to the stipulation that way, however. In referencing the stipulation, the ALJ and, subsequently, the Commission, were acknowledging that the District admitted in its answer that E.W. was involved in an accident that arose out of and in the course of her employment. The ALJ and the Commission were also acknowledging that the District stated in its answer that it "[d]enies that all the conditions alleged are the result of said alleged accident," which indicates that the District admitted that some of her injuries were caused by the accident. Clearly, however, the ALJ considered the medical causation for E.W.'s alleged mental injury to be in dispute, as the ALJ stated at the hearing that medical causation was at issue in the case, most of the evidence presented at the hearing concerned medical causation of E.W.'s mental injury, and the evidence on this issue was discussed in detail in the award. FN4.The claimant in Sherman also alleged that her injury arose from a specific event, which was a meeting with the president of the company during which the claimant's work was evaluated. 41 S.W.3d at 637. Under section 287.120.9, however, a mental injury resulting from a work evaluation is not considered to arise out of and in the course of employment, so any alleged injury resulting from that specific event was not compensable on that basis. Id. at 637. FN5.In discussing whether a mental injury that occurred after a slip-and-fall accident arose out of and in the course of employment, this court, in Bloss v. Plastic Enters., 32 S.W.3d 666, 672 (Mo. App. 2000), referred to the standard for mental injury based upon work-related stress provided for in section 287.120.8 and discussed in Williams, 996 S.W.2d at 627. This portion of Bloss is dicta, however, since this court did not apply the section 287.120.8 standard in determining whether claimant's mental injury arose out of and in the course of employment but, rather, looked at whether the slip-and-fall accident caused the claimant's mental injury. Bloss, 32 S.W.2d at 672-73.
Separate Opinion: None This slip opinion is subject to revision and may not reflect the final opinion adopted by the Court.