This slip opinion is subject to revision and may not reflect the final opinion adopted by the Court. Opinion Missouri Court of Appeals Western District Case Style: Tan Huifang and Chen Zhiping, Respondents, v. City of Kansas City, Missouri, et al., Appellants. Case Number: WD65086 Handdown Date: 01/23/2007 Appeal From: Circuit Court of Jackson County, Hon. Edith L. Messina, Judge Counsel for Appellant: Douglas McMillan Counsel for Respondent: Thomas W. Wagstaff Opinion Summary: Opinion modified by court's own motion on May 1, 2007. This substitution does not constitute a new opinion. Appeal of a judgment on a jury verdict in a wrongful death action against the City of Kansas City. The plaintiffs, parents of a deceased student struck by a vehicle while crossing Troost Avenue in a pedestrian crosswalk, contended that the City negligently created a dangerous condition of property at the intersection of 53rd and Troost Avenue by installing a pedestrian crosswalk and then failing to adequately control traffic and failing to adequately warn vehicles of the existence of the crosswalk. The City contended the claim was barred by governmental immunity pursuant to Section 537.600 RSMo 2000. AFFIRMED. Division holds: (1) The plaintiffs showed that the City waived immunity by creating a dangerous intersection and by failing to take appropriate action to mitigate the danger to pedestrians, although the City had notice of the danger caused by the inadequate warnings and controls at the intersection; (2) The plaintiffs also showed that the death of the deceased directly resulted from the City's negligence, and that the City remained proximately at fault, although the City's negligence concurred with the negligence of the driver whose vehicle struck the deceased; and (3) the waiver of immunity
in 537.600 is an absolute waiver of immunity, regardless of whether the City's actions would otherwise have been protected by "discretionary immunity." Other contentions of the City on appeal, dealing with evidentiary rulings, are addressed by summary order with memorandum pursuant to Rule 84.16(b). Citation: Opinion Author: James M. Smart, Jr., Judge Opinion Vote: AFFIRMED. Newton and Ulrich, JJ., concur. Opinion: Opinion modified by court's own motion on May 1, 2007. This substitution does not constitute a new opinion. This is an appeal of a judgment entered on a jury verdict in a wrongful death case brought against the City of Kansas City. The action was brought by the parents of a young woman, Chen Pei, who was a student at the Conservatory of Music at the University of Missouri at Kansas City ("UMKC") when she was struck by a vehicle on February 3, 2003. At the time of the accident, Chen Pei was crossing Troost Avenue at its intersection with 53rd Street. She passed away eleven days later due to the injuries. In the action against the City, the plaintiff parents, who are residents of China, alleged that the City was careless and negligent in the way the City controlled traffic and pedestrian movements at 53rd and Troost. The errant driver, Melieka Perkins, was not a party defendant, having settled before trial. Plaintiffs alleged that as a result of the failure of the City to locate and install proper warnings and traffic control devices, the intersection of Troost and 53rd was in a dangerous condition. Plaintiffs further allege that the death of their daughter occurred as a direct result of the dangerous condition of the City-controlled property at 53rd and Troost. The City pleaded the defense of governmental immunity based on section 537.600, RSMo 2000. The City maintained throughout the proceedings that the action was barred by section 537.600, because the cause of action asserted by plaintiffs was not within any exception to the immunity provided to public entities by the statute. The City also
denied that any failure by the City directly caused the death, asserting that the death was attributable to the actions of others. The trial court denied the City's motions, and the claim of negligence was submitted. The jury found that the plaintiffs suffered damages due to the death of their daughter in the amount of $1,250,000. The jury found the decedent seventeen percent at fault and the City eighty-three percent at fault. The court also applied the statutory limit of liability under section 537.610, entering judgment against the City in the amount of $328,011. The City appeals the judgment, contending that the trial court erred in its rulings as to the issue of the City's immunity. The City also contends that the plaintiffs did not prove that any condition of the property caused the death. In addition, the City complains of certain other rulings of the trial court. The City's first three points on appeal are addressed in this opinion. The fourth point, which includes assertions of trial court error as to evidentiary rulings, is resolved by summary order pursuant to Rule 84.16(b) accompanied by a memorandum to the parties. We affirm the judgment of the trial court. The issue of whether the City is protected by governmental immunity on the facts of this case is an issue of law, which we review de novo. See Williams v. Kimes, 996 S.W.2d 43, 44-45 (Mo. banc 1999). The contention of the City that the plaintiffs failed as a matter of law to show that the condition of the road directly resulted in the death of Chen Pei is also an issue of law, which we review de novo. See id. Any dispute in the evidence as to factual matters is resolved in favor of the plaintiffs in determining whether a submissible case was made. Seward v. Terminal R.R. Ass'n, 854 S.W.2d 426, 428 (Mo. banc 1993). We first address in this opinion the issue of whether the plaintiffs showed that the intersection of 53rd and Troost was a "dangerous condition of property" within the meaning of section 537.600. The text of section 537.600 provides as follows: 537.600 Sovereign Immunity in effect -- exceptions - waiver of
- Such sovereign or governmental tort immunity as existed at common law in this state prior to September 12,
1977, except to the extent waived, abrogated or modified by statutes in effect prior to that date, shall remain in full force and effect; except that, the immunity of the public entity from liability and suit for compensatory damages for negligent acts or omissions is hereby expressly waived in the following instances: (1) Injuries directly resulting from the negligent acts or omissions by public employees arising out of the operation of motor vehicles or motorized vehicles within the course of their employment;
(2) Injuries caused by the condition of a public entity's property if the plaintiff establishes that the property was in dangerous condition at the time of the injury, that the injury directly resulted from the dangerous condition, that the dangerous condition created a reasonably foreseeable risk of harm of the kind of injury which was incurred, and that either a negligent or wrongful act or omission of an employee of the public entity within the course of his employment created the dangerous condition or a public entity had actual or constructive notice of the dangerous condition in sufficient time prior to the injury to have taken measures to protect against the dangerous condition. In any action under this subdivision wherein a plaintiff alleges that he was damaged by the negligent, defective or dangerous design of a highway or road, which was designed and constructed prior to September 12, 1977, the public entity shall be entitled to a defense which shall be a complete bar to recovery whenever the public entity can prove by a preponderance of the evidence that the alleged negligent, defective, or dangerous design reasonably complied with highway and road design standards generally accepted at the time the road or highway was designed and constructed.
- The express waiver of sovereign immunity in the instances specified in subdivisions (1) and (2) of subsection 1
of this section are absolute waivers of sovereign immunity in all cases within such situations whether or not the public entity was functioning in a governmental or proprietary capacity and whether or not the public entity is covered by a liability insurance for tort. (Emphasis added.) The statute was first adopted in 1978 in an effort by the General Assembly to restore broad governmental immunity as it existed at common law prior to the decision of the Missouri Supreme Court in Jones v. State Highway Commission, 557 S.W.2d 225, 230 (Mo. banc 1977), which abolished common law sovereign immunity in Missouri. The General Assembly, while acting to reinstate the concept of governmental immunity, specifically waived immunity in two instances: (1) negligent motor vehicle operation; and (2) the dangerous condition of a public entity's property. Section 537.600.1. The "dangerous condition" waiver was effective if: The property was dangerous at the time of the injury; The injury "directly resulted" from the dangerous condition; The dangerous condition created a reasonably foreseeable risk of the kind of injury incurred; and
(1) A negligent act or omission created the dangerous condition, or (2) a public entity had actual or constructive notice of the dangerous condition in sufficient time to have taken measures to alleviate the danger. Section 537.600.1(2); see State ex rel Mo. Highway & Transp. Comm'n v. Dieker, 961 S.W.2d 58, 60 (Mo. banc 1998). In 1985, the General Assembly amended the statute to add the language we have highlighted in the text above. Donahue v. City of St. Louis, 758 S.W.2d 50, 51-52 (Mo. banc 1988). Before 1985, it was not clear whether "dangerous condition of property" had anything to do with negligent design of roadways. The Missouri Supreme Court noted in 1988, however, that the 1985 amendment appeared to be a "reinstatement of the holding of Jones as it relates to roads and highways plus opening the door to some degree prior to Jones." Id. at 52. The 1985 amendment thus made clear that the statute allows claims against public entities for "negligent, defective, or dangerous design" of roadways. Section 537.600.1(2). The amendment also provided a conditional defense for claims related to roadways designed prior to September 12, 1977 (the effective date of Jones).(FN1) Donahue, 758 S.W.2d at 52-53. A further significant part of the amendment was the abolition as to all public entities (including municipalities) of any immunity based on the governmental/proprietary distinction that existed at common law. The statute clarifies that the waivers are "absolute." Section 537.600.2. The statute further provided that immunity is waived in the specific instances regardless of whether the entity is covered by liability insurance. Id. Analysis On the appeal before us, the City contends that it was entitled to judgment as a matter of law under section 537.600 because the plaintiffs failed to plead and prove that the intersection of 53rd Street and Troost Avenue was "a dangerous condition." The City also argues that it has immunity under the common law because issues such as the location of traffic signals are discretionary and not ministerial. Next, the City argues that the death of Chen Pei was caused by the intervening negligence of Melieka Perkins (the driver) and Chen Pei (the deceased), and not by the City. As we have already noted, section 537.600 provides that public entities are immune from liability for negligence except for (1) cases arising out of the entity's operation a motor vehicle; and (2) certain cases in which the injury was caused by the condition of the public entity's property. The City contends that the court erred in denying its motions for JNOV and directed verdict, in which it asserted these legal grounds. The plaintiffs' petition stated in pertinent part as follows:
- At all times and places relevant herein, Troost Avenue at 53rd Street, in Jackson County, Missouri, is and was
under the control of defendant City, who is and was responsible to provide adequate signing, lighting and/or patrolling and had a duty to remove any known or reasonably foreseeable dangers associated with the use of Troost Avenue by pedestrians and others.
- At all times and places relevant herein, Defendant City, by and through the acts and omissions of its
respective agents servants and employees, operating in the scope and course of their employment, was careless, reckless, negligent and at fault in causing said motor vehicle accident by not locating proper warnings, including, but not limited to flashers, stop signs, traffic signals, other warning signs and crossing guards at the time of the subject accident.
- At all relevant times and places herein, including the time when decedent suffered fatal injuries, Troost
Avenue at 53rd Street was in a dangerous condition.
- Decedent's death was the direct result of the dangerous condition of Troost Avenue at 53rd Street.
- The dangerous condition of Troost Avenue at 53rd Street created a reasonably foreseeable risk of harm of
the kind of injury which decedent incurred.
- At all times and places relevant herein, Defendant City knew or should have known that Troost Avenue at
53rd Street was used by students at both Rockhurst and UMKC on a regular and consistent basis.
- At all times and places relevant herein, Defendant City knew or should have known that prior motor vehicle
accidents involving pedestrians had occurred at Troost Avenue at 53rd Street.
- At all times and places relevant herein, Defendant City of Kansas City, Missouri, carelessly, recklessly, and
negligently failed to properly maintain a pedestrian crosswalk that allowed safe passage across Troost Avenue at 53rd Street for the amount and type of use that it received.
- Defendant City knew or should have known of the dangerous condition in sufficient time prior to the injuries
suffered by the decedent to have taken measures to protect against said dangerous condition.
- As a direct and proximate result of the aforesaid carelessness, negligence, recklessness and fault of
Defendant City, decedent was fatally injured. The City takes the position that plaintiffs' case falls short of alleging a cause of action, but fails to specify what is lacking in the petition. As far as we can see, the petition recites all elements of the waiver. The City next argues that the waiver was not proven because this case involves the actions of a third party, Melieka Perkins, whose own negligent actions constituted an intervening act of negligence. The City points out that Melieka Perkins approached the intersection on the day in question without observing the crosswalk or crosswalk sign. The street was damp because it had been misting or lightly raining. The sky was, of course, overcast. When the traffic in the left lane in front of her stopped, she pulled out and over into the right lane and accelerated to go through the intersection. She did not notice the crosswalk lines painted in the street. She also did not notice to her right a sign indicating the existence of a crosswalk. She had earlier noticed a school zone sign as she approached 52nd Street from the north, but she assumed that after she passed 52nd Street she was past the special school zone. As she reached 53rd Street, just before impact, she caught a glimpse of a young woman's "hair flopping" as Chen Pei came across the crosswalk, apparently scurrying or jogging across the crosswalk. The City points out that Ms. Perkins failed to drive with the highest degree of care, failed to approach the intersection with caution, failed to recognize that she was still in a 25 miles-per-hour school zone, failed to observe the crosswalk and the crosswalk sign, and failed to keep a careful lookout for pedestrians. The City argues, therefore, that Ms. Perkins' negligent driving was, as a matter of law, an intervening cause that precluded submission of the claim. The City cites State ex rel. City of Marston v. Mann, 921 S.W.2d 100, 102 (Mo. App. 1996), for that proposition. The allegation in Marston was that injuries caused by motorists who were "drag racing" on the city street were caused by a "dangerous condition" because the drag racing was dangerous. fs20 Id. at 101. The allegation was that the City was negligent in failing to install traffic control devices so as to keep people from drag racing. Id. The court in Marston did not consider the pleading of the "dangerous condition" to amount to a pleading of a "negligent, defective or dangerous design, whose very existence posed a physical threat" to plaintiffs. Id. at 104. The court also determined that the injuries alleged did not result from deficiencies in the road but from the actions of two individuals drag racing. Id. The court thus held that the petition was inadequate and should be dismissed. Id.
The City also discusses Hedayati v. Helton, 860 S.W.2d 795 (Mo. App. 1993), and Johnson v. City of Springfield, 817 S.W.2d 611 (Mo. App. 1991), to support its contention. In both cases, a child was struck and killed while trying to walk across a street. In Johnson, the allegation was that the road was dangerous because of the volume of traffic, because many children played in the area, and because vehicles were parked along the street, blocking the view of the drivers and of the children. 817 S.W.2d at 612. Plaintiffs contended that the children were inadequately warned of the danger, and also contended that the posted 30 m.p.h. speed limit was too great for the conditions. Id. The petition also contended that there had been complaints and that the City was on notice of the dangers. Id. In Hedayati, it was similarly alleged that the street was dangerous at the place in question because there were no traffic control devices in that area of the road, and no sign or traffic control devices on the private road which intersected with the street at that vicinity. 860 S.W.2d at 796. This court in Hedayati relied heavily on Johnson, holding that the allegations in the petition did not plead facts amounting to an assertion that the condition of the road posed a physical threat to the child. Id. at 797. The only other authorities cited by the City on this point are (1) Twente v. Ellis Fischel State Cancer Hospital, 665 S.W.2d 2, 4 (Mo. App. 1983), which involved a woman raped in the parking lot of the hospital who alleged the state was liable because a security guard was not at his post; and (2) Alexander v. State of Missouri, 756 S.W.2d 539, 540-41 (Mo. banc 1988), which involved injuries directly caused to a contractor's employee servicing elevators in a state office building when a state employee created a dangerous condition by placing a folding room partition at the foot of the ladder on which the repairman was working. In Twente, the claim was dismissed because the rape and assault were directly and proximately caused by the intentional criminal activity of a third party, not by the condition or design of the parking lot. 665 S.W.2d at 11-12. In Alexander, the Court held that a cause of action was stated by the pleading of facts indicating that the actions of a state employee created a dangerous condition of property which directly caused the injury in question. 756 S.W.2d at 542. The City cites Alexander for the Court's language stating: "the condition here was dangerous because its existence without intervention by third parties, posed a physical threat to plaintiff." Id. at 542 (emphasis added). The City argues that these authorities mandate an outright reversal of the judgment in this case. If the law were as simple as the City asserts, we would be inclined to agree. There are, however, a number of authorities that are pertinent to the facts of this case which are not discussed or mentioned by the City. The City did not in its brief discuss any decision of the Missouri Supreme Court except for a passing reference to some of the language in Alexander, supra. The City did not discuss Donahue v. City of St. Louis, 758 S.W.2d 50 (Mo. banc 1988) (making clear that the Missouri Supreme Court construed section 537.600 as including traffic control devices within the concept of "road design"). The City also did not address the cases of Wilkes v. Missouri Highway & Transportation Commission, 762 S.W.2d 27 (Mo.
banc 1988); Moore v. Missouri Highway & Transportation Commission, 169 S.W.3d 595 (Mo. App. 2005); Kraus v. HyVee, Inc., 147 S.W.3d 907 (Mo. App. 2004); United Missouri Bank, N.A. v. City of Grandview, 105 S.W.3d 890 (Mo. App. 2003); Williams v. Missouri Highway & Transportation Commission, 16 S.W.3d 605 (Mo. App. 2000); or Cole v. Missouri Highway & Transportation Commission, 770 S.W.2d 296 (Mo. App. 1989), all of which involved claims of dangerous conditions of roadways caused by allegedly improper or inadequate traffic control devices. In its reply brief, the City attempts to respond to the plaintiffs' arguments based on Kraus v. HyVee, Inc., but the City does not mention Donahue or any other decision of the Missouri Supreme Court involving section 537.600. See, e.g., Jones v. City of Kansas City, 15 S.W.3d 736, 738 n.4 (Mo. banc 2000) (holding that the concept of a "defect in the condition of" a street for purposes of section 82.210 (the notice requirement statute) is narrower than the concept of defective design of a roadway under section 537.600 (meaning that section 537.600 encompasses more than a physical defect in the pavement itself)). Thus, the City's arguments are weakened by the appearance that the City has not considered and digested all of the pertinent authorities that a reviewing court must consider. The City has not provided us with a road map as to how to distinguish such authorities from the facts before us. As we have already noted, the City is incorrect in arguing that the only kind of dangerous condition giving rise to possible liability is a dangerous physical condition within the property itself, such as a defect in the pavement. Donahue, 758 S.W.2d at 52; Jones, 15 S.W.3d at 738 n.4. Indeed, the 1985 amendment to section 537.600 and Donahue should have put that argument to rest. The amendment makes clear that immunity is waived for the "negligent, defective or dangerous design" of a highway or road. The Supreme Court in Donahue determined that traffic control devices including markings, signs, and traffic signals are part of the "design" of a roadway. 758 S.W.2d at 52. It makes sense that when a road is designed, the design engineer has in mind exactly how traffic is to be controlled on the road, anticipating and sketching into the plans the precise traffic controls dictated by the pertinent engineering requirements and the anticipated conditions. See id. Third Party Intervention Our review of the law further shows that the City is incorrect in arguing that any negligence of third parties is necessarily a kind of "third-party intervention" that allows the City to retain its immunity. We start with the words of section 537.600 itself. The phrase "third-party intervention" is not in the statute itself. The statute, instead, simply provides for liability when inter alia, the injury "directly resulted from" the dangerous condition arising out of the public entity's negligence. The City cites Alexander, Marston, Johnson, and Hedayati for the use of the phrase "without intervention by third parties," in discussing the creation of the risk to the plaintiff. Alexander, which involved the negligent placement of
the folding partition, was a case that involved the negligence of a state employee only. 756 S.W.2d at 540-41. The Court in Alexander may simply have wished to make clear that the state was not a guarantor of the safety of its property as against the actions of third parties. If a third-party actor had placed the partition at the foot of the ladder, the injury would not, without some concurring negligence by the state in failing to deal with the risk, have "directly resulted from" a negligent act of the state. See id. at 541-42. The "third party intervention" language was used in Marston, the drag racing case, to uphold the City's immunity where the third parties were directly responsible for the injuries by their intentional conduct of drag racing in spite of the obvious risk it created. 921 S.W.2d at 104. Johnson and Hedayati, though using the same phraseology, based their rulings on the fact that there was no physical aspect of the roadway which was dangerous because of its very existence without third-party intervention. See Johnson, 817 S.W.2d at 613-14. In case there was doubt as to what was meant by "third-party intervention" in those cases, the Supreme Court, in State ex rel. Missouri Highway & Transportation Commission v. Dierker, 961 S.W.2d 58, 60 (Mo. banc 1998), clarified the matter by addressing the meaning of the phrase "directly resulted from" in the statute. The Court determined that the phrase "directly resulted from" is "synonymous with 'proximate cause.'" Id. The Court then stated that "[t]he practical test of proximate cause is generally considered to be whether the negligence of the defendant is that cause or act of which the injury was the natural and probable consequence." Id. The Court distinguished proximate cause from "but for" causation, indicating that proximate cause requires "but for" causation but is narrower than "but for" causation. Id. (quoting Callahan v. Cardinal Glennon Hospital, 863 S.W.2d 852, 865 (Mo. banc 1993)). The Court restated the view that "directly resulted from" is synonymous with "proximate cause" in Stanley v. City of Independence, 995 S.W.2d 485, 488 (Mo. banc 1999). See also Robinson v. Mo. State Highway & Transp. Comm'n, 24 S.W.3d 67, 78 (Mo. banc 2000). The City, although not discussing Dierker, seems to believe that anytime the negligence of a third party figures into the injury, the City is not liable, regardless of the probability and predictability of the third-party negligence, and regardless of how related to the City's negligence. The court in Dierker, as we have noted, described the meaning of the phrase "directly resulted from," indicating it is the same as the concept of "proximate cause." Id. at 60. "Third Party Intervention" is a Test of Proximate Cause Because the phrase "directly resulted from" in section 537.600.1(2) is synonymous with proximate cause, the concept of third-party intervention is necessarily the same as the concept of third-party intervention in the common law tort context. In Smith v. Coffey, 37 S.W.3d 797, 801 (Mo. banc 2001), the Supreme Court specifically rejected the notion that there is a special set of tort-causation rules when the defendant is a public entity.
The General Assembly expressed no intent to create a new set of tort rules applicable only to state agencies by its use of the words "directly resulted" in the statutes granting the limited waiver of tort immunity. Rather, it intended that to the extent of the waiver, normal tort rules of liability and causation would be applicable. Id. at 801. This is illustrated in United Missouri Bank v. City of Grandview, 105 S.W.3d 890 (Mo. App. 2003). In that case, a plaintiff asserted a claim against the City for allegedly negligent roadway design and failure to control traffic. Id. at 894. After considering the apparent negligence of a driver who pulled directly in front of a motorcycle causing injuries to the cyclist, the trial court granted the City's motion for summary judgment. Id. at 895. This court reversed the summary judgment ruling, however, because there were sufficient conflicts concerning the facts, so that the causation remained a jury issue. Id. at 901-02. In addition, this court, in commenting on the intervening cause issue, quoted Heffernan v. Reinhold, 73 S.W.3d 659, 665 (Mo. App. 2002): "An efficient, intervening cause is a new and independent force which so interrupts the chain of events that it becomes the responsible, direct, proximate, and immediate cause of the injury, but it may not consist of merely an act of concurring or contributing negligence." Id. at 900. The court said that even if it were undisputed that the driver operated his vehicle in negligent fashion, that evidence did not, in and of itself, establish that the condition of the intersection could not also have been a proximate and concurrent cause of the accident. Id. The court also cited five other appellate decisions indicating that concurring third- party negligence did not necessarily preclude the liability of the public entity. Id. at 900-01. In view of the foregoing, we conclude that the City's analysis, which ignores a large body of case law, falls short of persuasiveness. The law clearly is that the General Assembly has waived governmental immunity for negligence by a public entity that creates a dangerous condition under the circumstances detailed in the statute. It is also clear, since the 1985 amendment to the statute, and since Donahue, that a public entity can have liability for the negligent design or construction of a roadway, including the negligent design and placement of traffic control devices. It is also clear that the