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David Yocum v. Honeywell Federal Manufacturing & Technologies

Decision date: February 2, 200712 pages

Summary

The Labor and Industrial Relations Commission affirmed the administrative law judge's award denying workers' compensation benefits to David Yocum for a shoulder condition claimed to be work-related. Although a dissenting opinion argued that medical evidence supported aggravation of the shoulder condition from grinding work activities, the majority found the evidence insufficient to establish the work activities as a substantial contributing factor.

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Caption

FINAL AWARD DENYING COMPENSATION

(Affirming Award and Decision of Administrative Law Judge)

Injury No.: 00-178128

Employee: David Yocum

Employer: Honeywell Federal Manufacturing \& Technologies

Insurer: Zurich North American Insurance Company

Date of Accident: May 2000

Place and County of Accident: Kansas City, Jackson County, Missouri

The above-entitled workers' compensation case is submitted to the Labor and Industrial Relations Commission (Commission) for review as provided by section 287.480 RSMo. Having reviewed the evidence and considered the whole record, the Commission finds that the award of the administrative law judge is supported by competent and substantial evidence and was made in accordance with the Missouri Workers' Compensation Act. Pursuant to section 286.090 RSMo, the Commission affirms the award and decision of the administrative law judge dated March 24, 2006, and awards no compensation in the above-captioned case.

The award and decision of Chief Administrative Law Judge Kenneth J. Cain, issued March 24, 2006, is attached and incorporated by this reference.

Given at Jefferson City, State of Missouri, this $\qquad$ 2nd day of February 2007.

LABOR AND INDUSTRIAL RELATIONS COMMISSION

William F. Ringer, Chairman

Alice A. Bartlett, Member

DISSENTING OPINION FILED

John J. Hickey, Member

Attest:

Secretary

DISSENTING OPINION

I have reviewed and considered all of the competent and substantial evidence on the whole record. Based upon my review of the evidence as well as my consideration of the relevant provisions of the Missouri Workers' Compensation Law, I believe the decision of the administrative law judge awarding compensation should be

reversed.

At the outset, I note that I find employee to be a credible witness and I accept his testimony regarding the extent and nature of his activities operating a grinder for employer.

The administrative law judge found as follows:

Both Drs. Prostic and Pratt indicated that Claimant's work activities had aggravated Claimant's preexisting problems. Recognizing that Claimant had preexisting problems to the same parts of the body, neither offered an opinion that Claimant's work activities at Honeywell were a substantial factor in the cause of Claimant's alleged occupational disease or the conditions he complained of. Neither provided any objective medical evidence to support such a finding.

The administrative law judge is mistaken if he concludes that "the substantial contributing factor" evidence requirement is not met unless a medical expert testifies in those exact words. See Mayfield v. Brown Shoe Co., 941 S.W.2d 31 (Mo. App. 1997). "There is nothing talismanic about the phrase in question. The words a medical expert uses when testifying are often important, not so much in and of themselves, but as a reflection of what impressions such witness wishes to impart." Mayfield, 941 S.W.2d at 36 (citations omitted).

The record does not support the administrative law judge's finding that neither doctor offered an opinion that work activities were a substantial factor in causing an aggravation of conditions about which employee complained. To the contrary, both doctors testified that work aggravated employee's shoulder condition.

Dr. Prostic testified: "So it is my impression that grinding parts aggravated the shoulder rather than being the sole cause of the shoulder problem." Dr. Pratt testified: "My opinion is that he had involvement of the left shoulder related to non-vocational related activities in 2000 and had subsequent aggravation of this shoulder in relation to vocational-related activities."

"Causation is established by medical testimony. The commission cannot find there is no causation if the uncontroverted medical evidence is otherwise." Hayes v. Compton Ridge Campground, Inc., 135 S.W.3d 465, 470 (Mo. App. 2004), citing Elliott v. Kansas City, Mo., School Dist., 71 S.W.3d 652, 657-58 (Mo. App. 2002).

[A]ggravation of a pre-existing condition is a compensable injury if the claimant establishes a direct causal link between her job duties and the aggravated condition. See Smith v. Climate Engineering, 939 S.W.2d 429, 433-34 (Mo.App. E.D.1996). Work must have been a "substantial factor" causing the aggravated condition. Section 287.020.2. But if the aggravation is due to "a hazard or risk unrelated to the employment to which workers would have been equally exposed outside of and unrelated to the employment in normal non [-]employment life," then the injury is not compensable. Section 287.020.3(2)(d).

Rono v. Famous Barr, 91 S.W.3d 688, 691 (Mo. App. 2002), overruled on other grounds by Hampton v. Big Boy Steel Erection, 121 S.W.3d 220, 224 (Mo. banc 2003).

Operating a grinder for several hours a day is not a hazard or risk to which employee would have been equally exposed outside of his work. I find that employee has sustained his burden of proving that his work at Honeywell aggravated his underlying shoulder conditions.

I would award to employee his past medical expenses and permanent partial disability of 8 % of the right upper extremity at the 232-week level in accordance with Dr. Pratt's opinion. For that reason, I would reverse the denial of compensation for this claim. For the foregoing reasons, I respectfully dissent from the decision of the majority of the Commission to deny compensation.

AWARD

Employee: David Yocum

Injury No. 00-178128

Employer: Honeywell Federal Manufacturing \& Technologies

Insurer: Zurich North American Insurance Company

Additional Party: N/A

Hearing Date: March 1, 2006

Checked by: KJC/abj

FINDINGS OF FACT AND RULINGS OF LAW

  1. Are any benefits awarded herein? No.
  2. Was the injury or occupational disease compensable under Chapter 287? No.
  3. Was there an accident or incident of occupational disease under the law? No.
  4. Date of accident or onset of occupational disease: Alleged May 2000.
  5. State location where accident occurred or occupational disease was contracted: Kansas City, Jackson County, Missouri.
  6. Was above employee in employ of above employer at time of alleged accident or occupational disease? Yes.
  7. Did employer receive proper notice? (See additional Findings of Fact and Rulings of Law.)
  8. Did accident or occupational disease arise out of and in the course of the employment? No.
  9. Was claim for compensation filed within time required by law? Yes.
  10. Was employer insured by above insurer? Yes.
  11. Describe work employee was doing and how accident occurred or occupational disease contracted: Employee alleged that while in the course and scope of his employment as a metallurgist at Honeywell, he was required to perform repetitive activities which aggravated his preexisting injuries to his shoulders and upper extremities.
  12. Did accident or occupational disease cause death? No. Date of death? N/A
  13. Part(s) of body injured by accident or occupational disease: Alleged shoulders and upper extremities.
  14. Nature and extent of any permanent disability: Alleged rotator cuff tear and repetitive injuries to upper extremities.
  15. Compensation paid to-date for temporary disability: None.
  16. Value necessary medical aid paid to date by employer/insurer? None.
  17. Value necessary medical aid not furnished by employer/insurer? None.
  18. Employee's average weekly wages: $\ 825.65
  19. Weekly compensation rate: $\$ 550.46 / \ 303.01
  20. Method wages computation: By agreement.
  1. Amount of compensation payable: None.

Unpaid medical expenses: None.

-0- weeks of temporary total disability (or temporary partial disability)

-0- weeks of permanent partial disability from Employer

-0- weeks of disfigurement from Employer

N/A Permanent total disability benefits from Employer

  1. Second Injury Fund liability: None.

TOTAL: -0-

  1. Future requirements awarded: None.

Said payments to begin as of $-\mathrm{N} / \mathrm{A}-$ and to be payable and subject to modification and review as provided by law.

The compensation awarded to the claimant shall be subject to a lien in the amount of $-\mathrm{N} / \mathrm{A}-$ percent of all payments hereunder in favor of the following attorney for necessary legal services rendered to the claimant:

FINDINGS OF FACT and RULINGS OF LAW:

Employee: David Yocum

Injury No. 00-178128

Employer: Honeywell Federal Manufacturing \& Technologies

Insurer: Zurich North American Insurance Company

Additional Party: N/A

Hearing Date: March 1, 2006

Checked by: KJC/abj

ISSUES

Prior to the hearing, the parties entered into various admissions and stipulations. The remaining issues were as follows:

  1. Whether the limitation period had expired prior to the filing of the Claim for Compensation;
  2. whether the employee provided timely and proper notice of the alleged injury;
  3. whether the employee sustained an accident and/or occupational disease as a result of his employment with Honeywell Federal Manufacturing \& Technologies;
  4. the nature and extent of the disability sustained by the employee;
  5. whether all the conditions complained of by the employee were caused by the alleged accident; and
  1. liability of the employer for past medical aid.

FINDINGS OF FACT AND RULINGS OF LAW

At the hearing, Mr. David Yocum (hereinafter referred to as "Claimant") testified that from 1963 to 1967 he served in the Air Force. He stated that he received a bachelor's degree in psychology in the early1980s.

Claimant testified that he worked at Honeywell or its predecessor company from 1975 until he retired. He stated that in 1982 he transferred to the metallography department, wherein he was required to use a grinding and polishing machine. He stated that the grinding work required him to stand, apply force for the heavy jobs, and to use a rotating motion.

Claimant testified that he later became a senior technologist in the department but continued to do the grinding and polishing work. He stated that his job became more difficult when the company changed from a floor grinder to a tabletop grinder. He stated that the tabletop grinders were more difficult to use because they were not as powerful as the floor grinders and due to their height the worker had to extend his arms at about chest level instead of at waist level for the floor grinders. He also stated that more force was required to use the tabletop grinders.

Claimant testified that for about one or two years he was the only worker in the department. He stated that he did all the grinding and polishing during that period. He stated that during that period he had to grind and polish about three hours per day. He stated that he never had any deadlines to do the grinding and polishing work.

Claimant admitted that he had back pain for several years and that he had treated with a chiropractor. He stated that on May 21, 2000, he complained to Mr. Gregg, his supervisor at work, that the tabletop grinders were causing him to experience pain. He stated that the company did an investigation of his work area and decided to use lower tables for the grinders. He stated that the lower tables caused fewer physical problems.

Claimant also testified that prior to providing his employer with notice of the alleged injury, he was not allowed to take breaks or rest periods. He stated that after reporting the alleged injury, he was allowed to do fewer mounts and to take breaks and rest periods.

In addition, Claimant testified that after reporting the alleged injury, his employer referred him to Dr. Bennett for treatment. He stated that she ordered x-rays and later told him that she did not believe that his injuries were work related and that he should seek medical care with his family doctor.

Claimant testified that when he saw his family physician, Dr. Mark Martin, he complained of shoulder and back pain and numbness in his hands and arms. He stated that Dr. Martin did not offer any treatment. He stated that he sought treatment at the VA Hospital where x-rays, an MRI, and an EMG were ordered.

Claimant testified that he retired from the company on March 1, 2002, under the threat of termination. He stated that after he retired, he filed a workers' c

Full decision text continues in the plain-text archive copy.

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