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Vernon Howard v. JH Berra

Decision date: December 9, 201117 pages

Summary

The Commission affirmed the administrative law judge's award denying compensation, finding that the employee failed to prove he sustained an accident or occupational disease arising out of and in the course of his employment. The employee's claim for a 2005 left shoulder injury was rejected despite testimony from the employee and his physician regarding work-related aggravation.

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Caption

FINAL AWARD DENYING COMPENSATION (Affirming Award and Decision of Administrative Law Judge by Separate Opinion)
Employee:Vernon W. Howard
Employer:JH Berra (Settled)
Insurer:Self-Insured (Settled)
Additional Party:Treasurer of Missouri as Custodian of Second Injury Fund
The above-entitled workers' compensation case is submitted to the Labor and Industrial Relations Commission (Commission) for review as provided by § 287.480 RSMo. Having reviewed the evidence, read the briefs, and considered the whole record, the Commission finds that the award of the administrative law judge is supported by competent and substantial evidence and was made in accordance with the Missouri Workers’ Compensation Law. Pursuant to § 286.090 RSMo, the Commission affirms the award of the administrative law judge dated December 15, 2010, by separate opinion.
IntroductionThe issues stipulated in dispute at the hearing were: (1) whether employee sustained an accident or occupational disease; (2) if employee sustained an accident or occupational disease, whether it arose out of and in the course of his employment; (3) medical causation; (4) nature and extent of permanent disability; and (5) Second Injury Fund liability.The administrative law judge found that employee failed to prove that he sustained an accident or occupational disease arising out of and in the course of his employment, found all other issues moot, and denied employee’s claim.Employee filed an Application for Review alleging the administrative law judge erred: (1) in finding there was no evidence to connect an accident to employee’s work, because both Dr. Poetz and employee testified that his left shoulder was aggravated by work; (2) because the administrative law judge did not find employee to lack credibility, and employee’s testimony constitutes evidence of an injury arising out of and in the course of employment; (3) because the administrative law judge only found Dr. Poetz lacking credibility on the issue of permanent total disability, and Dr. Poetz’s testimony therefore supports a finding of injury; and (4) by failing to address the other issues.The Commission affirms the award of the administrative law judge with this separate opinion.
DiscussionEmployee seeks permanent total disability benefits from the Second Injury Fund, claiming that he is unemployable as a result of an alleged 2005 left shoulder injury in combination with employee’s preexisting conditions of ill. Section 287.220 RSMo requires that the employee prove a “last,” or primary injury, resulting in permanent

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disability before Second Injury Fund liability can even be considered: "All cases of permanent disability where there has been previous disability shall be compensated as herein provided ..." (emphasis added).

Employee injured his right shoulder in 2003, when he was working for a previous employer, Essex Contracting Incorporated (Essex). Employee filed a claim for compensation for that injury and recovered some benefits as a result of a settlement with Essex. Employee then proceeded to hearing on his claim against the Second Injury Fund, alleging that his right shoulder disability (resulting from the 2003 primary injury) combined with the preexisting condition of his left arm (which was weakened by childhood polio) to result in enhanced permanent partial disability. That claim was heard together with employee's claim in this matter. For the 2003 claim against the Second Injury Fund, the administrative law judge issued an award granting employee 17.94 weeks of permanent partial disability benefits, on a finding his right shoulder disability combined with his preexisting left arm condition to result in a greater disability than each of them would create considered alone. See *Award*, page 11.

Employee's claim for compensation in this matter is premised on a theory that he aggravated his left shoulder (which, as we mentioned above, was previously weakened by childhood polio) working for a subsequent employer, JH Berra, because he was overusing his left shoulder to compensate for the 2003 right shoulder injury. Employee alleges that his "left arm had gotten progressively worse as he worked for [JH Berra], as during his employment he was repetitively using his left arm, and trying to favor his right arm, which had been previously injured at the shoulder in 2003." *Employee's Brief*, page 2. Dr. Poetz, employee's medical expert, listed "left shoulder tendonitis, 7/8/05" as a diagnosis in his report, but did not otherwise discuss a 2005 injury, nor did he provide any explanation in his report or in his testimony as to what he believed caused an injury to employee on that date. Instead, Dr. Poetz merely recited employee's complaint that his left shoulder started hurting as a result of using it more and favoring his right shoulder after the 2003 injury.

Under the law in effect at the time employee sustained the alleged primary left shoulder injury, a change in pathology that resulted from a work-related aggravation of a preexisting condition was unquestionably compensable as a workers' compensation injury. See *Rono v. Famous Barr*, 91 S.W.3d 688, 691 (Mo. App. 2002) (pointing out that "aggravation of a pre-existing condition is a compensable injury if the claimant establishes a direct causal link between her job duties and the aggravated condition"). But here, employee is not really arguing that there is "a direct causal link"—or any kind of causation, for that matter—attributable to his work with JH Berra. Rather, he alleges that his left shoulder is worse off as a result of his favoring his right shoulder after the 2003 injury. So, the question before us is whether employee has established a 2005 primary injury where the only evidence on the question indicates that his left arm condition worsened (if at all) due to the residual effects of the 2003 work injury.

Where an employee sustains an injury arising out of and in the course of his employment, every natural consequence that flows from the injury, including a distinct disability in another area of the body, is compensable

as a direct and natural result of the primary or original injury. Every natural consequence that flows from the injury likewise arises out of employment, unless it is the result of an independent intervening cause ...

Cahall v. Riddle Trucking, 956 S.W.2d 315, 322 (Mo. App. 1997) (citations omitted), overruled on other grounds by Hampton v. Big Boy Steel Erection, 121 S.W.3d 220 (Mo. banc 2003).

We conclude that employee's claimed left shoulder condition does not amount to a 2005 primary injury. This is because employee has failed to prove that he sustained a new injury arising out of his employment with JH Berra, but rather a "natural consequence that flows from" his 2003 right shoulder injury. We reach this conclusion on the basis of both employee's testimony and the testimony and report from his medical expert. Employee's claimed mechanism of injury is that he worked harder with his left shoulder because of the disability to his right shoulder. Employee fails to identify any aspect of his work duties with JH Berra that caused him injury. Employee testified he worked harder in his work for JH Berra than in previous employments, but "working hard" does not fairly come within the most liberal reading of $\S 287.020 .2$ RSMo, which defines an "accident" as "an unexpected or unforeseen identifiable event or series of events happening suddenly and violently, with or without human fault, and producing at the time objective symptoms of an injury," or § 287.067.1 RSMo, which defines an "occupational disease" as "an identifiable disease arising with or without human fault out of and in the course of the employment."

Likewise, Dr. Poetz, the only medical expert who provided testimony, did not identify any mechanism of injury related to employee's work for JH Berra, but instead merely recited employee's theory that he aggravated his left shoulder as a result of favoring his right. To the extent that Dr. Poetz's unadorned diagnosis of "left shoulder tendonitis, $7 / 8 / 05$ " can be construed as a medical causation opinion, we find it lacking credibility, because it is conclusory and fails even to identify the event or disease that is supposed to have occurred or culminated on July 8, 2005.

An instructive case is Lahue v. Missouri State Treasurer, 820 S.W.2d 561 (Mo. App. 1991). There, the employee sought compensation from the Second Injury Fund alleging a primary injury resulting from her fall from a chair during physical therapy for a prior injury. Id. at 562. The court found that the employee failed to prove a primary injury and explained why the employee could not establish Second Injury Fund liability:

The law is well settled, that where a claimant sustains an injury arising out of and in the course of her employment, every natural consequence that flows from the injury, including a distinct disability in another area of the body is compensable as a direct and natural result of the primary or original injury. ... The fall from the chair was a part of the same injury as the ankle injury, and was therefore not a "subsequent injury" added to a "previous disability." In order to be a "subsequent injury," entitling the victim to compensation from the Missouri Second Injury Fund, the fall from

the chair must have been shown to be a separate and distinct injury from the ankle injury. This was not the case.

Lahue, 820 S.W.2d at 563 (emphasis added).

As we mentioned above, § 287.220 requires that employee prove a primary injury resulting in permanent disability before the question of Second Injury Fund liability can be reached. Because employee has failed to do this, it follows that employee has failed to prove that he is entitled to benefits from the Second Injury Fund.

We note once again that this claim was heard together with the 2003 right shoulder claim against the Second Injury Fund. If, as employee claims, his left shoulder worsened as a residual effect of that 2003 injury, nothing precluded employee from so arguing before the administrative law judge and thereby seeking additional Second Injury Fund liability in that claim. That claim is not before us, however, because, although the claims were heard together, employee only filed an Application for Review in this matter.

In sum, we find that employee failed to meet his burden of proving that he sustained a primary injury in 2005. All other issues are moot.

Decision

We affirm the award of the administrative law judge with this separate opinion. Employee's claim against the Second Injury Fund is denied.

The award and decision of Administrative Law Judge Gary L. Robbins, issued December 15, 2010, is attached solely for reference and is not incorporated by this decision.

Given at Jefferson City, State of Missouri, this $9^{\text {th }}$ day of December 2011.

LABOR AND INDUSTRIAL RELATIONS COMMISSION

William F. Ringer, Chairman

Alice A. Bartlett, Member

Curtis E. Chick, Jr., Member

Attest:

Secretary

FINAL AWARD

Employee: Vernon W. Howard Injury No. 03-013834, 03-043861 \& Dependents: N/A 05-142391

Employer: Essex Contracting Incorporated for 03-013834 and 03-043861; and JH Berra for 05-142391

Additional Party: Second Injury Fund

Insurer: Missouri Employers Mutual Insurance Company for 03-013834 and 03-043861. In 05-142391 JH Berra is self-insured.

Hearing Date: September 16, 2010 Checked by: GLR/rf

SUMMARY OF FINDINGS

  1. Are any benefits awarded herein? Yes. PPD benefits in 03-013834 and 03-043861. See Award.
  2. Was the injury or occupational disease compensable under Chapter 287? Yes in 03-013834 and 03-043861. See Award.
  3. Was there an accident or incident of occupational disease under the Law? Yes in 03-013834 and 03-043861.
  4. Date of accident or onset of occupational disease? February 26, 2003 in 03-013834, May 8, 2003 in 03-

Full decision text continues in the plain-text archive copy.

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