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Troy Brown v. Wal-Mart Associates, Inc.

Decision date: November 20, 2015Injury #13-07789614 pages

Summary

The Commission affirmed the administrative law judge's denial of workers' compensation benefits, finding that the employee failed to meet his burden of proof regarding medical causation for an alleged occupational disease claim involving cumulative trauma to the left shoulder. The employee's expert failed to sufficiently distinguish between effects of a prior 2003 shoulder injury and alleged new cumulative trauma, and was apparently unaware that the employee had changed job positions in 2009.

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Caption

FINAL AWARD DENYING COMPENSATION (Affirming Award and Decision of Administrative Law Judge with Supplemental Opinion)
Injury No. 13-077896
Employee:Troy Brown
Employer:Wal-Mart Associates, Inc.
Insurer:New Hampshire Insurance Co.
Additional Party:Treasurer of Missouri as Custodian of Second Injury Fund
This workers' compensation case is submitted to the Labor and Industrial Relations Commission (Commission) for review as provided by § 287.480 RSMo. Having read the briefs, reviewed the evidence, heard the parties’ arguments, and considered the whole record, we find that the award of the administrative law judge denying compensation is supported by competent and substantial evidence and was made in accordance with the Missouri Workers' Compensation Law. Pursuant to § 286.090 RSMo, we affirm the award and decision of the administrative law judge with this supplemental opinion.
Discussion Medical causationThe administrative law judge determined that employee failed to meet his burden of proof as to the issue of medical causation based, in part, on findings that employee overstated the extent of repetitive motion involved in his job duties, and that employer’s expert provided more credible and persuasive testimony. We agree with the result reached by the administrative law judge, but wish to provide our own comments and analysis.With respect to employee’s testimony about his duties, we accept employee’s description of his work over the competing testimony from the manager James Thompson, and we are persuaded by employee’s testimony that the performance of these duties caused him to experience pain. It is not enough, however, that employee prove that the performance of his job duties caused him to experience pain; instead, it was employee’s burden to prove that his occupational exposures were the prevailing factor causing him to suffer a resulting medical condition and disability. See § 287.067 RSMo.In our view, the problem with employee’s case is not that he lacks credibility with regard to what percentage of his work involves stocking shelves, it’s that employee’s evaluating expert failed to identify a “resulting medical condition” for purposes of § 287.067.Specifically, Dr. Robert Paul opined for employee that “the prevailing factor in patient’s current complaints to his left shoulder is his was [sic] exposure to the hazards of an occupational disease/illness while working at [employer] in the form of cumulative trauma to his upper extremities, in particular his left shoulder.”Transcript, page 71. This is the extent of Dr. Paul’s causation opinion. In a case where employee suffered a prior left shoulder injury followed by multiple surgeries, it is not enough for Dr. Paul merely to identify “patient’s current complaints” as the resulting medical condition allegedly resulting from a new injury by occupational disease. Rather, we would expect

from employee's evaluating expert an explanation of the cumulative trauma employee sustained, as well as a specific identification of the new pathology that employee purportedly suffered as a result of this cumulative trauma. In our view, Dr. Paul did not sufficiently distinguish between the effects of employee's prior left shoulder injury of 2003 and the (alleged) more recent cumulative trauma.

Also, as noted by the administrative law judge, it is unclear whether Dr. Paul was sufficiently apprised of the relevant facts involved in this case, in that he appears to have been unaware that employee ceased working in the inventory control job in 2009 and began working thereafter as a sales associate in the sporting goods section. If Dr. Paul knew of this important circumstance, he failed to mention it anywhere in his report. Instead, in his only description of employee's duties, Dr. Paul indicated employee "was involved in sales, stocking, and inventory control" at the time he suffered his work injury. Transcript, page 67. Where it is unclear to us the extent that Dr. Paul properly understood employee's actual work duties, his opinions, however persuasive, are simply not relevant for our purposes.

Conclusion

We affirm and adopt the award of the administrative law judge as supplemented herein.

The award and decision of Administrative Law Judge Victorine R. Mahon, issued May 15, 2015, is attached and incorporated herein to the extent not inconsistent with this supplemental decision.

Given at Jefferson City, State of Missouri, this $20^{\text {th }}$ day of November 2015.

LABOR AND INDUSTRIAL RELATIONS COMMISSION

John J. Larsen, Jr., Chairman

James G. Avery, Jr., Member

Curtis E. Chick, Jr., Member

Attest:

AWARD
Employee:Troy BrownInjury No.: 13-077896
Dependents:N/ABefore the DIVISION OF WORKERS’ COMPENSATION Department of Labor and Industrial Relations of Missouri Jefferson City, Missouri
Employer:Wal-Mart Associates, Inc.
Additional Party:Treasurer of the State of Missouri as Custodian of the Second Injury Fund
Insurer:New Hampshire Insurance Co. c/o AIG Claims, Inc./Claims Management Inc.
Hearing Date:April 8, 2015Checked by: VRM/ps

FINDINGS OF FACT AND RULINGS OF LAW

  1. Are any benefits awarded herein? No.
  2. Was the injury or occupational disease compensable under Chapter 287? No.
  3. Was there an accident or incident of occupational disease under the Law? Yes.
  4. Date of accident or onset of occupational disease: Alleged September 25, 2013.
  5. State location where accident occurred or occupational disease was contracted: Lebanon, Missouri.
  6. Was above employee in employ of above employer at time of alleged accident or occupational disease? Yes.
  7. Did employer receive proper notice? Yes.
  8. Did accident or occupational disease arise out of and in the course of the employment? No.
  9. Was claim for compensation filed within time required by Law? Yes.
  10. Was employer insured by above insurer? Yes.
  11. Describe work employee was doing and how accident occurred or occupational disease contracted: Employee alleged an occupational injury due to repetitive trauma.
  12. Did accident or occupational disease cause death? No. Date of death? N/A.
  13. Part(s) of body injured by accident or occupational disease: Alleged left shoulder.
  14. Nature and extent of any permanent disability: None.
  1. Compensation paid to-date for temporary disability: None.
  2. Value necessary medical paid to date by employer/insurer? None.
  3. Value necessary medical aid not furnished by employer/insurer? None.
  4. Employee's average weekly wages: $\ 649.07.
  5. Weekly compensation rate: $\ 432.71.
  6. Method wages computation: Stipulation.

COMPENSATION PAYABLE

  1. Amount of compensation payable: None.
  2. Second Injury Fund liability: None.
  3. Future requirements awarded: None.
Issued by: DIVISION OF WORKERS’ COMPENSATION
Employee:Troy Brown
Injury No.: 13-077896
First Name:
First Name:
Dependent:N/A
First Name:
First Name:
Dependent:Wal-Mart Associates, Inc.
First Name:
First Name:
Additional Party:Treasurer of the State of Missouri as Custodian of the Second Injury Fund
First Name:
Insurer:New Hampshire Insurance Co. c/o AIG Claims, Inc./Claims Management Inc.
First Name:
Hearing Date:April 8, 2015
First Name:

INTRODUCTION

Troy Brown (Claimant) contends that the current problem in his left shoulder results from repetitive motion associated with his job duties for Wal-Mart Associates, Inc. (Employer). Tendering the opinion of his expert witness (Dr. Robert Paul), Claimant seeks a referral to an orthopedic specialist to determine the nature of his injury and to obtain a recommendation for treatment to address his left shoulder pain. Employer has refused to provide the same, defending on multiple bases, not the least of which is a stipulation for compromise settlement signed between these same parties on September 25, 2005. In that document, Claimant resolved a 2003 accidental work injury with Employer for 40 percent of the left shoulder. The written agreement specifically states that the parties intended to resolve all issues including future medical. Employer essentially avers that Claimant’s new claim of injury by repetitive trauma to the same left shoulder (as opposed to the earlier injury by accident) is aimed at obtaining the treatment Claimant specifically waived a decade earlier. The undersigned Administrative Law Judge conducted the hearing on April 8, 2015.

Claimant appeared in person and with his attorney, Ryan Murphy. Attorney Jerry Harmison represented Employer and its insurer, New Hampshire Insurance Co., and its third party administrator. The Treasurer of Missouri, as Custodian of the Second Injury Fund, appeared by Assistant Attorney General Catherine Goodnight. Upon request of Employer/Insurer and the Second Injury Fund, the Administrative Law Judge agreed to issue a Final Award if she determined that the claim was not compensable.

STIPULATIONS

The parties stipulated to the following facts: (1) On or about September 25, 2013, Wal-Mart Associates, Inc., was an employer operating under and subject to the terms and provisions of the Missouri Workers’ Compensation Law, and during this time was fully insured. (2) On September 25, 2013, Troy Brown was an employee of Employer in its store in Lebanon, Missouri, and was working under and subject to the Missouri Workers’ Compensation Law.

(3) There is no challenge to jurisdiction. The parties agreed to a change of venue to Springfield, Greene County, Missouri, for this hearing.

(4) The Claim for Compensation was filed within the time prescribed by $\S 287.430 RSMo.

(5) Claimant's average weekly wage was \ 649.07, yielding a compensation rate of $\ 432.71.

(6) Employer/Insurer provided no temporary total disability benefits and no medical benefits.

ISSUES

The following are the issues identified by the parties are the hearing:

(1) Did Claimant provide notice of his injury as required by law?

(2) Did Claimant sustain an injury by occupational disease to his left shoulder, culminating on September 25, 2013?

(3) Did the alleged injury arise out of and in the course of employment for Employer?

(4) Is Claimant's injury medically and causally related to the work for this Employer?

(5) Shall Employer and Insurer provide medical treatment for Claimant's alleged injury?

(6) Is there any Second Injury Fund liability?

In addition to the above issues, Claimant's attorney seeks a 25 percent fee of any monies awarded.

EXHIBITS

Claimant offered the following exhibits, which were admitted:

Medical Report

  1. Dr. Paul - dated July 25, 2014
  2. Addendum to Dr. Paul's Report - dated February 3, 2015

Medical Records

  1. Mercy Hospital - Lebanon
  2. Mercy Clinic
  3. Mercy Clinic
  4. Lake Orthopedic Group
  5. Mid Missouri Orthopedic \& Sports Medicine
  6. Breech Regional Medical Center
  7. Progressive Health Physical Therapy \& Sports Medicine
  8. Lourdes Medical Center and Rancocas Hospital

Other Documents

  1. Final Evaluation Report and Addendum of Dr. Mather - 2003 Injury
  2. Stipulation for Compromise Settlement - Injury No. 03-138313
  3. "60 Day" Letter to Attorneys Harmison and Goodnight

Employer/Insurer offered the following exhibits, which were admitted into evidence:

Deposition

A. Troy Brown, dated October 6, 2014

Medical Report

B. Dr. Lennard, dated October 29, 2014

The Second Injury Fund offered no additional exhibits.

The 2003 Injury

Claimant began working for Employer 17 years ago on October 4, 1998. On March 26, 2003, Claimant fell from a loading dock and suffered a complete tear of the rotator cuff. Employer provided medical care, including a left shoulder surgery on May 27, 2003, performed by Dr. Curtis Mather. While traveling in Brazil a few months later, Claimant reinjured his left shoulder. This incident resulted in a second left shoulder surgery performed by Dr. Mather on Sept

Full decision text continues in the plain-text archive copy.

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