Ronald Malam v. State of Missouri/Dept. of Corrections
Decision date: September 28, 2016Injury #11-06294922 pages
Summary
The Supreme Court of Missouri reversed the Commission's initial denial, and the Commission issued this final award allowing workers' compensation benefits for a corrections officer who suffered a hypertensive crisis after performing an inmate takedown on August 12, 2011. The employee's sole claim was for unpaid past medical expenses related to the hypertensive crisis hospitalization, with no claim for permanent partial disability.
Archive Notice
This archive contains published Missouri Labor and Industrial Relations Commission workers' compensation decisions reproduced for research convenience. Official source links remain authoritative where provided. Joseph Ott, Attorney 67889, Ott Law Firm - Constant Victory - Personal Injury and Litigation maintains these public legal archives to support Missouri case research and to help prospective clients connect that research to the firm's courtroom practice.
Related Legal Help
Practical guidance for this decision
Third-Party Injury Check
This workers' comp decision may point to a separate injury claim.
- A driver, contractor, property owner, or equipment company may share fault.
- The injury involved a vehicle, unsafe premises, defective equipment, or a non-employer vendor.
- A serious injury or death may need both benefits review and civil-claim analysis.
Caption
| FINAL AWARD ALLOWING COMPENSATION (After Mandate from the Supreme Court of Missouri) |
| Employee: | Ronald Malam |
| Employer: | State of Missouri/Dept. of Corrections |
| Insurer: | C A R O |
| Healthcare Provider: | Lester E. Cox Medical Centers |
| Introduction | |
| On June 28, 2016, the Supreme Court of Missouri issued an opinion reversing the October 10, 2014, award and decision of the Labor and Industrial Relations Commission (Commission) in this workers’ compensation case. SeeMalam v. Dep’t of Corr., SC95170 (June 28, 2016). By mandate issued August 16, 2016, the Court confirmed its decision to reverse the Commission’s award and remanded this matter to the Commission for further proceedings in conformity with the opinion of the Court. | |
| Pursuant to the Court’s mandate, we issue this award. | |
| Findings of Fact | |
| In March 2005, employee suffered at the age of 43 a period of rapid weight gain (30 pounds in 2 weeks) accompanied by shortness of breath and generalized body swelling, resulting in a four-day hospitalization and diagnosis of congestive heart failure, hypertension, primary cardiomyopathy, pulmonary hypertension, left ventricular dysfunction, biventricular failure, and morbid obesity. Following a four-day September 2009 hospitalization for gallstone pancreatitis with both acute and chronic cholecystitis, doctors diagnosed employee with diabetes mellitus. In March 2010, employee was again hospitalized for eleven days, this time for acute pancreatitis, acute renal failure, obesity, hypertension, hypophosphoremia, and uncontrolled diabetes mellitus. | |
| Employee, a corrections officer for employer, seeks workers’ compensation benefits in connection with a hypertensive crisis he suffered after an event at work on August 12, 2011, wherein employee took an uncooperative inmate to the ground. In the weeks leading up to this event, employee was drinking up to 10 liters of water per day. | |
| The takedown event occurred as follows. The inmate was facing a wall, with employee behind him. In the course of the takedown, employee reached his right hand under the inmate’s right armpit, lifted the inmate up, moved him to the left, and then took him down to the ground. Employee testified that he went down with the inmate such that he ended up lying with his stomach upon the inmate’s back. | |
| This was the first and only takedown of an inmate employee had ever performed. Employee felt the takedown took minimal exertion on his part, as he was working out a lot, and he also weighed about 100 pounds more than the inmate. Employee testified he didn’t notice anything unusual immediately after the takedown. However, in |
Injury No.: 11-062949
Medical Fee No.: 11-00127
Employee: Ronald Malam
-2 -
response to a question posed by his attorney, he agreed he may have experienced a bit of an adrenaline rush as a result of the event.
At some point after the takedown, employee experienced difficulty breathing. ${ }^{1}$ Employee felt as if his lungs were filling up with fluid. Employee tried to get a drink of water from a sink, but spit up blood instead. An on-site nurse saw this and suggested employee go to the hospital. Someone with employer called an ambulance, which took employee to Texas County Memorial Hospital. Employee woke up a week later at Lester E. Cox Medical Centers, where he received treatment for a hypertensive crisis.
Employee missed about six weeks of work ${ }^{2}$ but returned thereafter without any additional problems referable to the August 2011 takedown event. In fact, employee makes no claim for permanent partial disability benefits in this matter, as his medical expert, Dr. P. Brent Koprivica, specifically ruled out such in his evaluation. Instead, employee's sole claim for compensation is for unpaid past medical expenses.
Employee provided his unpaid medical bills and the treatment records corresponding to the bills, which suggest that he incurred $\ 138,010.15 in unpaid past medical expenses. Employee provided his uncontested testimony identifying the bills as incurred in connection with his treatment following the August 2011 takedown event; we credit employee in this regard, and find he incurred $\ 138,010.15 in unpaid past medical expenses for treatment reasonably required in connection with the August 2011 event.
Expert medical opinion evidence
Employer advances the expert medical opinion of Dr. Anne-Marie Puricelli, who believes employee's drinking excessive amounts of fluid per day exacerbated both his preexisting hypertension and his underlying cardiomyopathy, and that his hypertensive crisis of August 12, 2011, was the product of his severely compromised cardiopulmonary conditions, rather than his takedown of the inmate. In our award of October 10, 2014, we noted that Dr. Puricelli premised her causation opinion upon demonstrably incorrect facts with regard to the takedown event; she believed, for instance, that employee did not fall to the ground during the event, but instead remained standing.
Dr. Puricelli also based her opinion, in part, on a purely conclusory determination that employee's preexisting hypertension was inadequately treated before August 12, 2011, but we found no clear indication in the record that this was the case, and Dr. Puricelli failed to explain how or why she believed employee's hypertension was inadequately treated. For these reasons, we have already found that Dr. Puricelli's opinions lack persuasive force in this case.
[^0]
[^0]: ${ }^{1}$ Employee initially testified he experienced difficulty breathing less than 2 minutes after the takedown; on cross-examination, however, he conceded he was only guessing in this regard, and agreed it could have been any time within a 40 minute window after the event.
${ }^{2}$ The parties stipulated that employer paid temporary total disability benefits in the amount of $\ 2,284.95 for the period August 13, 2011, through September 21, 2011.
Employee: Ronald Malam
Likewise, we noted in our award of October 10, 2014, that employee's medical expert, Dr. Koprivica, appeared to rely upon a somewhat inaccurate history with regard to the circumstances of the accident. However, we accept Dr. Koprivica's causation opinion in this case. We find that the accident of August 12, 2011, was the prevailing factor precipitating employee's hypertensive crisis.
Medical fee dispute
Lester E. Cox Medical Centers filed an Application for Direct Payment in this case alleging it is entitled under $\S 287.140 .13(6) RSMo to direct payment of \ 130,575.15 for medical services provided to employee to cure and relieve the effects of the claimed work injury. On its Application, Lester E. Cox Medical Centers checked the box indicating "[a]uthorization potentially in dispute." On its Application, Lester E. Cox Medical Centers also left blank the portions wherein it was directed to provide the name and title of the person who authorized the services, and the date such authorization was given.
At the hearing before the administrative law judge, Lester E. Cox Medical Centers did not present any witnesses or documentary evidence to prove up its assertion that employer authorized in advance the medical treatment resulting in charges of $\ 130,575.15. Instead, Lester E. Cox Medical Centers relied solely upon its crossexamination of employee, wherein he agreed that he did not call an ambulance for himself, and so someone with employer must have done this. Employee also testified, however, that employer never did or said anything that led him to believe employer would pay any of the bills he incurred for treatment provided by Lester E. Cox Medical Centers.
We acknowledge the parties' stipulation that employer did pay $\ 6,085.46 in medical expenses; however, the parties did not specify to which providers or for what medical treatments or procedures these amounts were paid. Employer's payment of this amount would tend to suggest that employer authorized at least some treatment that employee underwent, but it is not clear which providers or which treatments were authorized. ${ }^{3}$ Nor is it clear that such providers received authorization in advance of providing treatment to employee, in any event. Lester E. Cox Medical Centers has failed to present any evidence to clear up this ambiguity, or to otherwise demonstrate why employer's (apparent) authorization of some of employee's medical expenses should extend to the amount which it claims in its Application for Direct Payment.
What is clear is that employer has disputed employee's unpaid medical expenses in the amount of $\ 138,010.15, which includes the charges from Lester E. Cox Medical Centers. We find that employer did not authorize, in advance, the treatment employee underwent with Lester E. Cox Medical Centers for which it seeks the claimed amount of $\ 138,010.15 in its Application for Direct Payment.
[^0]
[^0]: ${ }^{3}$ Employee also received initial treatment at Texas County Memorial Hospital, and he testified that he received a bill for the ambulance services that transported him there.
Conclusions of Law
Accident $^{4}$
On August 12, 2011, employee, who worked as a prison guard for employer, took down an uncooperative inmate. Section 287.020.2 RSMo provides, in relevant part, as follows:
The word "accident" as used in this chapter shall mean an unexpected traumatic event or unusual strain identifiable by time and place of occurrence and producing at the time objective symptoms of an injury caused by a specific event during a single work shift. An injury is not compensable because work was a triggering or precipitating factor.
The first sentence of the foregoing section constitutes the exclusive definition of "accident" for purposes of Chapter 287. The second sentence is a legislative directive telling us what type of "injury" is compensable. We do not deem the second sentence to modify the definition of what constitutes an "accident," because the plain language of the statute provides no indication that we should do so.
We note that the term "injury" is separately defined in the next numbered paragraph of the statute at $\S 287.020 .3(1)$ RSMo. It is, of course, somewhat unclear why the legislature chose to discuss the concept of "injury" in the numbered paragraph containing the definition of "accident," but we discern a need to avoid conflating the two concepts where the legislature has provided separate and specific definitions for each. Nor can we import a legislative directive regarding what "injuries" are compensable into the definition of "accident" where the legislature has mandated that we must strictly construe the provisions of Chapter 287. See § 287.800.1 RSMo.
We conclude that the incident on August 12, 2011, was (1) unexpected, (2) traumatic, (3) identifiable by time and place of occurrence, and (4) produced at the time objective symptoms of an injury caused by a specific event during a single work shift-namely, employee's difficulty breathing and his spitting up blood. We conclude, therefore, that employee suffered an accident.
Medical Causation
Section 287.020.3(1) RSMo sets forth the statutory test for medical causation applicable to this claim, and provides, in relevant part, as follows:
An injury by accident is compensable only if the accident was the prevailing factor in causing both the resulting medical condition and disability. "The prevailing factor" is defined to be the primary factor, in relation to any other factor, causing both the resulting medical condition and disability.
[^0]
[^0]: ${ }^{4}$ The parties did not challenge, before the Court, our determination with respect to the issue of "accident"; accordingly, for the convenience of the parties, our previous analysis and conclusions with respect to this issue are reproduced herein.
We have accepted Dr. Koprivica's causation opinion in this case. Accordingly, we have found that the accident of August 12, 2011, was the prevailing factor precip
Full decision text continues in the plain-text archive copy.