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Thomas Williams v. Hussmann Corporation

Decision date: October 3, 2019Injury #02-04879920 pages

Summary

The Labor and Industrial Relations Commission affirmed the administrative law judge's award allowing workers' compensation benefits for Thomas Williams' February 28, 2002 occupational disease injury, finding that his employment was a substantial factor in causing the resulting medical condition. The Commission applied the pre-2005 amendment standard for medical causation and determined the same result would obtain even under the higher burden of the post-2005 amendments.

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Caption

Issued by THE LABOR AND INDUSTRIAL RELATIONS COMMISSION

FINAL AWARD ALLOWING COMPENSATION

(Affirming Award and Decision of Administrative Law Judge with Supplemental Opinion)

**Injury No.:** 02-048799

**Employee:** Thomas Williams

**Employer:** Hussmann Corporation (settled)

**Insurer:** Pacific Employers Insurance Company (settled)

**Additional Party:** Treasurer of Missouri as Custodian of Second Injury Fund

This workers' compensation case is submitted to the Labor and Industrial Relations Commission (Commission) for review as provided by § 287.480, RSMo. Having reviewed the evidence, read the parties' briefs, and considered the whole record, we find that the award of the administrative law judge allowing compensation is supported by competent and substantial evidence and was made in accordance with the Missouri Workers' Compensation Law. Pursuant to § 286.090, RSMo, we affirm the award and decision of the administrative law judge with this supplemental opinion.

Standard for Medical Causation

The administrative law judge analyzed the issue of medical causation by applying the post-2005 amendments to Chapter 287, RSMo, to the matter at hand. However, the date of injury in this matter pre-dated the 2005 amendments. Section 287.020.3, RSMo, as it existed in February 2002, provided:

  1. In this chapter the term "injury" is hereby defined to be an injury which has arisen out of and in the course of employment. The injury must be incidental to and not independent of the relation of employer and employee. Ordinarily, gradual deterioration or progressive degeneration of the body caused by aging shall not be compensable, except where the deterioration or degeneration follows as an incident of employment.
  1. An injury shall be deemed to arise out of and in the course of employment only if:

a. It is reasonably apparent, upon consideration of all the circumstances, that the employment is a substantial factor in causing injury; and

b. It can be seen to have followed as a natural incident of the work; and

c. It can be fairly traced to the employment as a proximate cause; and

d. It does not come from a hazard or risk unrelated to the employment to which workers would have been equally exposed outside of and unrelated to the employment in normal nonemployment life.

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Injury No.: 02-048799

Employee: Thomas Williams

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Section 287.020.2, RSMo, provided, in pertinent part:

"An injury is compensable if it is clearly work related. An injury is clearly work related if work was a substantial factor in the cause of the resulting medical condition or disability. An injury is not compensable merely because work was a triggering or precipitating factor."

Thus, the appropriate question is whether employee's February 28, 2002 occupational disease exposure was "a substantial factor in the cause of the resulting medical condition or disability" or simply "a triggering or precipitating factor."

Having clarified this point, we are persuaded that, because the post-2005 amendment standard for medical causation has a higher burden of proof than the pre-2005 amendment standard, the medical causation result does not change in this matter. We conclude that employee's work for employer was a substantial factor in causing the February 28, 2002 injury by occupational disease.

**Conclusion**

We affirm and adopt the award of the administrative law judge as supplemented herein.

The award and decision of Administrative Law Judge Marvin O. Teer, Jr., is attached and incorporated herein to the extent not inconsistent with this supplemental decision.

We approve and affirm the administrative law judge's allowance of attorney's fee herein as being fair and reasonable.

Any past due compensation shall bear interest as provided by law.

Given at Jefferson City, State of Missouri, this 3rd day of October 2019.

LABOR AND INDUSTRIAL RELATIONS COMMISSION

Robert W. Cornejo, Chairman

Reid K. Forrester, Member

DISSENTING OPINION FILED

Curtis E. Chick, Jr., Member

Attest:

Secretary

Injury No.: 02-048799

Employee: Thomas Williams

DISSENTING OPINION

I have reviewed and considered all of the competent and substantial evidence on the whole record. Based on my review of the evidence as well as my consideration of the relevant provisions of the Missouri Workers' Compensation Law, I believe the decision of the administrative law judge should be modified.

I agree with the majority that the pre-2005 standard applies for medical causation. However, I disagree with the May 9, 2016 maximum medical improvement date. I also find persuasive that employee was permanently and totally disabled much earlier than found by the administrative law judge.

Maximum Medical Improvement Date

The maximum improvement date determines when permanent total disability payments commence from the Second Injury Fund, as opposed to temporary total disability payments by the employer.

Awards of temporary total disability are intended to cover healing periods. These awards are payable until the employee is able to find some employment or until the employee's condition "has reached the point where further progress is not expected."

*Vinson v. Curators of Univ. of Mo., 822 S.W.2d 504, 508 (Mo. App. 1991) (quoting Williams v. Pillsbury Co., 694 S.W.2d 488, 489 (Mo. App. 1955)).*

I find persuasive that employee reached maximum improvement on September 8, 2003, because he reached a point where further progress was not expected. The subsequent treatment, including the total knee replacement a decade later, was not part of the rehabilitative process, but was merely pain management, followed by a replacement of orthotics.

Employee's original treatment consisted of three left knee surgical procedures by August 15, 2003, including a partial knee replacement. This partial knee replacement was never intended to last indefinitely. On September 8, 2003, employee was released without restrictions to return to work. On this date, further progress was not expected, even though employee continued to have pain and required treatment for such pain. Subsequently, on February 5, 2004, Dr. Michael Nogalski indicated in an independent medical evaluation that employee had reached maximum medical improvement. On June 28, 2004, Dr. Raymond Cohen stated that employee's permanent disability could be ascertained, which is only possible when one has reached maximum medical improvement.

The treatment employee received after September 8, 2003, focused on employee's pain management and did not focus on improving employee's overall condition. On February 24, 2006, employee went to his primary care physician due to back pain complaints; employee received a muscle relaxer. Employee continued to take prescription pain medication. On August 3, 2007, employee's primary care physician prescribed more pain medication. Employee then moved to Tennessee where he saw an orthopedic surgeon who treated employee's pain with steroid injections. Employee also received more pain medication. At one point, employee received a magnetic resonance imaging scan to determine the possibility of further knee surgery to replace the 2003 partial knee replacement.

Injury No.: 02-048799

Employee: Thomas Williams

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On April 8, 2016, employee received a fourth left knee surgical procedure to remove the partial knee replacement with a total knee replacement. On May 9, 2016, Dr. Thomas Aleto released employee from care. This fourth surgical procedure, over a decade after his third left knee procedure, does not alter the fact that as of September 8, 2003, employee was not expected to progress further.

Therefore, I specifically find that employee's treatment between September 8, 2003 and April 8, 2016 was not part of the rehabilitative process, but merely addressed pain management. The April 8, 2016 surgery was merely a replacement of orthotics and also was not part of the rehabilitative process.

Permanent Total Disability

Although employee was released on September 8, 2003 to return to work without restrictions, employee was unable to compete in the open labor market. I find persuasive the opinions of employee's experts that employee was permanently and totally disabled due to a combination of his work-related injury and his pre-existing injuries as of September 8, 2003.

Section 287.020.7, RSMo 2000, provided, "The term 'total disability' as used in this chapter shall mean inability to return to any employment and not merely mean inability to return to the employment in which the employee was engaged at the time of the accident."

"The test for permanent total disability is the worker's ability to compete in the open labor market in that it measures the worker's potential for returning to employment. The critical question then becomes whether any employer in the usual course of employment would reasonably be expected to hire this [employee] in his or her present physical condition." Lorentz v. Mo. State Treasurer, 72 S.W.3d 315, 319 (Mo. App. 2002) (citations omitted) (overruled on other grounds by Hampton v. Big Boy Steel Erection, 121 S.W.3d 220 (Mo. 2003).

By September 8, 2003, employee's February 28, 2002 occupational disease exposure injury combined with his pre-existing right foot condition to render him permanently and totally disabled. Employee has a pre-existing congenital deformity to his right foot. This condition has prevented employee from working for months at a time. When he was working, employee missed one to two days per week due to his right foot; most of these days were covered through FMLA leave. Employee's right foot condition made him use his left foot predominantly in his work, resulting in the February 28, 2002 occupational disease exposure.

On June 28, 2004, Dr. Cohen rated employee's work-related injury at 80% permanent partial disability at the left knee and 10% body as a whole at the lumbar spine. Dr. Cohen also rated employee's pre-existing right foot at 60% permanent partial disability at the ankle. Dr. Cohen stated, employee "needs to be restricted from any work in which he does any prolonged standing, stooping, crawling, kneeling or any other repetitive work involving the lower extremities." Tr., p. 149. Dr. Cohen also found that his work-related injury and his pre-existing injuries were a hindrance or obstacle to employee's employment or reemployment.

On September 3, 2015, Dr. Cohen looked at employee again. Dr. Cohen emphasized that his analysis considered only the work-related occupational disease exposure up through February 28, 2002, but not after. Dr. Cohen did not change his rating from June 28, 2004. The administrative law judge found Dr. Cohen's ratings persuasive and Dr. Cohen's opinion persuasive. I do not see a reason to disturb the administrative law judge's credibility finding on this issue. Dr. Cohen's rating and opinions support that employee was permanently and totally disabled by September 8, 2003.

Injury No.: 02-048799

Employee: Thomas Williams

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Similarly, on January 2, 2008, Mr. Timothy Lalk, a vocational expert, opined that employee's prospects for work were extremely limited, by stating:

[b]ased upon the restrictions of Dr. Cohen[,] Mr. Williams is limited to sedentary or near sedentary occupations. He would need to look for jobs similar to his work as a customer service representative performing duties such as a parts manager or dispatcher. Alternatively[,] he could consider jobs such as cashier in a self-service convenience store, desk clerk at a motel or rental store, information clerk or unarmed security guard and a variety of other customer service representative positions.

Tr., p. 286. Mr. Lalk also noted that it was obvious that employee had difficulty changing positions and that he was unsteady when he walked. Mr. Lalk then concluded:

It is my opinion that Mr. Williams is not able to maintain employment in the open labor market and is not able to successfully compete for employment. If Mr. Williams presents himself as having difficulty simply

Full decision text continues in the plain-text archive copy.

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