Based on the substantial and competent evidence of record, including the relevant medical records, documents, Claimant's testimony, and the testimony of other witnesses, I make the following additional findings of fact and rulings of law:
- Claimant's work is not a substantial factor in causing the degenerative condition of his left knee and back.
It is Claimant's contention his nearly thirty year employment as a riveter caused an occupational disease of the left knee and back. Although the parties identified separate issues (Did Claimant sustain occupational disease; Did Claimant's injury arise out of and in the course of employment; and is Claimant's medical condition causally related to the alleged occupational disease), the core question is whether Claimant's work is a substantial factor in causing the degenerative condition of his left knee and back. Thus, the first three issues identified by the parties at the start of the hearing will be addressed together. The substantial and competent credible evidence establishes Claimant does not have compensable injuries to the left knee and back.
As with all Workers' Compensation claims, it is Claimant's burden to establish all essential elements in order to recover benefits. In Kuykendall v. Gates Rubber Co., 207 S.W.3d 694, 704 (Mo.App. S.D.,2006), the court discussed the key legal elements of an occupational disease claim:
"Occupational diseases are compensable under the Missouri Workers' Compensation Act, § 287.067.1 \& .2." Kent v. Goodyear Tire and Rubber Co., 147 S.W.3d 865, 867 (Mo.App.2004). "The statute requires that the condition be an 'identifiable disease arising with or without human fault and in the course of the employment.' " Id. (quoting § 287.067). "Subsection 2 of ... § 287.067 adopts the causation standard for occupational disease claims as stated in § 287.020.2; the employee's work must be 'a substantial factor' in causing the medical condition." Id. (quoting § 287.020.2). "Thus, for an injury to be compensable under the Missouri Workers' Compensation Act, the work performed must have been a substantial factor in causing the medical condition or disability." Id. at 867-68. "The claimant [also] bears the burden of proving a direct causal relationship between the conditions of his employment and the occupational disease." Jacobs v. City of Jefferson, 991 S.W.2d 693, 696 (Mo.App.1999).
" 'Arising out of' and 'in the course of' employment are two separate tests, and both must be met before an employee is entitled to compensation." Simmons v. Bob Mears Wholesale Florist, 167 S.W.3d 222, 225 (Mo.App.2005) (quoting Abel v. Mike Russell's Std. Serv., 924 S.W.2d 502, 503 (Mo. banc 1996)). "To meet the test of an injury 'arising out of' the employment, the injury must be a natural and reasonable incident of the employment, and there must be a causal connection between the nature of the duties or conditions under which employee is required to perform and the resulting injury." Id. " 'In the course of employment' refers to the time, place and circumstance of an employee's injury." Id.
Furthermore, the claimant must establish, generally through expert testimony, the probability that the occupational disease was caused by conditions in the work place. Kelley v. Banta \& Stude Construction Co. Inc., 1
S.W.3d 43, 48 (Mo.App. E.D.1999), as cited in Townser v. First Data Corp., 215 S.W.3d 237, 241-242 (Mo.App. E.D. 2007). Such conditions need not be the sole cause of the disease, so long as they are a substantial contributing factor. Id. A single medical opinion will support a finding of compensability even where the causes of the disease are indeterminate. Id. Where the opinions of medical experts are in conflict, the fact-finding body determines whose opinion is the most credible. Id. Thus, Claimant must present credible factual and medical evidence to meet his burden.
In this case, there is little dispute as to the facts. Claimant worked for more than 27 years in a job which required him to stand on a concrete floor during working hours. He frequently stepped up to and down from a platform, and occasionally walked across the building to retrieve parts or climbed steps. He did not frequently squat, kneel, crawl, jump or climb ladders, if at all. He wore cushioned work shoes. Claimant had surgery to his the lateral portion of his left knee in 1979, and did well until symptoms arose in 2002. There is no evidence Claimant had an accident involving his left knee. Currently, Claimant has a degenerative disease of his left knee, primarily in the lateral compartment.
The issue of whether the conditions of the workplace caused the condition of Claimant's knee turns on the expert testimony. Predictably, there are conflicting opinions on causation. Dr. Musich, Claimant's expert, concluded work was a substantial factor in causing the knee and some back injury. For Employer, Dr. Kostman explained why work was not a factor. Dr. Ruble noted it was "entirely possible" standing on a concrete floor could have significantly contributed to Claimant's degenerative changes, but the prior surgery would have also predisposed him as well. Dr. Harris, the treating doctor, did not think work was a substantial factor, but agreed standing on concrete would aggravate degenerative symptoms.
Of the experts to opine on causation, Dr. Kostman offers the most credible, well-reasoned and factually-sound explanation as to the cause of Claimant's left knee condition. Noting the unilateral nature of the problems, Dr. Kostman explained why Claimant's prior trauma and surgery involving the lateral compartment of the left knee, along with the left genu valgum deformity, are the cause of the arthritis now affecting the knee. He also credibly explained that one's daily activities can aggravate the symptoms of arthritis, but do not affect the physical course of the disease. Dr. Harris' opinion that work, while not a substantial factor, could aggravate symptoms is consistent with Dr. Kostman's. The credible testimony of Dr. Kostman establishes Claimant's work is not a substantial factor in his disease.
By contrast, the opinion of Dr. Musich that the knee and back problems are work related is ill-founded in the evidence, conclusory, and not believable. Dr. Musich jumped to the conclusion the injuries were compensable without offering any explanation as to why. He also lacked knowledge of several key facts, such as the prior surgery, the nature of the work, and the fact Claimant wore cushioned shoes. His attempts to explain why the prior surgery did not impact his opinion were implausible.
Although Dr. Ruble, and Dr. Harris to a lesser degree, suggests standing on concrete aggravated the degenerative condition, such opinion does not make this claim compensable. Dr. Ruble's statement standing could have significantly contributed to his knee degenerative changes is somewhat speculative and is not accompanied by a sound explanation. Besides, there is a distinction between an activity that aggravates an underlying condition by making it more symptomatic, and an activity that actually alters the course of an underlying condition. In workers' compensation, pre-existing but non-disabling condition does not bar recovery under the Workers' Compensation Law if a work related accident causes the condition to escalate to the level of disability. Gennari v. Norwood Hills Corporation, 322 S.W.2d 718, 722-723 (Mo. 1959). Aggravation of a pre-existing condition is a compensable injury if the claimant establishes a direct causal link between her job duties and the aggravated condition. See Smith v. Climate Engineering, 939 S.W.2d 429, 435 (Mo.App. E.D. 1996), overruled in part by Hampton v. Big Boy Steel Erection, 121 S.W.3d 220, 226 (Mo. 2003). Work must have been a "substantial factor" causing the aggravated condition. § 287.020.2. Avery v. City of Columbia, 966 S.W.2d 315, 322 (Mo.App. W.D. 1998). Claimant's evidence on aggravation does not meet this standard. The credible evidence show that work, at most, triggered symptoms, but was not a substantial factor in escalating or causing the degenerative condition of the knee.
Claimant also claimed he suffered an occupational disease of the low back as a result of his many years of
work. There is little, if any, competent evidence to support this claim. Dr. Kitchen's testimony to the contrary is competing and credible.
The credible, substantial, and competent evidence establishes Claimant did not suffer from an occupational disease of the left knee and/or low back arising out of and in the course of his employment that was substantially caused by his employment. Rather, he suffered from an ordinary disease of life substantially caused by his prior injury and surgery, as well as the bow-legged nature of his left leg.
- Nature and Extent of Disability; Total Disability; and Second Injury Fund Liability.
The party claiming benefits under the Workers' Compensation Law of Missouri bears the burden of proving all material elements of his or her claim. Duncan v. Springfield R-12 School District, 897 S.W.2d 108, 114 (Mo.App. S.D. 1995), citing Meilves v. Morris, 442 S.W.2d 335, 339 (Mo. 1968); Bruflat v. Mister Guy, Inc. 933 S.W.2d 829, 835 (Mo.App. W.D. 1996); and Decker v. Square D Co. 974 S.W.2d 667, 670 (Mo.App. W.D. 1998). Where there is a failure of proof on one element, the entire claim fails. Having found against Claimant on the cornerstone issues of occupational disease/arising out of/medical causation, the remaining issues are moot, and will not be addressed.