The initial issue presented by the parties involves consideration of whether the employee sustained an injury by accident on August 21, 2014; and if so, whether the accident arose out of and in the course of her employment with the employer, Christian County. The adjudication of this issue requires consideration of the "Prevailing Factor" test, as set forth in Section 287.020.3, RSMo, which states the following:
(1) In this chapter the term "injury" is hereby defined to be an injury which has arisen out of and in the course of employment. An injury by accident is compensable only if the accident was the prevailing factor in causing both the resulting medical condition and disability. "The prevailing factor" is defined to be the primary factor, in relation to any other factor, causing both the resulting medical condition and disability.
(2) An injury shall be deemed to arise out of and in the course of the employment only if:
(a) It is reasonably apparent, upon consideration of all the circumstances, that the accident is the prevailing factor in causing the injury; and
(b) It does not come from a hazard or risk unrelated to the employment to which workers would have been equally exposed outside of and unrelated to the employment in normal nonemployment life.
The adjudication of this issue involves a three-step process, and requires consideration of the following questions:
- What is the injury (medical condition and disability)?
- Which factor among the factors is the prevailing factor in causing the injury?
- Whether the injury comes from a hazard or risk unrelated to the employment to which workers would have been equally exposed outside of and unrelated to the employment in normal nonemployment life?
See, Tillotson v. St. Joseph Medical Center, 347 S.W.3d 511 (Mo. App. W.D. 2011)
What is the injury? Which factor among the factors is the prevailing factor in causing the injury?
These two questions are examined together in determining the nature of the injury sustained by Ms. Brown. As to this issue, the employer and insurer do not dispute that on the date in question (August 21, 2014), and while engaged in her employment as the Christian County Clerk, Ms. Brown suffered a fall. Further, the employer and insurer do not dispute that as a consequence of this fall, Ms. Brown sustained an injury to her right upper extremity. Rather, the parties have placed in dispute the factual issue of what caused the fall. In adjudicating this factual issue it is noteworthy to consider the principles enunciated in Dorris v. Stoddard County, 436 S.W.3d 586, 589 (Mo.App. S.D. 2014), wherein the court propounded the following comment:
Contrary to the implicit assumption in Employer's argument, nothing in the workers' compensation law requires the claimant to testify to the exact cause of the accident. Rather the Commission is entitled to consider the evidence as a whole and rely on reasonable inferences. Dorris at page 589.
At the evidentiary hearing Ms. Brown presented testimony and other evidence indicating that there was a gap of three inches between the floor and the bottom of the frame of the rolling cabinet where a person's foot and shoe would slide underneath. Exhibits 6-1 and 6-2 show that a foot and common shoe will fit underneath. Exhibit 10 demonstrates that Ms. Brown's foot and shoe clearly fit underneath. Also, Ms. Brown measured the height of the toe and forefoot of the shoe. The toe is three-quarters ( $3 / 4 ) to one (1) inch; the forefoot is five-eighths ( 5 / 8$ ) of an inch; and the heel was only two (2) inches. Based on these measurements, Ms. Brown could have easily have placed her left foot by the wheel under the frame and this could serve as the fulcrum from which she fell. Also, at the time of the fall Ms. Brown was facing the copier and cabinet so her left foot would have been located underneath the rolling cabinet. There is substantial circumstantial evidence, much less testimony from Brown herself, to support the cause of the fall was Brown's left foot positioned against the wheel underneath the frame of the filing cabinet.
The employer and insurer question the veracity of Ms. Brown, and argue that during the course of her case Ms. Brown changed her story, and developed a different set of facts in an "attempt to later contrive a cause of her injury." In presenting this argument, the employer and insurer note that Ms. Brown initially testified in her recorded statement that she suddenly "lost her footing," causing her to fall. Additionally, the employer and insurer note that the initial medical records reflect a loss of footing, and describing the event as if her ankle "gave out." Finally, the employer and insurer note that Ms. Brown concedes that at the time of the accident, the condition of the floor did not cause her to fall, and any items that she may have been carrying were not responsible for her fall.
The employer and insurer correctly point to testimony and evidence that suggest Ms. Brown modified or supplemented her explanation as to the cause of her injury. In doing so, as reflected in the recorded statement and at the time of initial triage, Ms. Brown's initial testimony does not explain the basis for her fall, and offers only the explanation of having lost her footing. However, evaluation of this initial testimony must be considered in context of having suffered a significant injury, causing Ms. Brown to be in pain and presenting with the residual effects of such an injury. Similarly, at the time of the recorded statement, Ms. Brown was working under the effects of taking pain medication and suffering from the residual symptoms associated with her injury, compounded by the added pressure of having to complete multiple tasks affecting statewide election results, governed by time constraints. Also, stating that she had lost her footing, and describing a feeling as if her ankle had given out, is not inconsistent with her suffering a fall as a consequence of having her left foot stuck under the rolling cabinet, when she turned and attempted to take a step.
After consideration and review of the evidence, and after having been presented with the opportunity to view Ms. Brown at the hearing of this case, I find Ms. Brown to be credible. I accept as true Ms. Brown's testimony and description of the accident as presented at the evidentiary hearing. I find and conclude that at the time of her fall she was looking through the folders when one of her staff called to her, she believed Paula Brumfield, and she turned to her right. When she turned, her left foot was situated underneath and against the wheel of the rolling file cabinet. As she attempted to take a step, and because of the positioning of her foot situated underneath and against the wheel, her left foot was prevented from moving forward, causing her to fall to the ground.
In addition, I find and conclude that when Ms. Brown fell to the ground, she fell upon her right side with her right arm extended. This fall fractured her right wrist and the ulna bone pierced through her skin. She did not notice her bone was sticking outside of her skin until a person from the clerk's office told her. She stayed positioned on the floor until an ambulance crew arrived and placed her on a stretcher and then transported her to Cox Medical Center South in Springfield, Missouri.
Further, I find credible the opinions of both Dr. Abrams and Dr. Lennard. Both physicians identify the injury to involve a fracture of the right distal radius with an open wound of the ulnar aspect of the forearm/wrist, as well as a traumatic carpal tunnel syndrome. The injury involving the right distal radius fracture necessitated surgical repair, including an open reduction and internal fixation. The carpal tunnel syndrome necessitated a surgical release. Yet, to the extent there are differences in medical opinion as to the nature of the injury, I resolve the differences in favor of Dr. Abrams. In this context, I find and conclude that the injury to Ms. Brown included injury to her right shoulder, wherein she suffered a loss of physical strength.
Accordingly, after consideration and review of the evidence, I find and conclude that the injury in question is a fracture of the right distal radius with an open wound of the ulnar aspect of the forearm/wrist, as well as a traumatic carpal tunnel syndrome. The injury causes Ms. Brown to present with residual right wrist/hand pain, as well as loss of strength in the right upper extremity, including loss of strength at the level of the shoulder. Further, I find and conclude that the turning and attempting to take a step, while unable to do so because of the positioning of her
foot in relation to the rolling cabinet, on August 21, 2014, is the prevailing factor in the cause of Ms. Brown sustaining this injury.
Whether the injury comes from a hazard or risk unrelated to the employment to which workers would have been equally exposed outside of and unrelated to the employment in normal nonemployment life?
The adjudication of this issue involves a "risk source analysis" required by Johme v. St. John's Mercy Healthcare, 366 S.W.3d 504 (Mo banc 2012); and Miller v. Missouri Highway and Transportation Commission, 287 S.W.3d 67 (Mo banc 2009). In the present case, this analysis involves a determination of whether the injury sustained by Ms. Brown caused by the turning and attempting to take a step of August 21, 2014, arose out of and in the course of her employment with the employer, Christian County. As to this concern, the facts readily support a finding that at the time of the turning and attempting to take a step, the employee was in a location and was performing work because of her employment. Further, she sustained the injury due to the condition of her employment, being situated in the clerk's office, working at a rolling file cabinet. At the time Ms. Brown sustained her injury, she turned and attempted to take a step in such a way that her left foot became stuck underneath or against the wheel of the rolling file cabinet, causing her to lose her footing and to fall to the ground. There is no evidence that such facts exist equally in Ms. Brown's normal nonemployment life.
Appellate courts have issued several opinions in the last few years concerning this subject. These decisions bear reprise:
- Setting forth the standard of when an injury happens because of employment and not merely during employment. Johme v. St. John's Mercy Healthcare, 366 S.W.3d 504 (Mo banc 2012); Miller v. Missouri Highway and Transportation Commission, 287 S.W.3d 67 (Mo banc 2009).
- Cases where the employee has fallen due to a condition of employment increasing the risk of injury. Dorris v. Stoddard County, 436 S.W.3d 586 (Mo.App. S.D. 2014); Young v. Boone Electric Cooperative, 462 S.W.3d 783 (Mo.App. W.D. 2015); Lincoln University v. Narens, 2016 WL 1436275 (Mo.App. W.D. 2016); Stricker v. Children's Mercy Hospital, 304 S.W.3d 189 (Mo.App. W.D. 2010); Pope v. Gateway to West Harley Davidson, 404 S.W.3d 315 (Mo.App. E.D. 2013).
- An injury due to close awkward quarters in an office setting. Randolph County v. Moore-Ransdell, 446 S.W.3d 699 (Mo.App. W.D. 2014); Wright v. Treasurer, 2015 WL 6926992 (Mo.App. E.D. 2015).
- Specifying a cause of the injury is not necessarily required when the accident and risk source can be identified. Gleason v. Treasurer, 455 S.W.3d 494 (Mo.App. W.D. 2015).
- Slips and falls on icy parking lots. Missouri Department of Social Services v. Beem, 478 S.W.3d 461 (Mo.App. W.D. 2016); Scholastic, Inc., v. Viley, 452 S.W.3d 680
(Mo. App. W.D. 2014); Duever v. All Outdoors, Inc., 371 S.W.3d 863 (Mo.App. E.D. 2012).
- A fall on a level surface where compensation is denied. Bivins v. St. John's Regional Health Center, 272 S.W.3d 446 (Mo.App. S.D. 2008); Porter v. RPCS, Inc., 402 S.W.3d 161 (Mo.App. S.D. 2013); (See also, Johme) (Miller concerned where the employee felt no symptoms in the knee while walking briskly on level ground.)
The risk presented in this case occurred when Ms. Brown placed her left foot underneath the cabinet so the inner portion of her left foot pushed against the wheel, leaving her at risk of falling if she turned. The risk here is not merely standing, or merely walking or merely turning. The risk was turning her body and left foot against the wheel of the file cabinet so she was susceptible to falling. In Missouri, we know the risk source as we find it by concluding the risk source from the specific conditions the employee faced.
See the following, for example: Dorris at pages 590-592 (uneven slabs in a street); Young at page 790[3] (alignment walking on frozen clods of dirt); Lincoln University at pages 25 (walking on a specific campus sidewalk with a steep edge); Stricker at pages 191-192 (walking on clog shoes); Pope at pages 319-321 (walking down a stairway wearing boots and holding a motorcycle helmet); Randolph County at pages 706-707 (bending over in a tight workspace to pull papers out of a full lower file drawer while twisting); Gleason at page 501 (working on the top of a railcar 20 to 25 feet above the ground); and Wright at pages 5-6 (sitting in a chair which collapsed during a lunch period). In each case, the Labor Commission and the courts were not satisfied with labeling the risk source as an innocuous activity such as merely walking, merely bending over, merely sitting, etc. They identified the specific risk source of injury from the facts presented making those risk sources specific, and therefore fairly representative of the situation facing the employee.
The facts of this case do not present a situation, as with Miller and Bivens, where the employee is merely walking upon level ground without more. Similarly, the facts of this case are distinguishable from Johme, which concerns a simple turn in the middle of a vacant floorway; and Porter, in which an elderly employee could not explain how she ended up on a clean bathroom floor. Unlike theses cases, Ms. Brown was turning against the wheel of the file cabinet, causing her to fall.
Christian County submits several factual arguments to disagree with this risk source of injury. First, as a general proposition, it seems to argue the cause of the fall, if there was a cause, is idiopathic. If Christian County is arguing the injury resulted from idiopathic reasons, then it is arguing an affirmative defense. See, Gleason at page 502[6-8], wherein the court stated:
The Second Injury Fund argues that unless we require claimants to prove why they fell, we will be permitting a claimant to recover her injuries resulting from idiopathic causes. [Citing authority]. We disagree. Section 287.020.3(3), does indeed provide that '[a]n injury resulting directly or indirectly from idiopathic causes is not compensable.' However, as we have already noted, a claimant's burden to establish a compensable injury is limited to establishing that the injury arose out of and in the course of employment, which requires proof only of the
two criteria set forth at Section 287.020.3(2)(a) and (b). Johme, 366 S.W.3d at 590. Once these criteria are established, any claim that an injury is nonetheless not compensable is in the nature of an affirmative defense. See, e.g., Crumpler v. Wal-Mart Associates, Inc., 286 S.W.3d 270, 273 (Mo.App. S.D. 2009) holding that claimant was aware prior to her hearing of employer's theory of defense that claimant's injury was idiopathic, rendering it harmless error that the defense was not pled by the employer); see, also, Taylor v. Contract Freighters, Inc., Injury No. 06-104584, 2009 WL 1719443, at 8 (LIRC June 16, 2009)(holding that the exclusion from category of compensable injuries of an injury resulting directly or indirectly from idiopathic causes 'is in the nature of affirmative defense to employer,' and that it was not the claimant's burden to prove that an injury was not idiopathic, but instead the employer's burden to prove that it was.
Thus, the burden is on Christian County to prove that the fall was idiopathic, and not Ms. Brown to disprove it. See, Section 287.808, RSMo.
In addition, the employer and insurer argue the fall did not result from work conditions because Ms. Brown apparently told medical staff at Cox she "lost her footing." However, this does not acknowledge Ms. Brown would lose her footing if her left foot became caught with the cabinet wheel. She would lose her footing from either an idiopathic fall or a fall from her work condition. And we know that she fell. The statement of "lost her footing" is not inconsistent with a fall stemming from work conditions.
Christian County next argues that Paula Brumfield did not ask Ms. Brown a question, which served as a catalyst for causing Ms. Brown to turn and attempt to take a step. This argument is misplaced. Ms. Brown was undoubtedly working with files on top of the copier. She was undoubtedly busy with two major deadlines and one of those deadlines was an end of the month deadline. The copier she used next to Norma Ryan's desk was close to her office and it was the most practical one for her to use. Also, Ms. Brown was trying to keep track of various tax certifications still coming in from municipalities and governmental service units. Whether it was Ms. Brumfield she heard or someone else, Ms. Brown was tending to business when she turned and attempted to take a step. Further, there is no doubt Ms. Brown came out of her left shoe and the most plausible explanation is that her left foot rubbed against the roller pulling the left shoe away from her foot.
Moreover, it is understandable that Ms. Brown could have provided an inaccurate or incomplete description of the accident, immediately following the accident. At the time of the incident, Ms. Brown was in considerable distress. She suffered an open fracture on her right wrist. She underwent a morphine IV in route to the hospital. She continued to receive morphine, and also Percocet, upon her admission and after her discharge from the emergency department.
Lastly, Christian County points to the recorded statement of Ms. Brown taken by the claims representative, Bob Gooldy, taken on Tuesday, August 26. To say Ms. Brown would have been distracted from providing a full statement that day would be an understatement. She was not even cleared to return to work until September 2. She had just stopped taking morphine that Sunday and had only stopped taking Percocet recently. She was not sleeping at night due to pain and felt groggy at the time she gave her statement. Additionally, she was presented with
numerous questions from staff, emails to answer and a deadline given to her with a checklist of matters to perform at 11:12 a.m. concerning the Right to Farm amendment. Further, she did not expressly and unequivocally admit there was no reason for her fall. Even then, she qualified her statement by saying she wanted to look at the carpet. She went back to her office with her husband, looked at the flooring and noticed the gap between the bottom of the file cabinet and the floor, discovering that her foot would easily fit against the wheel.
Therefore, it can be ruled that Ms. Brown's injury arose out of and in the course of her employment (concerning a risk source analysis) for two reasons. First, she presents a persuasive prima facie case with substantial evidence to connect her fall with the positioning of her foot against the file cabinet. Second, Christian County does not support its affirmative defense of an idiopathic fall proving it more likely than not, under Section 287.808, RSMo that Ms. Brown merely fell. Accordingly, after consideration and review of the evidence, and in light of Section 287.020.5, RSMo, I find and conclude that the employee sustained an injury by accident on August 21, 2014, which arose out of and in the course of her employment with the employer.