Dr. Joseph Hanaway testified by deposition on behalf of employee on February 13, 2002. He testified that claimant
told him that he worked as a molder and a grinder for Corbitt Manufacturing Company and that he primarily made aluminum hatch covers. Dr. Hanaway's understanding of claimant's work activities is consistent with my previous findings. Claimant also described accidents on April 28, 1999 and June 1, 2001. The accident of June 1, 2001 is consistent with my previous findings. (Claimant's Exhibit C, Pages 8-12)
Dr. Hanaway reviewed the x-rays performed at Concentra which showed a spondylolisthesis of L5 on S1 and a narrowing of the L5-S1 disk space suggesting a protrusion. (Claimant's Exhibit C, Pages 12-14 \& 48) He testified that claimant had underlying spondylolisthesis of L5 on S1 and a narrowed disk at L5-S1 with an aggravated underlying congenital defect. Dr. Hanaway ordered a CT scan of claimant's spine because he was concerned that the disk at L5-S1 might be herniated and contributing to claimant's back pain and the disk could only be seen on a CT scan. It was performed on August 14, 2001. (Claimant's Exhibit C, Pages 20-21, 24 \& 36) Though he ordered the CT scan, Dr. Hanaway did not review the films from the CT scan and testified he did not consider the report in making his opinions. He stated: "I never believe these reports." ${ }^{[14]}$ (Claimant's Exhibit C, Pages 22-23) He added that without seeing the scan, he was not able to recommended an MRI. (Claimant's Exhibit C, Page 56)
Dr. Hanaway testified that employee complained to him of back pain only, without radiation to either leg. (Claimant's Exhibit C, Pages 14, 32, 47, \& 55) He indicated that claimant's lack of leg symptoms indicate that any disk pathology is not touching the nerve root. (Claimant's Exhibit C, Page 55) He testified that claimant's spondylolisthesis is congenital and was not caused by any accident. (Claimant's Exhibit C, Pages 48-50) He thought that employee injured his back (aggravated his underlying condition) by lifting heavy pieces of equipment at work, although he could not make a definite diagnosis of the extent of his low back problem. (Claimant's Exhibit C, Pages 39 \& 50)
Dr. Hanaway was unaware of the June 13, 2001 St. Mary's Health Center report stating that employee had a history of low back stiffness and soreness off and on for one to two years. He agreed this could indicate a chronic back problem. He also testified that he did not record any prior back complaints because he did not want trivial complaints, only major ones. He assumed that claimant had never experienced any serious, disabling low back pain in the past. He knew that employee smoked and agreed that smoking could contribute to back conditions. (Claimant's Exhibit C, Page 43-44, 50, \& 53-54)
Dr. Hanaway testified again by deposition on September 16, 2003. He reexamined claimant's back on April 23, 2003. He opined that Mr. Stallings had low back pain with a herniated disk at L5-S1 and spondylolisthesis. On examination Dr. Hanaway found spasm in the right and left lower lumbar region and tenderness at the L4-5 level down to the sacroiliac region. Claimant was only able to bend forward to 30 degrees, side bend to 5 degrees, and extend to 5 degrees. (Claimant's Exhibit C1, Pages 8-9) He opined that employee had a traumatic low back problem with an underlying spondylolisthesis of L5 on S1 and an extremely narrow L5-S1 disk which was protruding or herniated. (Claimant's Exhibit C1, Page 9) He gave employee Tylenol with Codeine. Dr. Hanaway testified that his previously stated medical opinion that claimant's employment occasioned an aggravation of the preexisting spondylolisthesis and disk lesion at L5-S1 remained the same. (Claimant's Exhibit C1, Page 10)
Dr. Hanaway again recommended that claimant's back be evaluated by a surgeon, though he did not recommend surgery. (Claimant's Exhibit C1, depo ex 1) On cross examination, he admitted that he had not reviewed any diagnostic studies since his last exam. He was unaware that employee had been evaluated by a spine surgeon, Dr. Burke. No one showed him Dr. Burke's reports. He acknowledged that he was not recommending surgery for the low back, calling it "out of the question for this patient." (Claimant's Exhibit C1, Pages 15-17 \& 23-24)
On redirect examination Dr. Hanaway stated that claimant had a herniated disk. He said that he had 50\% flattening of his disk. He stated that it did not vaporize; it is bulging and protruding. He recommended a scan to prove his diagnosis. (Claimant's Exhibit C1, Pages 21-22) On recross examination he conceded that if the scan were negative, he would have to change his diagnosis; but he was quite certain that it would not be negative because he said that disk material does not disappear. (Claimant's Exhibit C1, Pages 22-23)
Dr. James Burke, Jr., a board-certified orthopedic surgeon, testified by deposition on behalf of the employer/insurer on April 3, 2002. He testified that on March 21, 2002 employee complained to him of low back pain. Employee described his job of lifting 70 lb . pieces of metal and grinding off the edges. Employee provided multiple descriptions of how he hurt his back at work. (Employer/Insurer's Exhibit 2, Pages 6-7) Dr. Burke personally reviewed the x-ray films of the lumbar spine taken at Concentra on June 15, 2001. He testified that the films revealed a Grade I spondylolisthesis of L5 on S1. (Employer/Insurer's Exhibit 2, Page 8) Employee also had marked degenerative disk disease at that level, and spurs at L5 and S1. (Employer/Insurer's Exhibit 2, Pages 9 \& 29) Dr. Burke took plain x-rays in his office and the findings were the same. Dr. Burke explained that segmental instability can be a significant reason for back pain. Films taken of employee's spine showed no segmental instability. (Employer/Insurer's Exhibit 2, Pages 9 \& 15-16)
Dr. Burke testified that the CT scan report of August 14, 2001 confirmed these diagnoses, which is why he did not discuss that report in his report. (Employer/Insurer's Exhibit 2, Pages 22-23) Upon cross-examination regarding the CT scan report indicating an L1 compression fracture, Dr. Burke testified that he did not see any sort of compression abnormality on the x-rays. Further, employee gave no history of anything which could have remotely led to an L1 compression fracture. Regarding the CT scan report indicating lumbar disc bulging, he explained that this would be expected in a person with spondylolisthesis and degenerative disc disease. Dr. Burke opined that in the absence of radicular findings, the finding of disk bulging was not germane to the case. (Employer/Insurer's Exhibit 2, Pages 23, 25, \& 33)
Dr. Burke explained that spondylolisthesis can be congenital or acquired. For it to have been acquired, there must have been fractures or congenital pars defects. Employee had neither of these. Dr. Burke explained that employee's spondylolisthesis was congenital and longstanding because of the large, degenerative bone spurs at L5-S1. (Employer/Insurer's Exhibit 2, Pages 9-10)
Dr. Burke testified to employee's symptom magnification and inconsistencies. He indicated that employee had multiple Waddell findings. Waddell's tests are performed to determine if there are any nonphysiologic behavior patterns in patients. The tests, which include head compression, light touch to the skin, and trunk rotation, should not elicit any low back pain. However, the tests did elicit low back pain complaints in employee. (Employer/Insurer's Exhibit 2, Pages 12-14) Dr. Burke also noticed the inconsistency of employee being unable to demonstrate any active lumbar extension in the examining room, yet being able to demonstrate lumbar extension during the taking of x-rays. (Employer/Insurer's Exhibit 2, Pages 12-14)
While finding the examination unreliable due to these inconsistencies, Dr. Burke was clear on the diagnoses. The unreliable examination only caused him difficulty in ascertaining the subjective amount of pain or subjective losses of motion. (Employer/Insurer's Exhibit 2, Pages 21, 24 \& 30)
Dr. Burke concluded that employee has congenital and longstanding spondylolisthesis, bone spurs, and degenerative disk disease. He stated that the combination of these findings with a soft tissue injury can cause low back pain. Accordingly, Dr. Burke thought employee could benefit from a three to four week course of physical therapy for range of motion and strengthening in his low back. He also recommended a ten pound lifting restriction with no repeated bending or twisting, to coincide with the length of the physical therapy course. Upon completion of that course, employee was to be reevaluated. Dr. Burke testified that the described work injuries did not cause the spondylolisthesis, but were a small aggravation of the preexisting condition. (Employer/Insurer's Exhibit 2, Pages 12-13, 16-17, 19, \& 30-31)
Brian Kelly, a certified physical therapist, testified by deposition on behalf of employer/insurer on September 22, 2003. At claimant's last physical therapy appointment Mr. Kelly observed employee displaying signs of discomfort as he ambulated throughout the treatment facility. He displayed difficulty clearing the right lower extremity during swing phase, forward flexed posturing, and facial grimacing while walking. (Employer/Insurer's Exhibit 4, Page 22) In order to determine if there were any inconsistencies with these observations, Mr. Kelly observed employee on his way out of and outside the treatment facility. Mr. Kelly has done this with other patients who present with inconsistencies. (Employer/Insurer's Exhibit 4, Pages 25 \& 37) He observed employee with a faster walking speed, less observable signs of discomfort and limping, and the ability to clear the lower extremity with swing limb advancement. Also, he was no longer clutching his low back with his right upper extremity. (Employer/Insurer's Exhibit 4, Pages 22-23)
Mr. Kelly also testified that during the evaluation of October 4, 2002, employee displayed visual distress when transferring from standing to sitting position on the treatment table. Yet, he showed no signs of discomfort transferring during straight leg raising. Furthermore, Mr. Kelly observed employee transferring to the driver's side of his car, displaying no signs of discomfort. Once seated, he reached to grab his seat buckle and engage it across his lap. Again, there was no sign of discomfort. (Employer/Insurer's Exhibit 4, Pages 23-24) Mr. Kelly testified that the amount of rotation required to be in a sitting position and grasp a seat buckle with a hand requires more range of motion than employee showed during evaluation. (Employer/Insurer's Exhibit 4, Page 24) Also on October 4, 2002, employee presented with four out of five positive signs during the Waddell's testing, including positive sham testing, collapsing weakness throughout the right lower extremity with resisted muscle testing, and poor active range of motion while sitting. (Employer/Insurer's Exhibit 4, Pages $25-26 \& 28-29)$
Dr. Burke testified again by deposition on June 24, 2003. He testified that he relies upon the reports of other doctors and other medical personnel, including physical therapists, to learn information relevant to a medical case. (Employer/Insurer's Exhibit 3, Page 9) He testified that a doctor must rely on such records in conjunction with his/her experience, physical exam of the patient and the history on the patient. (Employer/Insurer's Exhibit 3, Page 11) Dr. Burke
noted in Mr. Kelly's reports the numerous instances of inconsistency by employee and his noncompliance (all of which are aforementioned) Dr. Burke elaborated on the testing. He explained that the antalgic limping and difficulty clearing the right foot (or shuffling) are non-anatomic findings. He provided an example of a sham test for this case: employee complained of increased back pain when his ankle was moved up and down. Dr. Burke explained that it is anatomically impossible to have back pain from this motion. (Employer/Insurer's Exhibit 3, Pages 12-17)
Dr. Burke testified as to employee's noncompliance with treatment. Dr. Burke testified that he and his staff made numerous attempts to accommodate employee to allow him to see Dr. Burke. (Employer/Insurer's Exhibit 3, Page 12) Dr. Burke explained that no additional appointments were scheduled because employee had missed three total appointments with Dr. Burke (the first being on February 14, 2002) and had missed other appointments (October 7 and 9, 2002)during treatment, making it obvious that employee was not compliant with his care and that Dr. Burke would not be able to help him any further. (Employer/Insurer's Exhibit 3, Pages 6-9)
Dr. Burke testified that the non-physiologic findings documented by Brian Kelly were completely consistent with those observed by Dr. Burke during his evaluation of employee on March 21, 2002. (Employer/Insurer's Exhibit 3, Pages 1718 \& 28) Dr. Burke explained employee is not a surgical candidate because he is neurologically intact, has conditions (degenerative disc disease and spondylolisthesis) which are not treated by surgery, has positive Waddell signs, and was noncompliant with treatment. (Employer/Insurer's Exhibit 3, Pages 20-21) Dr. Burke placed employee at maximum medical improvement with a diagnosis of Grade I spondylolisthesis. (Employer/Insurer's Exhibit 3, Pages 19-20)
Dr. Burke explained that the alleged work injury was only a triggering event in bringing about symptoms from the underlying degenerative disc disease and spondylolisthesis. (Employer/Insurer's Exhibit 3, Page 37)