- On or about October 6, 2004, Beverly Fredericks (Claimant) sustained an accidental injury arising out of and in the course of employment that resulted in injury to Claimant.
- Claimant was an employee of United Parcel Service (Employer).
- Venue is proper in the City of St Louis.
| 4) | Employer received proper notice. |
| 5) | The Claim was filed within the time prescribed by the law. |
| 6) | At the relevant time, Claimant earned an average weekly wage of 181.45, resulting in applicable rates of compensation of 120.97 for total disability benefits and $120.97 for permanentpartial disability (PPD) benefits. |
| 7) | Employer has paid medical benefits totaling $10,069.92. |
| 8) | The Second Injury Fund is being left open. |
| ISSUES: |
| 1) | Are Claimant’s injuries and continuing complaints medically causally connected to her accident at work on or about October 6,2004? |
| 2) | What is Employer’s liability for past medical expenses for the treatment covered by the lien from the Department of VeteransAffairs? |
| 3) | Is Claimant entitled to past TTD benefits from December 1, 2004 until May 16, 2006? |
| 4) | What is the nature and extent of Claimant’s permanent partial disability attributable to this accident? |
| EXHIBITS: |
| The following exhibits were admitted into evidence: |
| *Employee Exhibits:* |
| A. | Certified medical treatment records from St. Joseph Health Center |
| B. | Metro Imaging CT of the brain report dated October 15, 2004 |
| C. | Certified medical treatment records from Dr. Cynthia Byler |
| D. | Medical treatment records from The Work Center, Inc. |
| E. | Medical treatment records from the Department of Veterans Affairs |
| F. | Deposition of Dr. Frank J. Niesen, with attachments, dated September 6, 2006 |
| G. | Certified medical treatment records from Tesson Ferry Spine & Orthopedic Center |
| H. | Certified medical bills and records from the Department of Veterans Affairs totaling $3,132.34 |
| I. | Correspondence from Joseph Robbins dated December 16, 2004 |
| J. | Correspondence from Maureen Cary dated December 22, 2004 |
| K. | Correspondence from Joseph Robbins dated December 23, 2004 |
| L. | Correspondence from Joseph Robbins dated March 23, 2005 |
| *Employer/Insurer Exhibits:* |
| 1. | Deposition of Dr. R. Peter Mirkin, with attachments, dated June 12, 2006 |
| 2. | Copy of payroll for Claimant from May 17, 2006 to present |
| 3. | Excerpts from Claimant’s deposition dated June 14, 2006 |
| *Notes:* | *1) Exhibits F and 1 were admitted subject to the objections contained in the records. Unless otherwise specifically noted below, the objections are overruled and the testimony fully admitted into evidence.* |
| *2) Some of the records submitted at hearing contain handwritten comments or other marks. All of these marks were on these records at the time they were admitted into evidence and no other marks have been added since their admission on September 12, 2006.* |
Based on a comprehensive review of the substantial and competent evidence, including Claimant's testimony, the expert medical opinions and depositions, the medical records and bills, and the testimony of the other witness, as well as my personal observations of Claimant and the other witness at hearing, I find:
1) Claimant has been an employee of United Parcel Service since January 2002. She is employed in the position of revenue recovery auditor. She checks packages for weight and in doing so, often lifts oversized packages and moves them back and forth from the scale to the conveyer. Often she picks up packages that are mismarked as to weight by the customer. Leading up to October 6, 2004, she denied any problems with, or injuries on, the job.
2) Claimant testified she did have problems with her low back before October 6, 2004. She characterized the problems as musculoskeletal pain. She said she had this pain on and off for years. Claimant testified initially she had no prior missed work because of it. She also denied any prior problems with her head, neck or shoulder before October 6, 2004. She testified that she had no treatment for the low back for 2 years prior to her injury on October 6, 2004.
3) Medical treatment records from The Department of Veterans Affairs (Exhibit E) document treatment Claimant had to multiple body parts for various conditions prior to October 6, 2004. There are numerous hand-written notes going back to 1988 with descriptions of chronic back pain and sciatica for which she is treated and given Xrays. In a typed-written entry dated October 31, 1997 there is a history indicating that in May 1997 Claimant had documented low back pain radiating into the left leg for the last three weeks. She was prescribed medication. She also had complaints of low back pain in September 1997 and shoulder bursitis. Claimant provided a history, at that time, of back pain beginning in 1983 to 1984. She thought it was related to chronic lifting, although she could not recall any specific automobile accident, fall or specific incident related to the injury. She went to the aidstation repeatedly because of the back pain. She saw a chiropractor in the St. Louis area in 1987 and 1988, who she saw several months and had some relief. Most interestingly, on April 28, 1998, there is a social work note indicating Claimant has had to quit jobs because of back problems.
4) An MRI of the lumbar spine was taken at the VA Hospital on January 3, 2002. (Exhibit E) The reason for the exam was chronic persisting low back pain for over three months with numbness to both legs. The impression was moderate degenerative disc disease at L4-5 with mild disc bulge and severe degenerative disc disease at L5S1 with moderate broad-based central disc herniation at L5-S1 with a 5 mm . caudal migration but no direct neural compression or canal stenosis. Claimant had additional visits and treatment at the VA Hospital on September 11, 2002, October 30, 2002, and November 6, 2002 for chronic persistent low back pain and radicular complaints into both lower extremities. Finally, on July 20, 2004, Claimant presented with a complaint of back pain for five days in the mid-back that radiates around to the abdominal area with some radiation down the front of the thighs. She reported some gastrointestinal upset. A Toradal injection was given for back pain and abdominal pain. A low back x-ray was taken on July 20, 2004, due to her low back pain complaints. The July 20, 2004 low back x-ray showed reduced disc space at L5-S1, consistent with a degenerative disc. Further evaluation by CT or MRI was recommended.
5) On cross-examination, when Claimant was confronted with the entries in the VA Hospital records, Claimant admitted that she did have a prior extensive history of low back pain and problems going into her legs, as well. She admitted to prior hip pain and also a prior left shoulder X-ray and history of bursitis. Based on the prior MRI from 2002, she also had disc pathology pre-existing her 2004 injury at L5-S1 and L4-L5. She also admitted that she did previously miss some time from work because of low back complaints as documented in the VA records.
6) On October 6, 2004, at approximately 7:00 p.m., Claimant was returning to the line from a break. She was suddenly hit on the head and left shoulder by something falling from overhead. She fell to the ground. She stated she lost consciousness because she recalled her supervisor standing over her asking her if she was alright.
7) Claimant sought initial treatment at the emergency room at St. Joseph's Hospital in St. Charles where she was driven by her supervisor. She complained initially of a headache and a sore left shoulder, neck and left hip.
8) Medical treatment records from St. Joseph Health Center (Exhibit A) document the emergency room admission on October 6, 2004. Claimant provided a consistent history of injury and complained of headache, neck pain and left shoulder pain. She denied loss of consciousness. No low back complaints are documented in the emergency room record. She underwent a left shoulder and cervical spine x-ray at the emergency room, both of which were negative. Claimant underwent a head CT. It was also negative. She was diagnosed with a mild head injury and a contusion of the left shoulder. She was directed to follow-up with the company doctor.
9) Claimant was then examined the next day by Dr. Cynthia Byler. The medical treatment records from Dr. Cynthia Byler (Exhibit C) document treatment Claimant received there from October 7, 2004 to November 24, 2004. Claimant initially provided a consistent history of the injury at work. She denied any loss of consciousness. Upon awakening on October 7, 2004, she had a lot of stiffness and soreness in the low back and
left hip, and presented for follow up. The cervical spine had full range of motion with no spasm. She had tenderness to palpation along the superior margin of the left scapula. Shoulder range of motion was full and impingement testing was negative. She complained of a pulling sensation across the left scapula. Examination of the lumbar spine showed no frank spasm, and no visible swelling. X-rays of the lumbar spine and left hip were negative. Dr. Byler diagnosed a scalp contusion, left shoulder contusion and low back and left hip pain. She prescribed medications and physical therapy. She also released Claimant to work with a 30-pound lifting restriction.
10) At the appointments that followed this initial one, Claimant complained of dizziness and seeing spots. To rule out intracranial pathology, Dr. Byler ordered a head CT scan. The Metro Imagining report of the head CT scan carried out on October 15, 2004 revealed a negative CT examination of the brain. (Exhibit B) In the examinations that followed, Claimant had pain complaints to various parts of her body. Interestingly, on November 9, 2004, Claimant reported a new injury when a piece of iron hit her right foot the night before at work. She was again complaining of low back, left shoulder and left hip pain. Claimant complained she could not wear the work boots, but she had them in her car. Claimant was able to put her boots on in the office. She walked away slowly and cautiously out of the office. Once outside near her car, Claimant demonstrated no evidence of any gait disturbance. Despite her back pain, Claimant was able to reach down and take off her regular shoes and get her boots on. Dr. Byler felt Claimant was capable of returning to work full-duty on November 9, 2004. She was supposed to follow-up in one week, but instead appeared the next day in the office complaining that she could not handle full duty work. Because of the continued subjective complaints not matching objective findings, Dr. Byler recommended an evaluation with Dr. Mirkin to evaluate scapular complaints and low back complaints. Dr. Byler once again diagnosed a left shoulder contusion, with left hip and low back pain. Dr. Byler then placed a 40pound lifting restriction on her and sent her back to work, pending her examination with Dr. Mirkin.
11) Claimant was sent to The Work Center, Inc. for physical therapy and a functional capacity evaluation. (Exhibit D) Claimant admitted that she could not complete all of her physical therapy appointments because her husband is sick and requires hospitalization approximately 2 times per year. There are a number of slips in the records describing reasons she gave for missing therapy appointments, including car trouble, not feeling well, her son's dental appointment, and being involved with a fundraiser. None of them from October 13, 2004 to November 1, 2004 mentioned her husband being ill.
12) Dr. R. Peter Mirkin (Exhibit G) first examined Claimant on November 12, 2004. Claimant provided a consistent history of injury. She said she developed pain in her neck, left shoulder, left hip and low back. She reported her neck pain had improved, but she had persistent pain in her left shoulder, low back and left hip. On the patient intake sheet, Claimant left blank the question regarding whether she had ever had prior treatment for her complaints to these body parts. She admitted she did not tell Dr. Mirkin about her prior back problems for which she had received treatment at the VA Hospital. On physical examination, Dr. Mirkin found a report of global tenderness to the left shoulder. The cervical spine showed full range of motion with no tenderness to palpation. The lumbar spine showed limited range of motion. Straight leg raising was negative and deep tendon reflexes were intact. The left hip showed full range of motion with no tenderness to palpation. X-rays showed some degenerative changes at L5-S1. X-rays of the left shoulder were normal. Dr. Mirkin's impression was that she had continued complaints of left shoulder pain and low back pain. He recommended an MRI of the left shoulder, hip and back. He recommended she could continue limited work as prescribed by Dr. Byler.
13) Claimant returned to Dr. Mirkin on November 24, 2004. He reported her MRI of the shoulder was entirely normal. Her MRI of the back revealed some degenerative disc bulging of the lower lumbar spine. He ordered work hardening and a functional capacity evaluation.
14) Although Dr. Mirkin had recommended a functional capacity evaluation in December 2004, Claimant never attended it until October 21, 2005. She said she had problems attending it because of the need to pick up her son and her other commitments, including her sick husband. Kristin Kershaw, the occupational health supervisor for Employer, testified that she made special arrangements for The Work Center to stay open until 7:00 p.m. to accommodate Claimant's scheduling difficulties, but Claimant still did not go to therapy. When Claimant finally did have the functional capacity evaluation on October 21, 2005, she was found capable of working at the heavy demand level, but only lifting up to 40 pounds. She had a second functional capacity evaluation on May 12, 2006, and this time was found capable of lifting up to 70 pounds and working at the heavy demand level. (Exhibit D)
15) When she was next seen by Dr. Mirkin on December 10, 2004, Claimant had not done either the work hardening or the functional capacity evaluation. She mentioned she had another job and could not do it. Her physical examination was objectively normal, but she still had persistent subjective complaints, so Dr. Mirkin placed a 40pound lifting restriction on her and opined she was at maximum medical improvement. In a report dated January 12, 2005, Dr. Mirkin confirmed she was at maximum medical improvement and opined she had a permanent partial disability of 2 % of the lumbar spine and 0 % of the shoulders.
16) Claimant testified that since Dr. Mirkin released her with a weight lifting restriction less than 70 pounds, Employer could not accommodate her. Claimant said she asked Dr. Mirkin for more care, but he said he could
not treat her. Dr. Mirkin's records do not contain any such request from Claimant for additional treatment. Claimant admitted that she never asked anyone at Employer for further care before she began to treat on her own at the VA Hospital. She also admitted that she never gave the VA Hospital a history of the injury at Employer as the reason for the need for the treatment. Instead, she gave them the history of her back complaints going back to 1987.
17) Although the parties stipulated that Claimant never sought authorization from Employer or requested further treatment from UPS before treating on her own at the VA Hospital, there are letters exchanged between Claimant's attorney, Joseph Robbins, and Employer's attorney, Maureen Cary, discussing Claimant's request for additional treatment that have been admitted into the record. (Exhibits I, J, K and L)
18) Claimant testified that during this time and following her release from Dr. Mirkin, she worked part-time at Hazelwood West High School in the kitchen/cafeteria. She said she did not have to lift any weight, but she would serve lunch, run the cash register, sweep, wipe counters, stock the soda machine and put trays in the dishwasher. She said she has had these same duties since 2000. This job requires her to stand 4 fours a day. She admitted she continued working the whole time at Hazelwood West after her injury.
19) Between December 1, 2004 and May 16, 2006, Claimant admitted that she did not look for additional employment. She also admitted that she could have gone out and gotten a job in the open labor market with no lifting over 40 pounds. She noted that after she failed the first FCE, she filed a union grievance to get a second FCE, which she then passed. Therefore, she was able to get her job at Employer back.
20) Medical treatment records and bills from The Department of Veterans Affairs (Exhibit H) document additional treatment Claimant had at that facility following her release from Dr. Mirkin. The bills for this period of time total $\ 3,132.34. In visits dated from January 3, 2005 through October 12, 2005, Claimant was treated for a variety of conditions including upper back and ribcage area pain, epigastric pain, chest pain, low back pain and right hip pain. At a neurology consultation on February 11, 2005, the doctor formed an impression of chronic low back pain with intermittent radiculopathy most likely secondary to degenerative joint disease at L5-S1 with right neural foraminal narrowing and chronic right hip pain. Most interestingly, there is a letter dated October 12, 2005, indicating Claimant reports she had no further back pain since April 2005. She believed she could keep up with the work requirements at UPS. There is no history of the October 6, 2004 injury in any of these records, and therefore, there is no opinion indicating the need for treatment is related to the October 6, 2004 injury. Additionally, there is no opinion that her alleged inability to work is related to the injury on October 6, 2004.
21) Claimant testified on cross-examination that between April 13, 2005 and May 8, 2006, she had no treatment for her back, left shoulder, left hip, or headaches and dizziness.
22) Regarding her continuing complaints which she relates to the October 6, 2004 injury, Claimant testified that her shoulder hurts, and she has neck pain and headaches every now and then. She said that sometimes with the headaches, she gets dizziness, but she admitted that she did not tell Dr. Mirkin or the VA about any dizziness. She sometimes has low back pain, but does not have it every day. She said lifting a lot causes problems. She said she has missed no time since returning to work, but she does have good and bad days, depending on what she is doing. She admitted there are no permanent restrictions on her ability to work, and she can do all of the job duty requirements at Employer. She admitted she is not hindered in any way at Employer or Hazelwood because of the October 6, 2004 injury.
23) The deposition of Dr. Frank J. Niesen was taken by Claimant on September 6, 2006 to make his opinions in this case admissible at hearing. (Exhibit F) Dr. Frank Niesen examined Claimant on one occasion, on June 27, 2006, at the request of her attorney for an independent medical evaluation. At one time he was board certified in abdominal surgery, but he quit his surgical practice in 1968 and opened a family practice thereafter when he practiced in internal medicine until 2003 at age 83. Dr. Niesen conducts independent evaluations at the request of Midwest Medical Evaluations.
24) Dr. Niesen reviewed some records in conjunction with his evaluation and admitted that he skipped through the VA records and did not do a very thorough examination of them. Claimant reported present complaints of low back pain, frequent headaches accompanied by nausea, dizziness, and pain in the left hip. Although there is no specific history of prior low back problems listed in his report, he does note that she had prior treatment at the VA Hospital, but she was not having any back problems at the time of her injury. Dr. Niesen agreed Claimant told him she received no treatment through workers' compensation. Dr. Niesen further agreed that this was inconsistent with the history of treatment reviewed in Dr. Byler's records, Dr. Mirkin's records and physical therapy. The findings on physical examination are almost non-existent in his report, and in fact, he indicates the range of motion testing is basically non-contributory. He diagnoses a concussion, aggravation of a pre-existing lumbar spine disc problem, and chronic arthritis of the back. He assessed permanent partial disability of 20 % of the body as a whole referable to the head for a severe concussion and 15 % of the body as a whole for an aggravation of her low back condition. Dr. Niesen then opined the bills from the VA Hospital which amounted to $\ 2,921.25 were fair, reasonable and necessary as a result of her workers' compensation injury. His sole basis for
this opinion was that the VA records had a designation of "work comp" on them. Finally, he felt it was reasonable for Claimant to be off work from October 7, 2004 through May 17, 2006 because of this injury.
25) The deposition of Dr. R. Peter Mirkin was taken by Employer on June 12, 2006 to make his opinions in this case admissible at hearing. (Exhibit 1) Dr. Mirkin is a board certified orthopedic surgeon who was an authorized treating physician in this case. He testified consistent with his written reports already submitted into evidence. Based on the patient intake sheet and the verbal history provided to him by Claimant, Dr. Mirkin was under the impression that Claimant had no low back complaints or symptoms prior to the October 6, 2004 incident at UPS. Dr. Mirkin opined Claimant had a small amount of disability in the lumbar spine ( 2 % ) due to her subjective complaints of back pain and the fact that she told him she never had problems with her back prior to October 6, 2004. When presented with Claimant's prior complaints and treatment for the low back, Dr. Mirkin opined that if she had a pattern of pain prior to October 6, 2004, then "her condition very likely could have been present prior to that date." He did not ultimately change his opinion on the percentage of disability, however, or indicate any difference in what caused the disability.
26) Claimant was confronted on cross-examination with her deposition testimony from June 14, 2006. (Exhibit 3) In light of the complaints she reported to Dr. Niesen only 13 days after her deposition, as well as in light of the complaints she described at hearing, she was presented with her sworn deposition testimony wherein she indicated she had no complaints related to the injury of October 6, 2004. Claimant then continued in the deposition to specifically deny low back, left shoulder, neck or hip complaints related to the injury that she continued to have.