This thirty-two year old claimant, an electrician, suffered a closed head injury while bending conduit and running circuits at a gas station at about 3:00 p.m. on January 3, 2007. At the time of the accident, the claimant was walking on top of a large cooler, ten feet off the ground and did not see one of the steel beams above him. He hit the beam with his head and testified that he was immediately dazed. He sat down but was able to work an additional two hours of overtime. He went home, went to bed, and did not awake until the next evening at 8:30 p.m.
The claimant's employer observed the accident but offered no direction to the claimant for a medical provider. Dr. Katyal, a family practice physician, examined the claimant on January 9, 2007, and diagnosed a head injury, headache, concussion, blurred vision, dizzy spells, asthma, and allergic sinusitis. See Exhibits C, Q. Dr. Katyal reported that the claimant needed to be on his previous prescriptions for depression, bipolar disorder, which the claimant testified
include Depakote, Wellbutrin, and Adderall. See Exhibits C, Q. Dr. Katyal reported that claimant was down to 1-2 cigarettes per day, and 2 "joints" per week, and had decreased his beer consumption. See Exhibits C, Q. Dr. Katyal also noted a foot injury from the previous week, and a prior right elbow injury, stumbling, and neck pain. See Exhibits C, Q. He advised the claimant not to drive. See Exhibits C, Q. Also on January 9, 2007, a right forearm X-ray and a CT scan of his head were normal. See Exhibits C, Q. On January 16, 2007, the claimant followed up with Dr. Katyal who reported dizzy spells, blurred vision, headaches, and neck pain. See Exhibits C, Q.
On February 7, 2007, Dr. Casino, another family practice physician, who took over for Dr. Katyal while she was out for maternity leave, examined the claimant, and reported that the claimant's intermittent headaches persisted. Dr. Casino reported that Dr. Katyal had excused the claimant from work until February 7, 2007, and Dr. Casino released the claimant to work with the restrictions of no work involving hot electrical panels or hauling loads until the claimant could be cleared by a neurologist. See Exhibits C, Q.
Dr. Myers, a neurologist, examined the claimant on February 19, 2007, and prepared a March 14, 2007, report. Dr. Myers reported that the claimant had significant neck pain and daily headaches. See Exhibits C, Q. Dr. Myers diagnosed a cervical strain, and ordered an MRI of the cervical spine, physical therapy to the neck, and a prescription for Pamelor. See Exhibits C, Q. Dr. Katyal excused the claimant from work from March 22, 2007, until April 22, 2007. See Exhibits C, Q.
On April 23, 2007, Dr. Peeples, another neurologist, examined the claimant and diagnosed a Grade I concussion, and reported that the claimant had no symptoms of postconcussive etiology. See Dr. Peeples deposition, 4/22/2009, pages 7, 15. Dr. Peeples physical examination was normal. See Dr. Peeples deposition, 4/22/2009, page 11. He reviewed the CT of the head, and noted it was normal. See Dr. Peeples deposition, 4/22/2009, page 16.
Dr. Peeples found that the claimant's range of movement in the cervical spine on volition was somewhat reduced in all planes. See Dr. Peeples deposition, 4/22/2009, page 11. However, Dr. Peeples testified that he could not find a reason for the pain on physical examination and that a doctor can feel what is the "reason for pain, including reproducible areas of tenderness to the touch, either over the spine or over the muscles, which the claimant did not have." He testified that the claimant voluntarily exhibited reduced range of movement in his neck, which in an isolated fashion means nothing without objective findings to account for why that would be. See Dr. Peeples deposition, 4/22/2009, page 15. Dr. Peeples testified that the MRI reported diffuse degenerative type changes with disc bulging and disc spur complex, which Dr. Peeples opined, "is a chronic type of condition, which would have been present before his injury." See Dr. Peeples deposition, 4/22/2009, page 18.
Dr. Peeples opined that the claimant did not have symptoms of a post-concussive etiology. He also opined the claimant sustained a cervical strain. See Dr. Peeples deposition, 4/22/2009, page 17. He also opined there was a possibility the claimant had a thoracolumbar strain by the claimant's history, because the claimant complained of initial symptoms including mid and low back pain. However, Dr. Peeples found no evidence that the claimant reported any types of symptoms relating to his low back to any of the three physicians he saw shortly after the accident. See Dr. Peeples deposition, 4/22/2009, page 17. Dr. Peeples testified that if someone
Issued by DIVISION OF WORKERS' COMPENSATION
Employee: Nathan Hempel
Injury No.: 07-025425
has an accident resulting in low back pain of the type the claimant is complaining of, then these symptoms should have been present immediately. See Dr. Peeples deposition, 4/22/2009, page 18.
Dr. Peeples released the claimant to work light duty with no climbing, no lifting greater than 50 pounds, or activities that require persistent awkward positions of postural instability. Dr. Peeples recommended physical therapy and an MRI of the cervical spine, similar to Dr. Myers’ recommendation. See Dr. Peeples deposition, 4/22/2009, page 19. At no time did he recommend treatment with a pain management specialist, and testified that based on his evaluation, such treatment was not warranted. See Dr. Peeples deposition, 4/22/2009, page 22.
On April 30, 2007, Debra Lockrem, the defense insurance adjustor, contacted Dr. Myers and advised him of Dr. Peeples’ assessment. She reported what Dr. Peeples had recommended, and advised Dr. Myers that the claimant wished to continue to treat with Dr. Myers. See Lockrem deposition, page 18. She also advised that treatment with Dr. Myers would be authorized, only to the extent of what Dr. Peeples had recommended. See Lockrem deposition, page 19. She did not receive a response from Dr. Myers. See Lockrem deposition, page 19.
On April 25, 2007, the claimant, on referral from Dr. Katyal, the claimant’s family practice physician, elected to begin treatment with Dr. Padda, a pain management physician. The claimant complained of spasms in the neck and center of his back. See Exhibits D, E, F. This is the first time in the medical records that the claimant mentioned middle and lower back pain. See Exhibits D, E, F. Dr. Padda found that the claimant had myofacial trigger points in his upper back, but his examination of the lower back was normal. See Exhibits D, E, F. He diagnosed cervical dystonia and hypoesthesia C-5, C-6, and C-7 on the right side. See Exhibits D, E, F. Dr. Padda administered six sets of eight injections, for a total of 48 different injections, into the neck, mid-back, and lower back. See Exhibits D, E, F. Dr. Padda also prescribed medications for pain control and physical therapy. Claimant continues treatment with Dr. Padda. Dr. Padda ordered a cervical spine MRI that was completed on May 5, 2007, revealing a broad spur/disc complex with a minimal median component indenting the thecal sac with no neuroforaminal narrowing, minimal uncontrovertebral hypertrophy, and smaller spur/disc complexes at C5-C6, C4-C5, and C3-C4. See Exhibit F. Dr. Padda diagnosed cervical spondylosis without myelopathy, displacement of cervical intervertebral disc without myelopathy, cervical radiculopathy, and cervicalgia. See Exhibit F. On June 18, 2007, Dr. Padda diagnosed lumbosacral spondylolysis without myelopathy. See Exhibit F.
By July 19, 2007, the claimant’s condition appears to have deteriorated based on his family nurse practitioner’s assessment. See Exhibit F. She assessed lumbar radiculopathy, status post procedure for cervical dystonia, spondylosis, and cervical radiculopathy. See Exhibit F. She recommended the following medications: Vicodin ES, Valium, MS Contin, Skelaxin, and Lidoderm. See Exhibit F.
On May 3, 2007, the claimant’s attorney requested information from Debra Lockrem on why the claimant was not receiving temporary disability benefits. The claimant’s attorney contacted Ms. Lockrem on May 30, 2007, advising that the claimant had “something in writing from the union indicating that they cannot bring the claimant back on restrictions.” See Lockrem deposition, page 20. Debra Lockrem had not received any communication from the union at that time, nor did her notes indicate that she ever received information from the union indicating that they could not bring the claimant back to work on restrictions. See Lockrem deposition, page
WC-32-R1 (6-81)
Page 5
Issued by DIVISION OF WORKERS' COMPENSATION
Employee: Nathan Hempel
- On May 30, 2007 Debra Lockrem received information from the claimant's attorney that the claimant wanted to have physical therapy at Chippewa Pain Management, which is Dr. Padda's office. Debra Lockrem advised the claimant's attorney that she was not familiar with that facility, and would need further information. She contacted Chippewa Pain Management, but never received a response. See Lockrem deposition, page 21. About June 12, 2007, the claimant received information that the claimant's union was okay with the claimant working within his restrictions. This employer also advised that they did have light duty work within the Claimant's temporary restrictions. She therefore continued to not pay the claimant's TTD benefits at that time. See Lockrem deposition, page 23.
Debra Lockrem did not advise the claimant or his attorney that she would authorize anything other than an MRI, physical therapy, and non-steroidal anti-inflammatory medication recommended by Dr. Peeples. See Lockrem deposition, page 24. She never told anyone at Dr. Padda's office that Dr. Padda was authorized to treat the claimant, nor did she ever tell the claimant or the claimant's attorney she was authorizing treatment with Dr. Padda or Chippewa Pain Management. At no time did she authorize any treatment with Dr. Katyal. See Lockrem deposition, page 31. Furthermore, the only treatment authorized with Dr. Myers was the treatment recommended by Dr. Peeples, specifically the cervical MRI, physical therapy, and non-steroidal anti-inflammatory medications. See Lockrem deposition, page 32.
Although he was unsure of a specific month, the claimant testified that he did not work at all following the accident until the summer of 2008 when he did several ten-day hits. He testified that he did not have the endurance to complete the jobs. In August 2008, he began working full-time for a subsequent employer.
The claimant continues to treat with Dr. Padda and Dr. Katyal, on an ongoing basis since his alleged accident. He currently takes Vicodin prescribed by Dr. Padda. He testified that his headaches are more frequent than they have been in the past. Before the accident, he suffered from and received treatment for migraines but less frequently. He testified that before the accident, he had one migraine per week, but now has a migraine once or twice per day if he performs overhead work. If he does not do overhead work, he has three migraines per week.
He testified that his back "spasms out" if he pulls wire on his job for more than two or three days in a row. He testified that he has to take off of work if he has to pull wires for more than two or three days. He also testified that lifting is "scary" as he fears his muscles will give out because they are "not strong yet."
The claimant also testified that he has difficulty turning his neck more than 45 degrees to the left but has complete range of motion to the right and in flexion and extension. He has no difficulties with his neck unless he is wearing a hard hat, in which case he has pain in his arms which radiate down to his fingers and hand. The claimant testified that his worst symptom is his mid-back, ten inches above his belt line and that he has spasms frequently. He experiences these symptoms once daily, and takes Skelaxin, a muscle relaxer, prescribed by Dr. Padda. This condition is aggravated by activities such as picking up his child or riding in a car on a long trip. Dr. Peeples
Dr. Peeples examined the claimant again on October 22, 2007, and reviewed medical records from Dr. Padda, diagnostic films of the cervical and lumbar spine, and numerous other
medical records. See Dr. Peeples deposition, 4/22/2009, page 23. Dr. Peeples noted that the claimant had a very fluid range of motion and full movement, even in the cervical spine and that he had no involuntary guarding of his head, neck, back or extremities at that time. See Dr. Peeples deposition, 4/22/2009, page 23. Dr. Peeples opined that the physical examination demonstrated a completely normal neurologic evaluation. Dr. Peeples opined that the claimant had intermittent subjective symptoms of headache and neck pain. He opined that the objective components of the claimant's examination were normal. He recommended two weeks of work hardening followed by a functional capacity evaluation. See Dr. Peeples deposition, 4/22/2009, page 25. Dr. Peeples recommended that the claimant not consume narcotic medication for his medical condition. See Dr. Peeples deposition, 4/22/2009, page 26.
By March 3, 2008, the claimant had not completed the FCE due to an alleged shoulder injury, which interfered with his ability to participate fully in the FCE. See Dr. Peeples deposition, 4/22/2009, page 27. Dr. Peeples examined the claimant on that date, opined that the claimant should finish the FCE, and would be at maximum medical improvement upon completion. Dr. Peeples observed that the claimant was guarding his right shoulder a little bit, but he had full range of movement. Dr. Peeples found that the claimant's head and neck were normal, as was the rest of his examination. See Dr. Peeples deposition, 4/22/2009, page 29.
Dr. Peeples noted in his reports that there were "situational impediments" to the claimant returning to work. He testified that a "normal individual who bumps his head, strains his neck, does not have a concussive episode with loss of consciousness, does not have significant symptoms of traumatic brain injury, does not have any early complaints of back pain or objective abnormalities on exam, will improve and return to work in short order." See Dr. Peeples deposition, 4/22/2009 pages 29-30. He testified that this was not the case with the claimant. Dr. Peeples pointed out that this was a clinical observation, and he opined that the claimant should have been back to work. Dr. Peeples testified that the fact the claimant stated two weeks of work hardening was not going to be enough, that he had an incomplete functional capacity evaluation, and that his previous history of psychiatric problems led Dr. Peeples to opine that the claimant would not have a "healthy rehab path," and caused concern that the claimant would not return to work. See Dr. Peeples deposition, 4/22/2009 pages 29-30. Dr. Peeples testified that statistically, the claimant's arm pain radiating into his fingers and hand is most likely caused by an ulnar nerve entrapment at the elbow, and testified that the claimant did not have this condition and could not have sustained these symptoms from bumping his head at work on January 3, 2007.
On April 21, 2008, the claimant completed the FCE. See Exhibit J. Dr. Peeples testified that the FCE revealed that the claimant could work within the medium to heavy physical demand category, and that the claimant was at maximum medical improvement. See Dr. Peeples deposition, 4/22/2009 page 31. He also testified that from an objective standpoint the claimant had no disability, but based on his subjective complaints, he was considered to have a cervical strain or sprain. See Dr. Peeples deposition, 4/22/2009 pages 33-34.Dr. Peeples rated the claimant at a permanent partial disability of 3 % of the body as a whole. See Dr. Peeples deposition, 4/22/2009 pages 32-34.
Dr. Volarich
Dr. Volarich examined the claimant on September 9, 2008. Dr. Volarich is a physician who is board certified in Occupational Medicine and Nuclear Medicine. Dr. Volarich reviewed medical records reflecting treatment in 1996, 1997, and 1998 for low back pain by Dr. Fogarty and reported that the claimant advised this was "just brief muscle soreness that resolved." Dr. Volarich found several indications of injury, such as a neurologic problem in the right leg. See Dr. Volarich deposition, page 9. He also noted lost motion in the cervical spine, which he attributed to the accident of $1 / 3 / 07$ and some underlying arthritis. See Dr. Volarich deposition, page 11. He also found a trigger point in the cervical region - the trapezius muscle - which he described as a focal area of intense pain that is characteristic of myofacial pain. See Dr. Volarich deposition, page 12 .
Dr. Volarich diagnosed pre-existing mild chronic cervical, thoracic, and lumbar syndrome, chronic headaches, and a right index crush injury that was surgically repaired. Dr. Volarich opined that the claimant had a preexisting permanent disability of 5 % of the cervical spine due to his mild recurrent, chronic neck pain syndrome; 5 % of the thoracic spine due to his mild recurrent mid-back pain syndrome; 5 % of the lumbosacral spine due to his mild recurrent chronic lumbar pain syndrome; and 2-3\% of the central nervous system due to headaches that occurred 1-2 times per month before January 3, 2007.
Dr. Volarich's diagnoses regarding the January 3, 2007 injury included a closed head trauma without loss of consciousness causing concussion and posttraumatic headaches; a cervical strain/sprain and aggravation of underlying disc osteophyte complexes at C3-4, C4-5 and C5-6; thoracolumbar strain/sprain; minimal disc bulging lumbar spine - L5-S1 without radicular symptoms and minimally symptomatic at the lumbosacral junction. See Dr. Volarich deposition, page s 16, 17. He opined that the claimant sustained the following permanent partial disabilities from the 2007 accident: 5 % of the head/central nervous system due to the closed head trauma causing posttraumatic headaches; 20 % of the cervical spine due to the disc osteophyte complexes most prominent at C6-7; 15\% of the thoracic spine due to the strain/sprain injury; and 5 % of the lumbosacral spine due to the mild lumbar strain syndrome that causes occasional back discomfort. See Dr. Volarich deposition, pages18, 19.
Dr. Volarich testified that although the claimant received medical care from Dr. Katyal, Dr. Casino, and Dr. Myers before Dr. Peeples' examination on April 23, 2007, the first evidence of any complaint of mid or low back pain was over three months after the accident date, when he complained of mid or low back pain to Dr. Peeples. See Dr. Volarich deposition, page 41. Dr. Volarich also testified that typically, when one has a traumatic accident, if mid or low back symptoms are related to that accident, one would typically see the onset of symptoms prior to three months from the date of the accident. See Dr. Volarich deposition, page 41.