- For the lumbar spine, if the court finds the medical treatment is related to the August 10, 2009 work injury, Claimant achieved maximum medical improvement ("MMI") on March 13, 2013.
- For the lumbar spine, if the court finds the lumbar fusion is compensable, the Employer agrees to pay 32.5% PPD of the lumbar spine.
- If the court finds the lumbar fusion is not related to the August 10, 2009 work injury, the Employer agrees to pay 10% PPD of the lumbar spine for a strain/sprain injury and no TTD benefits.
- If the court finds the treatment for Claimant's lumbar fusion is compensable, the Employer agrees to pay TTD benefits totaling $29,069.28, from June 19, 2012 to March 13, 2013.
- If the court finds the treatment for Claimant's lumbar fusion is compensable, Employer agrees to pay $211,300.43 in past medical expenses.
- If the court finds Claimant sustained a compensable injury to the lumbar spine, Employer agrees to pay $211,300.43 in past medical expenses.
³ Any references in this award to the Employer refers to the Insurer also, unless otherwise stated. All references in this award are to the 2005 Mo Rev Stat, unless otherwise stated.
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- For the left shoulder, if the court finds Claimant sustained a compensable injury, Employer will pay TTD benefits totaling $4,844.88, from February 10, 2011 to March 25, 2011, for 6 1/7 weeks.
- For the left shoulder, if the court finds the injury is compensable, Employer will pay 25% PPD of the left shoulder.
ISSUES
At the start of the hearing, the parties identified the following issues for disposition:
- Was Claimant's low back treatment after October 14, 2009 medically, causally related to his August 10, 2009 work injury? Answer: No
- Is the Employer liable for past medical expenses for the low back after 10-14-09? Answer: No
- Is the Employer liable for future medical treatment? Answer: No
- Is the Employer liable for TTD benefits for the low back? Answer: No
- What is the nature and extent of the Employer's liability for PPD or PTD benefits, if any? Answer: PPD benefits (See the Discussion Section)
- What is the nature and extent of the SIF's liability for PPD or PTD benefits, if any? Answer: PTD benefits (See the Discussion Section)
- Has Claimant reached maximum medical improvement ("MMI")? Answer: Yes, March 25, 2011
EXHIBITS
At the start of the hearing, Claimant's Exhibits 1 through 21, were offered and admitted into evidence with no objection from the Employer or SIF. Employer's Exhibits A through D were offered and admitted into evidence with no objection from Claimant or SIF. SIF offered no exhibits. The parties agreed to the admission of Joint Exhibit 22-E-I, initiated by the court, which showed the Division's "Notice of Hearing," dated May 16, 2019. The exhibit showed Attorney Bob Kister's mailing address and the asserted lien.
Any marks or highlights contained in the above exhibits were made before they became a part of this record and were not made by the undersigned administrative law judge.
Claimant's live testimony
At the time of the hearing, Claimant was 54 years old, married to Donna for 34 years, and had two adult children that were not dependent upon him for financial support. In the 1980's Claimant earned an Associate's Degree in Architectural Drafting. Currently, Claimant uses a computer to check email and search on the internet.
After graduation, in 1984, Claimant used his drafting skills with the highway department and Charles Haskin's Surveying, and performed residential design work. Claimant worked as a
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self-employed carpenter for 10 years. For 10 years, Claimant worked as a pipefitter with Plumbers & Pipefitters Local 562.
In 2005, Employer hired Claimant as a full time pipefitter, where he worked 8 hours per day, and up to 45 hours per week. Claimant worked as a foreman and a pipefitter. As a foreman, he lined up work, planned the work, ordered material and assigned work to other pipe-fitters. As a pipefitter, he used the following tools: Torches, welding tools, drills, hammers, cutters, grinders, and tools with impact vibration. Claimant installed commercial pipes for heating and cooling systems, chillers, boilers, and medical gas at hospitals. To perform this work, Claimant stood, walked, worked overhead, climbed ladders, lifted and carried various pipefittings, copper, pipe, black iron, pumps and items associated with pipes. He knelt, squatted, supervised, ordered and handled materials. Claimant worked in tight, awkward positions to drill holes, install braces, and push and pull various weights.
Claimant lifted and carried items that weighed up to 100 pounds. He received help from co-employees to carry heavy items and helped co-employees, as needed. Claimant did not require accommodations to perform his work. Claimant loaded and unloaded pipes. Black iron pipe, bundles of pipe and individual pipes were very heavy. Claimant last worked for Employer in late October 2009, and he has not worked for any other employer since that time.
Medical conditions/treatment before August 2009
- In 2006, Claimant slipped, fell, and partially tore his MCL tendon and fractured his right knee. Claimant missed several weeks from work before he returned on crutches for a week before he worked full duty. The knee continues to pop, but Claimant has no pain.
- In 2006, a small piece of asphalt hit Claimant's left eye and tore his iris. Claimant's vision blurred in the left eye. The pupil is permanently dilated and does not move. He has difficulty with bright lights, wears sunglasses outside because the iris is open, and has problems driving at night due to glare. His wife drives a lot.
- On March 19, 2007, Claimant injured his SI joint carrying large black iron pipe. X-rays of the lumbar spine were within normal limits. He received physical therapy for eight months in addition to chiropractic care. Claimant used caution when bending and lifting heavy objects to avoid re-aggravation. Claimant continued to seek chiropractic care up to 10 days before the work injury on August 10, 2009, and beyond. After an SI joint fusion in 2010, Claimant had limited mobility and pain in his low left back.4
- While standing on a ladder on January 15, 2009, Claimant felt a pop and pain in his right shoulder after he pulled on a wrench to loosen a steam line fitting. Dr. Ritchie surgically
4 During cross-examination, Claimant could not recall when he first experienced radiating symptoms down either leg. He testified it went away after one surgery and came back after the other one, same issue. He did not remember when it started, but testified he thinks it started in August 2009.
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repaired Claimant's right torn labrum, and released him to return to work on April 27, 2009. Claimant received physical therapy from February 2009 until May 2009. Residual right shoulder complaints include limited range of motion, and weakness. Before August 10, 2009, Claimant used his left upper extremity to accommodate for right shoulder limitations.
- Before August 10, 2009, Claimant reclined to relieve back pain after extremely busy days at work. He used caution when lifting, limited the amount he lifted, and avoided twisting movements. He had ongoing chiropractic care, including his left low back and left thigh. Claimant continued to work full duty.
The August 10, 2009 work injury
On August 10, 2009, Claimant injured his back and left shoulder when he helped co-workers lift a bundle of pipe. Two workers were on the ground and two workers were on the second floor moving pipe. Claimant helped raise the pipe through the stairwell with his left arm. The workers on the ground let go before the workers on the second floor secured the pipe. Claimant took the weight of the pipe and pushed it up to the workers on the second floor, and injured his low back and left shoulder when the pipe twisted. The pipe consisted of a bundle of 1-inch black iron pipes, 21 feet long, and weighed about 300 pounds.
At the hearing, Claimant testified he developed a constant ache in his left leg to the knee, and numbness in his right leg below the thigh, when he walked or sat for long periods after the August 2009 work injury. Claimant further testified work hardening caused him to develop more low back pain. According to Claimant, he informed Dr. Mirkin about these problems during the initial visit, but Dr. Mirkin did not address the complaint.5
After Dr. Mirkin released Claimant, he returned to work but could not perform any tasks because of problems with his back. Employer approved Claimant's request for medical leave. After he stopped working, repairs were made to his left SI joint and both shoulders. Claimant did not attempt to return to work. He did not seek unemployment compensation benefits because he could not meet the work requirement.
Claimant's current physical complaints
Low back - After the August 10, 2009 work injury, Claimant testified he developed right leg numbness and tingling, which resolved after the SI joint fusion in 2010. However, the symptoms returned after low back surgery on September 6, 2012. Claimant continued to have limited mobility and pain. The majority of Claimant's pain comes from "way down low" on his left side. Left low back pain radiates constant pain, to his left thigh and left low back. Pain
5 Claimant completed a pain diagram for Dr. Mirkin, which showed no right leg symptoms. The chart references complaints to the left low back and slight left leg discomfort.
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increases with activity and makes it difficult for Claimant to walk long distances. The lumbar fusion and spinal cord stimulator make the pain manageable, but does not eliminate it. He avoids lifting from the floor due to pain. Claimant spends at least 70% of each day lying on his right side to reduce low back pain. He has difficulty going up stairs. His most recent back injection occurred two weeks before the hearing.
Claimant's SI joint fusion occurred in 2010, and his right leg problems resolved. He is not certain when the new symptoms began. "After one surgery it went away and after another one it came back, the same issue." He testified it started again, possibly in August 2009. After the 2009 injury, Claimant could not function because of increased pain in the same general area as the 2007 injury.
Claimant is not sure if his low back pain stems from his 2007 injury or the 2009 injury. It is difficult for Claimant to distinguish SI joint pain from his low back pain because the pain is in the same general area (about an inch apart). It is hard for Claimant to identify which injury makes it difficult for him to sleep, be active, and need narcotic medication. Counseling and medication help Claimant cope with depression from being unemployed for 10 years.
Claimant sleeps on the living room sofa on his right side to avoid movement in his sleep. Every night pain causes Claimant to wake up, but he changes positions and goes back to sleep. Claimant did not have problems sleeping before August 10, 2009.
Before August 10, 2009, Claimant had pain but he continued to work. After the August 2009 injury, Claimant did not know if his pain was from the SI joint or his spine, but his pain level spiked. He could no longer function, due to pain, in the same general area as the SI joint problem.
Left shoulder - Before August 2009, Claimant developed problems with his left shoulder because he compensated for right shoulder symptoms. From August 2009 to October 2009, Claimant could not work overhead with his dominant right hand. He used his left hand, which Claimant believes led to left shoulder problems.
Claimant would like to return to work but cannot due to problems with his SI joint from 2007, shoulder injuries, and the August 2009 work injury. Claimant does not believe he can work as a pipefitter or in any capacity, due to his inability to stand during the day, or sit for long periods, and the need to lie down often. Claimant cannot return to work as a drafter, even with accommodations, because he does not have the computer skills to perform the job.
In 2018, the Social Security Administration awarded Claimant benefits for injuries to his left SI joint, lumbar spine, both shoulders, right knee and left eye.
Exhibit 18 contains billing records from Orthopedic Specialists for Drs. Ritchie, Rutz and Wayne. The treatment provided by these physicians relates to the August 10, 2009 work injury, except for the right shoulder treatment.
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Claimant identified Exhibit 19 as bills from Timberlake Surgery Center from Dr. Ritchie for left shoulder surgery on February 10, 2011. Claimant identified these bills as related to the August 10, 2009 work injury. The bills contain procedures to implant both spinal cord stimulators.
Claimant's medical care was provided through his wife's insurance policy. The insurance company asserted a lien on any recovery Claimant may receive for treatment related to his medical care for the work injuries discussed in this award. (Exhibit 20) The insurance company paid $211,300.43 for medical treatment.
Exhibit 21 contains out-of-pocket pharmacy expenses identified by Claimant. Viagra is one of the prescriptions Claimant takes for erectile dysfunction due to low back injuries. He makes purchases online without a prescription.
**Medical treatment for the August 10, 2009 work injury - low back**
Dr. Rueschhoff, Claimant's chiropractor for a number of years before the August 2009 work injury, treated his low back on the day of the accident and took him off work for his low back on August 26, 2009. Claimant did report left leg symptoms during the office visit.
Two days after the accident, Claimant gave St. Anthony's Urgent Care ("St. Anthony's") a history of injury to his low back and left shoulder, but denied numbness, tingling, weakness and leg symptoms. St. Anthony's records contain no history of leg pain during the initial visit and three follow-up visits. Leg pain was not marked on pain diagrams. The diagnosis was a low back strain and left shoulder strain. St. Anthony's prescribed medication and placed Claimant on light duty from August 12, 2009 to August 17, 2009, with no lifting or pulling over 20 pounds, no frequent bending, prolonged kneeling or squatting, limited use of the left hand, no overhead reaching with the left arm, and use of the affected arm only as a helper. After four visits, St. Anthony's referred Claimant to Dr. Mirkin.
On September 18, 2009, Claimant gave R. Peter Mirkin, M.D., a spine surgeon, a history of left-sided low back pain that did not radiate. His shoulder pain had resolved. The pain chart showed Claimant's left low back and left thigh had numbness, and stabbing low pain. The chart contained the following history: "numbness in Lt. thigh, sharp pain in lower back," started August 10, 2009 and were Claimant's biggest concerns. An MRI of the left low back showed no disc pathology. Dr. Mirkin's medical records contain no history of leg pain. MRI showed a clinical history of low back pain with lower extremity neuropathy on September 23, 2009. The MRI study was normal.
On September 28, 2009, Claimant complained of low back pain with pain down his right side. Dr. Mirkin noted Claimant's symptoms were out of proportion to his objective findings.
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Dr. Mirkin continued a 30-pound lifting restriction and placed Claimant in work hardening (five times a week for two weeks).
On October 13, 2009, initial work hardening reported Claimant had increased subjective pain to the left low back. The quality of his movement decreased. The aerobic bike exercises and stretches were removed and Claimant expressed less pain and the ability to complete sessions without increased pain. Results showed improvement to load handling, left shoulder strength, and posture tolerances. Work hardening concluded Claimant could return to work at the heavy-demand level. X-rays and MRI findings were normal. Claimant's physical examination was normal. On October 14, 2009, Dr. Mirkin concluded Claimant had reached MMI and discharged him to work full duty.
On October 26, 2009, Claimant gave Dr. Sides, D.O., his primary physician, a history of injury at work on August 10, 2009, with "tingling/numbness into his left upper leg only. Nothing below knee." Examination revealed negative bilateral straight leg raise, but left SI joint tenderness. Dr. Sides diagnosed lumbar myalgia. After several visits, Claimant continued to have complaints to the left SI joint. Dr. Sides diagnosed sacroiliitis and referred Claimant to Dr. Rutz.
On November 24, 2009, Claimant gave Dr. Rutz a history of left-sided low back and left thigh pain after the August 10, 2009 work injury. Dr. Rutz examined Claimant, reviewed the September 23, 2009 MRI and found a small disc protrusion at L3-4. Dr. Rutz reviewed an updated MRI on December 8, 2009, and concluded the small disc protrusion at L3-4 was very small. Dr. Rutz concluded Claimant's symptoms were consistent with discogenic back pain, not a disc herniation. He noted the disc herniation is "very, very small." The December 8, 2009 MRI of the lumbar spine revealed no herniation or stenosis. Dr. Rutz concluded Claimant's symptoms "act like a left L3 radiculopathy." He scheduled a non-operative nerve root block at L3 with Dr. Wayne, and recommended a rheumatology evaluation.
On January 22, 2010, a lumbar discogram showed mild symptoms at L5-S1, which Dr. Rutz found was "not concordant pain." Negative L2-3, L3-4 and L4-5, and an equivocal positive discogram at L5-S1, with partial annular defect. A CT scan showed a right annular tear at L5-S1, which Dr. Rutz found was not consistent with Claimant's left-sided symptoms. Dr. Rutz noted the CT reconstructions revealed sclerosis and osteophytes on the left SI joint.
An MRI of the pelvis, without contrast, dated February 2, 2010, revealed no joint inflammation, synovitis or bursitis, and normal SI joints. A CT scan of the pelvis, taken the same day, revealed mild bilateral sacroiliitis, left greater than right. A CT scan of the pelvis, non-contrast, revealed bilateral hypertrophic spurring of the SI joint and sclerosis, left greater than right. Findings were consistent with bilateral sacroiliitis, left greater than right.
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On April 13, 2010, Dr. Rutz diagnosed left-sided sacroiliitis, questionable L3 radiculopathy, and recommended bilateral L3 nerve root blocks. Claimant reported increased numbness and pain in left anterior thigh, and a new onset of right anterior thigh numbness. Left SI joint pain continued. On April 29, 2010, Dr. Rutz reviewed a new April 2010 MRI of the lumbar spine, and found no impingement throughout the entire lumbar spine.
Dr. Rutz referred Claimant to Andrew Wayne, M.D. A bone scan dated April 21, 2010, revealed abnormal uptake of radiopharmaceuticals related to bilateral SI joints consistent with a history of sacroiliitis. On April 15, 2010, Dr. Wayne identified SI joint problems, performed a left L3 nerve root block, and Claimant noted improvement within ten minutes. Dr. Wayne recommended SI joint radiofrequency ablation as well.
Anthony Guarino, M.D., a pain management specialist, examined Claimant on February 18, 2010, diagnosed sacroiliitis, and recommended radiofrequency neuroablation of the SI joint.
In 2010, James M. Jackman, M.D., an orthopedic physician, injected Claimant's left SI joint on several occasions and ordered physical therapy. Claimant's problems continued. Claimant received steroid injections in March 2010 with great relief and a CT guided sacroiliac injection in May 2010 with less relief. Dr. Jackman diagnosed left sacroiliitis, but noted it was difficult to determine if the pain came from Claimant's back or his left SI joint.
On April 27, 2010, a radiology report of Claimant's pelvis revealed degenerative changes of the left sacroiliac area. X-rays dated July 27, 2010, show bony formation and osteophyte formation around the left SI joint, consistent with degenerative changes believed to be the source of Claimant's pain.
During left SI fusion surgery on August 19, 2010, Dr. Jackman found a large osteophyte on the left SI joint consistent with CT scan findings. In January 2011, Claimant complained of increased pain in the same area as the SI joint, but noted it was different from the pain he experienced prior to the SI joint fusion. He also reported lateral thigh pain. In October 2011, Claimant reported right upper quadrant pain following the left SI joint fusion.
Through February 2011, none of the following physicians diagnosed disc problems at L4-5 and L5-S1, Dr. Wayne, Dr. Mirkin, Dr. Rutz, and Dr. Coyle. In addition, several MRIs and nerve conduction studies failed to show radicular symptoms at L4-5 and L5-S1. A discogram reproduced radicular symptoms at L4-5.6
Dr. Boutwell referred Claimant to Brett A. Taylor, M.D. In June 2012, Claimant gave Dr. Taylor a history of spine problems one time in April 2007. Current complaints include:
6 Dr. Volarich and Dr. Coyle testified the injection from the post discogram CT scan may have caused Claimant's L4-5 radiculopathy.
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Worsening pain of the lumbar spine (100%) and left leg (25%) over several months, back pain radiating to the left buttock and knee (25% of the pain, 100% of the time), and low back pain (75% of the pain). Dr. Taylor diagnosed failed back/SI joint pathology.
Dr. Taylor performed tests to see if there was a "surgically amenable lesion." If no lesion was found, Dr. Taylor recommended Dr. Boutwell continue with pain management treatment. EMG results dated June 26, 2012, revealed no radiculopathy. MRI of the lumbar spine taken the same day, revealed a mild annular disc bulge at L4-5. CT of the lumbar spine revealed L5-S1 right full thickness annular tear, normal disc L3-4 and L4-5. CT revealed normal post-operative changes to the SI joint fusion. Discogram from July 2, 2012 showed concurrent pain at L4-5. Dr. Taylor found "significant pathology" and recommended an anterior lumbar interbody fusion to address Claimant's "persistent symptoms of back and leg pain."
On September 6, 2012, Dr. Taylor performed a lumbar fusion at L4-5 and L5-S1, with two cages. The operative note read:
"The aggressive discectomy was done for a number of reasons to adequately decompress the neural elements, to restore the appropriate spinal alignment, to provide adequate biological environments for fusion allowing placement of bone products both posterior to the cage as well as laterally to the cages."
After surgery, Dr. Taylor referred Claimant to Dr. Boutwell for pain management. A bone stimulator was prescribed. Claimant treated with Jefferson County Rehab from August 2011 to November 2012.
Dr. Taylor referred Claimant to Anthony Margherita, M.D. On December 17, 2012, Dr. Margherita examined Claimant and diagnosed failed back syndrome, SI pain/dysfunction, and lumbar radiculopathy. Dr. Margherita concluded Claimant "is clearly disabled by virtually all criteria." He suggested Claimant talk to his attorney about disability.
Claimant's right-sided numbness returned by the February 2013 appointment with Dr. Taylor. Dr. Taylor released Claimant from care on March 13, 2013 and referred him to Dr. Boutwell for chronic pain management. Dr. Boutwell provided pain management treatment for Claimant's low back and left hip from February 2013 to September 2013.
In March 2014, Claimant began pain management treatment with Helen Blake, M.D. On July 30, 2014, Dr. Blake inserted a permanent spinal cord stimulator, after success with a trial stimulator in June 2014. At the time of the hearing, Claimant continued to treat with Dr. Blake for low back problems. Claimant replaced the spinal cord stimulator once and will need additional replacements in the future.
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