Dr. Michael Grillot, a board certified orthopedic surgeon, performed a surgery on April 22, 2005, to repair a left distal biceps tendon rupture, with a tranverse incision in the antecubital space. When the pain did not subside, Claimant was referred to Dr. Scott Swango.
Dr. Scott Swango, , a board certified orthopedic surgeon, saw Claimant in November 2005. He concluded that Claimant suffered a left median neuropathy at the wrist and left ulnar neuropathy
at the elbow. Claimant had an injection into the left ulnar bursa on November 30, 2005, which did not resolve the pain. Dr. Swango released Claimant from his care in December 2005, with the recommendation that Claimant see a physiatrist for chronic pain management.
Dr. Michael S. Clarke, a third orthopedic surgeon, saw Claimant in January 2006. Dr. Clarke recommended his own nerve conduction study, the results of which were equivocal. Dr. Clarke recommended against a carpal tunnel release. Medical records contained in Dr. Bennoch's file (appended to his deposition), indicate that Claimant also had seen physicians at the University of Missouri-Columbia in April 2006, and at Washington University Medical Center in June 2006. There was no recommendation of any additional surgery as a result of these visits.
In early 2007, Dr. Clarke performed a neurolysis and a tenovaginotomy, which partially removed scar tissue about the nerves and released the tendon sheath of the biceps tendon, with the goal of eliminating Claimant's pain. Initially, Dr. Clarke anticipated a good result from this second surgery. He noted that Claimant had near full range of motion, lacked two to three degrees of having a full extension of the elbow, which was near normal, and had very little tenderness in the area of the scar. But in April 2007 Claimant exhibited some irritability. Dr. Clarke recommended the TENS unit which Employer provided and Claimant still uses.
In May 2007, Claimant exhibited mild hypersensitivity, but had regained his range of motion. Dr. Clarke noted, however, that Claimant had some trigger points in the antecubital area. In June 2007, Dr. Clarke ordered injections for the Claimant's arm. In July 2007, Dr. Clarke referred Claimant for stellate ganglion blocks. Dr. Clarke last saw Claimant on July 18, 2007.
Dr. Kathryn Hedges is a board certified neurologist who actively treats patients. She examined Claimant on October 23, 2006, and again on September 18, 2007. After her first examination of Claimant, Dr. Hedges concluded that Claimant's problems were not neurologic but orthopedic. When Dr. Hedges saw Claimant a second time about a year later in 2007, Claimant had
undergone "a lysis of neuroma of the musculocutaneous nerve in the left antecubital area...physical therapy with ultrasound, a TENS unit, and eight injections into the area around the elbow." (Exhibit 1, page 10). Dr. Hedges believed Claimant was better in 2007. Claimant reported to her that if he took Neurontin and used the TENS unit, his pain decreased to about a four and he could go to bed and stay asleep.
Dr. Hedges found Claimant had a decreased range of motion when Claimant tried to supinate, but otherwise exhibited a normal strength in both upper extremities. Dr. Hedges said this indicated that there was no damage to the motor nerves or to the muscles that causes strength loss. She found no atrophy in the arm. She concluded that Claimant had a sensory problem and not a motor problem. She believed Claimant might suffer from a chronic regional pain syndrome and would benefit from seeing a physiatrist and a trial of ganglion blocks. She recommended at the time that Claimant continue on Neurontin. She said Tramadol can be taken during the day, but it makes about 50 percent of the patients sleepy. Claimant had reported to her that he did not take the medication during the day. She gave no opinion regarding Claimant's ability to work. She opined that Claimant could not use his left arm in working because of the pain and hypersensitivity.
Dr. Jeffrey L. Woodward practices physical medicine in Springfield. Only five percent of his practice involves evaluations. The remainder of his practice involves treating patients. He gave his deposition on May 27, 2010. Dr. Woodward first saw Claimant in October 2007. He continued to treat Claimant until January 2008, when he believed Claimant was at maximum medical improvement.
When Claimant first saw Dr. Woodward he was using Gabapentin, Lidoderm patches, and a TENS unit, and Tramadol. Dr. Woodward said when he released Claimant to full-time work it was with a five pound lifting restriction (continuously). At that time, Claimant had no left forearm or hand deficits. Dr. Woodward's lifting restriction was aimed at trying to improve Claimant's pain
and comfort level, not for physical concerns. The sensory nerves in the arm were working within normal limits. Claimant exhibited no objective muscle weakness and no mobility problems in the elbow. Dr. Woodward did note, however, mild diffuse atrophy in the biceps muscle and pain on bending the elbow. He gave a rating of 25 percent permanent partial disability to the left upper extremity at the 210 week level.
With respect to future medical, Dr. Woodward believed that Claimant required an additional six months (after January 2008) of Ultram and Ambien CR due to Claimant's ongoing symptoms "and provide just some additional time for gradual increase in strength and endurance in the left upper extremity." (Exhibit 3, pp. 20-21). In his medical notes, Dr. Woodward indicated that Tramadol provided only mild relief. Based on his treatment notes, he did not believe Claimant was in need of any further medical treatment, although he would leave the decision of any surgery to the surgeons. Dr. Woodward did not believe the use of Tramadol, Ambien, a TENS unit, or Lidodern were medically necessary, although he admitted that he had not seen Claimant since November 2007 and did not know what would clinically provide Claimant with relief. He further indicated that based on his treatment records, it would be difficult to confirm complex regional pain as a diagnosis. If Claimant had such diagnosis it would be relatively mild.
Dr. Rodney K. Geter is board certified in plastic and reconstructive surgery. He has worked in that field for 25 years. About 30 percent of his practice involves surgery to the upper extremity. He evaluated Claimant on December 9, 2008. Dr. Geter acknowledged that Claimant exhibited diffuse pain above the elbow, but Dr. Geter could not pinpoint the source of the pain. He said surgery is not an effective means of addressing Claimant's pain. He did not believe transposition of the ulnar nerve, which is a common procedure for entrapment of the nerve around the elbow, would be of any benefit to Claimant in this case.
Dr. Geter noted that he did not perform additional nerve conduction studies because Claimant has normal sensation in his hands and normal muscle function in the forearm, so there was no reason to think there was any slowing of the nerves. He diagnosed Claimant with unrelenting pain, more so with use. He believed Claimant could no longer use his left arm in manual labor. Claimant was at maximum medical improvement as of the date of his evaluation on December 9, 2008. Dr. Geter did not provide a specific opinion on the degree of disability. Dr. Geter did not suggest, however, that Claimant was permanently and totally disabled.
Dr. Shane Bennoch is a rating physician selected by Claimant. He noted that Claimant has continued pain in the left upper extremity that increases with activity. Dr. Bennoch opined that Claimant sustained a 30 percent permanent partial impairment to the left upper extremity rated at the elbow due to the biceps tendon rupture and persistent pain to the elbow. He further expressed the opinion, however, that Claimant was permanently and totally disabled from the open labor market. Dr. Bennoch imposed a number of restrictions relative to the left arm. These included no lifting greater than 20 pounds, no repetitive lifting, no climbing other than stairs, and no balancing. Dr. Bennoch believed that Claimant was capable of performing a "limited amount of things," but not in the context of an eight-hour day, five-days-a-week. He said Claimant also needed future medical treatment in the way of pain management, including prescriptions, with continued monitoring. Dr. Bennoch indicated that the medications and TENS unit that Claimant had been using were appropriate treatment modalities.
On cross-examination, Dr. Bennoch admitted that Claimant is not limited in standing, walking, or sitting. He believed Claimant could push and pull up to 20 pounds on a non-repetitive basis. He can climb stairs occasionally as long as he was not using his left arm. He can kneel, crouch, crawl, or stoop if not using his left arm. Dr. Bennoch said Claimant would have no
Insured by DIVISION OF WORKERS' COMPENSATION
Employee: Roger Nick Patton
Imprisonment
Injury No.: 05-030154
manipulative limitations as long as his left arm was in his lap. He had no visual, environmental, or
communicative limitations.
Dr. Bennoch believed his diagnosis (trapped nerve and pain) was accurate, and his
restrictions were based on that diagnosis. He acknowledged that other physicians (Dr. Grillot and
Dr. Clarke) did not share his opinions. He acknowledged that he did not have any greater expertise
than these other physicians.
Given the expertise of the other physicians with relevant board specialties and practices
whose opinions have been provided in this case, I do not find Dr. Bennoch's opinion credible or
persuasive on the issues of diagnosis or the nature and extent of disability. I do find his opinion
credible that Claimant has needed pain management in the past and needs such treatment in the
future.
Medications
Claimant introduced computer printouts he personally obtained from Walgreens³ pharmacy
for prescriptions he purchased from January 1, 2008 through October 12, 2009 and from January 1,
2010 through December 8, 2010. Claimant identified with a yellow highlighter those prescriptions
which he related to his left arm injury. These included Tramadol 50 mg, Ambien CR 12.5 g, and
Lidoderm 5 percent topical. Exhibit D indicates that Claimant incurred $1,993.37 for these
prescriptions. Exhibit E indicates that Claimant incurred another $4,471.95 for prescription
medications.
Claimant also submitted certified records from his treating physician, Dr. Keith W. Ellis,
who has prescribed a number of medications for Claimant, including Tramadol, Ambien and
Lidoderm. After a review of these medical records, it appears that Dr. Ellis reviewed Claimant's
³ Employer objected to Exhibits D and E, which are the printouts from Walgreens Pharmacy which Claimant
personally received and identified, and Exhibit F, which are certified medical records of Dr. Ellis. Employer's
objection under the seven day rule objection is applicable only to the report of physicians and not with regard to all
certified records. Section 287.140.7 RSMo, provides that every person furnishing medical aid to the employee shall
permit its record to be copied and that certified copies of the record shall be admissible in any such proceeding.
WC-52-R1 (6-81)
Page 11
Issued by DIVISION OF WORKERS' COMPENSATION
Employee: Roger Nick Patton
Imjury No.: 05-030154
prescriptions at each encounter with Claimant, and routinely refilled the Tramadol, Lidoderm, and Ambien. For instance, on December 8, 2008, Dr. Ellis noted that Claimant had chronic pain issues in the left arm and wears a TENS unit constantly. The Claimant inquired as to an alternative to Tramadol, but Dr. Ellis has no suggestions regarding an alternative medication for Claimant's pain. In a medical record dated September 18, 2009, Dr. Ellis noted that Claimant had requested a refill of the Lidoderm patches. "He has been using them on his left bicep because it is not comfortable to wear the TENS unit at night." On December 6, 2007, Dr. Ellis noted that Claimant had started taking Ambien CR for chronic insomnia and that he obtains only about four hours of sleep per night, but Claimant reported to Dr. Ellis, "he is not tired during the day."
Although Claimant provided no medical records after March 3, 2010, effective that date, Dr. Ellis had continued a number of medications. These included 180 tabs of Tramadol (Ultram) 50 mg, 1-2 tabs every six hours as needed (two refills). He also continued the Lidoderm patch, 30 patches, one to be applied every 24 hours ( 11 refills), and Ambien CR 12.5 mg , one time per day as needed, 30 tabs, for insomnia ( 11 refills). Simple mathematics indicates that these refills could take Claimant through the date of the hearing if he took the medication as directed.
Dr. Ellis' medical records indicated that he prescribed these medications because of Claimant's left arm, peripheral neuropathy, arm pain, or lack of sleep due to arm discomfort. Dr. Ellis was not the first physician to prescribe some of these medications. The opinions and/or records of Drs. Clarke and Hedges indicate they had recommended the use of prescription medicine. Dr. Woodward also had recommended medication, although he would have discontinued their use before August 2008.
Issued by DIVISION OF WORKERS' COMPENSATION
Employee: Roger Nick Patton
Injury No.: 05-030154