Billy B. Williams testified on his own behalf. In addition, Mr. Williams presented the following exhibits, all of which were admitted into evidence without objection:
Exhibit A - 10/21/06 Report, Dr. P. Brent Koprivica (\#1-17),
Exhibit B - 09/03/08 Addendum Report of Dr. P. Brent Koprivica (\#1-2)
Exhibit C - 02/22/09 Addendum Report of Dr. P. Brent Koprivica (\#1-6)
Exhibit D - 10/23/07 Report of Dr. Allan Schmidt, Ph.D. (\#1-6)
Exhibit E - Deposition of Mary Titterington taken 08/11/09 along with Deposition Exhibits. 1-3 (\#1-1173)
Exhibit F - 07/15/04 e-mail from Billy Williams to Bruce Williams
Exhibit G - 07/26/04 e-mail from Billy Williams to Bruce Williams
Exhibit H - 07/27/04 e-mail from Bruce Williams to Billy Williams
Exhibit I - 07/27/04 e-mail from Bruce Williams to Billy Williams
Exhibit J - 07/28/04 e-mail from Billy Williams to Bruce Williams
Exhibit K - 07/28/04 e-mail from Brandi Manning to Billy Williams
Exhibit L - 08/05/04 e-mail from Billy Williams to Bruce Williams
Exhibit M - Current Complaints
The employer presented no live evidence, however, it offered the following exhibits which were admitted into evidence without objection on the part of the employee:
Exhibit 1 - Dr. Pratt Report \& Curriculum Vitae
Exhibit 2 - 9-21-09 IME of Dr. Hughes
Exhibit 3 - 3-16-05 Report of Dr. Tung
Exhibit 4 - 1-30-04 Report of Dr. Stepp
Exhibit 5 - Work Ability Report
Exhibit 6 - MRI Report
The Second Injury Fund objected to the admissibility of Exhibits $1 \& 2$ and its objection was sustained.
Billy B. Williams is a 61 year old gentleman who worked for the City of Kansas City, Missouri Water Department for 28 years until October 28, 2004 when he took a retirement from the City. The position from which he retired after working his way up from an entry level position was that of Area Superintendent of the Water Department.
On December 26, 2003 the employee sustained an injury to his neck and left shoulder while in the scope and course of his employment as an Area Superintendent for the City's Water Department. The employee was attempting to open a metal door that was stuck and in so doing injured his neck and left shoulder. Thereafter, he felt pain in his neck and left shoulder. After reporting the accident to his supervisor, he was sent to Emergency Health Services (EHS) where he was given physical therapy, Percocet and sent to Baptist Lutheran Medical Center for MRIs of the neck and left shoulder. The MRI of employee's neck revealed a central hard disk protrusion at C3-4 which effaced the ventral aspect of the thecal sac, a central hard disc protrusion at C4-5 with mild deformity of the spinal cord and large disc protrusion at C6-7 involving the left paracentral region extending into the neural foramina with nerve root impingement. The rest of the MRI was unremarkable. The left shoulder MRI revealed changes consistent with tendinopathy or partial tear within the supraspinatus tendon but no evidence of a full thickness tear with AC joint hypertrophy with impingement on the underlying tendon.
After the MRIs were taken, the employee was referred by the employer to Dr. Timothy Stepp, a neurosurgeon, on January 30, 2004. Dr. Stepp noted the physical therapy provided by EHS had not helped the employee's neck and left shoulder pain. He also noted the employee had a non work-related cyst on the base of his neck. Dr. Stepp's report notes the employee was having a left-sided C-7 radiculopathy which would be difficult to treat because of the cyst as well as the Coumadin (a blood thinner) employee was taking for a heart problem. Dr. Stepp encouraged the employee to continue his physical therapy.
The employer then transferred the employee's care to Dr. Terrence Pratt who first saw the employee on February 11, 2004. Dr. Pratt noted that Dr. Stepp had declined to do epidural injections because of the Coumadin the employee was taking for his heart condition. Dr. Pratt then prescribed a trial of therapeutic intervention including traction and active exercise; the Percocet was continued as well.
Dr. Pratt again saw the Employee on March 11, 2004. He noted the employee was not a good candidate for epidurals because of the Coumadin he was taking for a heart condition. Dr. Pratt recommended a referral to a pain management doctor at that time.
On May 6, 2004, the employee's care was transferred by the employer to Dr. Dan Hancock, a pain management specialist. He noted the employee was having severe pain in his neck and left shoulder, radiating into his left arm. Dr. Hancock did not want to do epidural
steroid injections because of the Coumadin. Instead Dr. Hancock prescribed Oxycontin, Oxycodone and Neurontin.
Dr. Hancock saw the employee on June 11, 2004 and noted that because he was taking Coumadin the only alternative, as far as treatment, was to manage the employee's pain pharmacologically.
On June 23, 2004 the employee had the non work-related cyst on his neck removed; and, its cost was paid for by his private insurance. The employee was seen again by Dr. Pratt on July 23, 2004 who referred him back to Dr. Hancock and suggested he had no further need to see him.
On July 15, 2004 the employee sent Bruce Williams, who was in charge of the employee's workers compensation case for the employer, the following e-mail:
Bruce, I spoke with Brandi Manning, she is sitting as the 'nurse', concerning my medical case that you are handling. Ms. Manning informed me that I have missed several scheduled doctor appointments. I have not missed any scheduled doctor appointments to the best of my knowledge. Ms. Manning also informed me that on one of the 'missed' appointments I was to receive a home therapy device. I recently received a call from Dr. Pratt's nurse who scheduled me for an appointment July 23, at 2:00pm. I will be there on that date. In addition, I spoke with Ms. Florene Bellows and made her aware of this situation. I am going to bring my file to Ms. Manning so that it may be updated. In the future I would like to keep all correspondence with you on Lotus Notes. (signed) Billy Williams Area Superintendent.
This was followed by another e-mail from the employee to Bruce Williams on July 26, 2004 regarding "Pain and Suffering."
Good morning, Mr. (Bruce) Williams: This is just a synopsis of the events that have transpired since our last correspondence. You cancelled my appointment with Dr. Hancock, at the Pain Management Center. Then you set up another appointment for me with Dr. Pratt for 2:00 P.M. on 7/23/04. I kept the appointment and Dr. Pratt examined me. Dr. Pratt asked me during the examination, 'How was my pain?' I replied, 'there was no change in the pain as long as I take the medication that Dr. Hancock prescribed for me.' I continued, 'I am able to work pain free with no sleep depredation (sic)'. Dr. Pratt was puzzled as to the reason that an appointment was made for me to see him. Dr. Pratt then informed me that he wanted me to return to Dr. Hancock's care. I went to Dr. Hancock's office to make and appointment. The nurse took my information. The nurse then told me that their office would contact my case handler and inform me of the results. The ball is in your court. I eagerly await your reply. (signed) Billy Williams Area Superintendent.
The next day, July 27, 2004, Bruce Williams, also by e-mail, responded to the employee:
Subject: pain and suffering. Mr. (Billy) Williams, Workers' Comp is not a drug maintenance program. We are awaiting the medical report of Dr. Pratt from you're (sic) 07/23/04 evaluation! Once this report is received, we will proceed to outline any further treatment program at that time."
By this time, the employee testified, he began worrying and became anxious about the reliability of his doctor's appointments and the availability of the narcotic medications the authorized treating doctors had prescribed for him. This is reflected in the employee's e-mail to Bruce Williams dated July 28, 2004:
Mr. (Bruce) Williams, Subject pain and suffering. I sincerely hope that you receive Dr. Pratt's evaluation as of yesterday. I have been out of pain medication since last Friday 7/23/04. This setback has resulted in the return of severe pain and continued sleep depredation (sic). This has impaired my ability to function on or off the job. I plan to contact Workman's Compensation as well as the Attorney General's office for the state of Missouri. Coincidentally, the Attorney General recently wrote me a letter inquiring about the medical treatment that I am receiving and were my medical needs being met. You can believe that I will send the Attorney General a precise account of your performance regarding this matter. (signed) Billy Williams Area Superintendent.
As is reflected in these e-mails and is buttressed by the employee's testimony, he was becoming increasingly desperate about the availability of the narcotic medications the employer's doctors prescribed for him. He needed the prescribed medications because, due to his heart condition, the authorized physicians, Dr. Stepp, Dr. Hancock and Dr. Pratt, all felt he was not a surgical candidate; and, instead prescribed the Oxycontin and Oxycodone to pharmacologically treat his pain. The next e-mail is from Brandi Manning who was with the Human Resources Water Services of the City dated July 28, 2004 to the employee:
Good afternoon, Billy. I just wanted to update you quickly regarding the status of your worker comp claim. I spoke with Bruce Williams on the phone this morning, and he stated that he had authorized another month of medication for you. At this point, Bruce is still working with Dr. Pratt and your other physicians to outline a progressive treatment plan for your injury. If you have any question, please do not hesitate to contact me. Thank you!
(signed) Brandi Manning Human Resources-Water Services.
The employee testified this e-mail caused him additional anxiety and stress because it seemed as if his narcotic medication was only going to be rationed out a month at a time and that each month would be problematic as to whether he would get the medication or not. Additionally the e-mail represented that Bruce Williams was working with Dr. Pratt for a treatment plan. This is contrary to Dr. Pratt's report of July 23, 2004 which had referred the employee's treatment to Dr. Hancock. On August 4, 2004 the employee was finally seen by Dr. Hancock who continued him on Oxycontin and Oxycodone.
On August 5, 2004 the employee again e-mailed Bruce Williams and stated:
Subject pain and suffering: Good morning, Bruce: Here is an update on my doctor appointment with Dr. Hancock, Wednesday 8/4/04. During my examination Dr. Hancock repeated Dr. Pratt's diagnosis that surgery or injections are 'out of the question'. Dr. Pratt stated that he had informed you of this fact. Dr. Pratt also said that he explained that I was sent to Pain Management for treatment because of my heart condition. Dr. Hancock wrote me a prescription for pain medication and rescheduled my next appointment for 9/1/04 at 11:00a.m. The prescription is for a 30 day supply. I wanted to let you know this well in advance because I do not want to run out of my pain medication again. Previously, you allowed a lapse in time between my medication expiring and my new prescription getting filled. I was completely out of medication and in severe pain for two weeks because you cancelled a scheduled doctor's appointment. In my opinion, and the doctor's opinion, that was negligent. Your actions created so much unnecessary turmoil that my medical needs went unattended. If you foresee any reason why I will be denied my necessary medical attention let me know in advance so that I can inform the doctors.
(signed) Billy Williams Area Superintendent.
This e-mail reflects the employee's escalating anxiety about the reliability of his prescriptions ant the fact that he had to go two weeks without the medications and was in severe pain during that time because the employer had cancelled a scheduled doctor's appointment. The employee further testified that Dr. Hancock had told him that in his opinion this amounted to negligence on the employer's part. The e-mail further reflects that the employee was now in turmoil because his medical needs had been left unattended by his employer.
On September 15, 2004 the employee again saw Dr. Hancock who renewed his narcotic medications, Oxycontin and Oxycodone. During this time the employee was also seeing Edward Wortham, his family doctor. Dr. Wortham's notes of October 20, 2004 reflect the employee's problems in being able to focus and his memory problems. It was further noted that the employee was on Oxycontin and Oxycodone for chronic pain in his neck and shoulders. Dr. Wortham's notes indicate the employee was under considerable stress because of his workers' compensation case. Dr. Wortham made a diagnosis of depression and prescribed Zoloft, an antidepressant. The employee testified that because of the uncertainty of the supply of narcotic medication he became depressed and anxious. This was manifested by his admission to Research Psychiatric Center from October 31 to November 2, 2004.
Mr. Williams was admitted to the Research Hospital Adult Psychiatric Hospital on October 31, 2004. The Research records indicate that the employee was hospitalized for depressive symptoms, anxiety and possible narcotic withdrawal. According to the records and the employee's testimony, he had been taking Oxycontin and had discontinued it suddenly and had suffered withdrawal.
He received group psychotherapies and was given Lexapro. His diagnoses were that of major depression, single episode, moderate without psychosis. It was noted that his GAF at admission was 35 and at discharge (11-2-04) 55. He was continued on his prior medications of Coumadin, Oxycontin and Oxycodone.
The psychiatric evaluation at Research Psychiatric Center dated October 31, 2004 by Dr. Steven D. Segraves notes that the employee had many stressors at work and that he had chronic pain and had become frustrated with taking the Oxycontin and had discontinued it and had developed classic symptoms of narcotic withdrawal. It is further noted that Mr. Williams was having problems concentrating and was having memory disturbance and he acknowledged dysphoria (depression and anxiety). The records also indicate the employee felt hopeless at times and had developed anxiety.
A consultation note from Research Psychiatric Center by Dr. Joy Cuezze dated November 1, 2004 reports that the employee had severe behavioral changes over the past 11 to 2 months. The employee, it was reported, attributed those to stressors at the job as well as financial stressors.
After he was discharged from Research Psychiatric Hospital, the employee reports that he became more depressed and confused and again stopped taking all of his medications; this time Coumadin as well. On December 1, 2004 he was admitted into Baptist-Lutheran Medical Center for a stroke. He was admitted with complaints of aphasia (impaired speech) and right-sided hemiparesis (weakness on the right side of the body). It was recorded that the employee had been off his medication for the last two weeks due to depression and feeling "drugged on the medicine". The employee was placed on a heparin drip and subsequently his Coumadin was restarted. He was prescribed physical therapy for his right-sided parasthesia and a pacemaker was installed to help his atrial fibrillation. He was released on December 8, 2004 with instructions to continue to take his Coumadin, Verapamil, Lavoxin and to follow up with his family doctor.
After his hospitalization for the stroke, the employee followed up with a new physician, Dr. Michael Dahl, on January 5, 2005. Dr. Dahl's records indicate the employee's depression caused him to stop taking his Coumadin which led to his hospitalization for the stroke.
The employee saw Terrie Price, Ph.D. for a neuropsychological evaluation on June 30, 2005 and on August 4, 2005.
The employee was also seen in follow-up by Dr. Brent Menninger from July 7, 2005 to August 19, 2005. Dr. Menninger gave the employee Trazadone and Lorazepam for his depression and noted the employee was extremely depressed and that he had memory loss and could not remember people he had worked with. Dr. Menninger's notes reflect the employee said his problems stemmed from the narcotic medication he had been taking.
In direct testimony the employee said he was having the following problems with his neck:
(1) Pain coming down his neck and into his back that radiates to the left;
(2) Neck pain is a stabbing pain and the left arm pain is an aching pain;
(3) The neck pain is there all the time;
(4) He has trouble sleeping due to the neck pain;
(4) He has trouble sitting, standing, walking, getting up and down and laying down;
(5) He has trouble lifting because of his neck pain;
(6) He has trouble dressing himself;
(7) He has trouble cooking;
(8) He has trouble driving because he cannot turn his neck;
(9) He has decreased range of motion of his neck;
(10) Because of the pain in his neck, he has trouble doing household chores and has to have help;
(11) He cannot do yard work.
Mr. Williams reported the following problems with his left arm:
(1) An aching pain on a daily basis;
(2) Trouble picking up things because of little grip strength;
(3) He has trouble sleeping;
(4) He has trouble lifting;
(5) He has trouble dressing himself and cooking;
(6) He has trouble driving because the seatbelt causes pain and loss of motion;
(7) He has decreased range of motion of his left arm;
(8) He has trouble doing household chores and yard work.
Lastly, Mr. Williams complained of the following mental and emotional problems he relates to his work related accident:
(1) He locks himself in his house;
(2) He has weird suicidal thoughts;
(3) He is sad because he has to live with the pain;
(4) He closes all the shades in his house and stays in one room;
(5) He cannot go to the store and does not like to be around people;
(6) He is fearful of people;
(7) He has significant memory loss.
The employee testified that even though he had been diagnosed with cardiac arrhythmia before December 26, 2003, the condition had not caused him to miss time from work nor had it caused him to modify his work place activities in any way. Additionally, the employee stated that even though he had been treated twice for anxiety or depression before December 26, 2003 because of the death of his sister and father, the depression or anxiety had been transient in nature and had not caused him any lasting depression or anxiety nor had it caused him to miss time from work or affected his work activities before December 26, 2003.
The employee was seen by Dr. P. Brent Koprivica on October 21, 2006. Dr. Koprivica issued a report with several addenda. He opined that because of the employee's work related injury of December 26, 2003, the employee sustained permanent injury to his cervical spine with the development of an acute disk herniation at the C6-7 level to the left with resultant left C7 radiculopathy. Dr. Koprivica further stated the injury of December 26, 2003 was the substantial and prevailing factor in the permanent disability associated with his chronic cervical pain as well as chronic left C7 radiculopathy associated with the disk herniation. It was Dr. Koprivica's opinion that the chronic pain treatment that the employee underwent was a substantial factor contributing to the development of the major depression in October of 2004 which led to the employee leaving work. It was also Dr. Koprivica's opinion that the stresses from the work place