Kimberly Ann Hendrix ("Mother") appeals from the trial court's denial of her motion to set aside a judgment granting a motion to modify child custody filed by her former husband, Lewis Hendrix ("Father"). On this appeal, Mother contends that the trial court lacked jurisdiction to modify the custody provisions of the original custody judgment. The original dissolution decree in this case, entered on March 19, 1999, awarded the parties joint legal custody and Mother "primary physical custody" of the two minor children born of their marriage, with Father to have parenting time as set out in an attached "Parenting Plan." (FN2) According to that "Parenting Plan," the physical placement of the children was to be with Mother, and Father was to have custody every other weekend, a minimum of one night per week, four non-
consecutive weeks during the summer, and on alternating holidays. A subsequent pleading indicated that the parties, along with the children, resumed living together in May 1999. Father's motion to modify, which led to the judgment under consideration, was filed on January 17, 2003. The pleadings indicate that the parties again separated in January 2003, and that Father had exercised actual physical custody of the children since then. Mother also filed a counter motion to modify on March 31, 2003, in which she requested a modification so that she would have physical custody of the children but with changed visitation by Father. The case was set for trial on May 27, 2003. The parties and their counsel, along with the court appointed guardian ad litem, appeared in court that day, but instead of having a trial, they entered into a written stipulation, the pertinent parts of which stated: The parties do hereby agree and stipulate to the following conditions regarding custody and support of their minor children:
- The parties shall share joint legal and joint physical custody.
. . . .
- Parenting time with the children shall be as follows:
Parties will prepare a parenting plan, which will maximize the time each parent spends with the children during that parent's non-working hours. As closely as possible the parties will alternate weekends and holidays and shall each have available to them one uninterrupted two-week period of parenting time in the summer;
- Parties shall allow phone contact with the non-custodial parent;
- Parties will communicate with each other regarding the health,
education and schedule of the children;
- The non-custodial parent shall be the first option for a baby-sitter
should the need arise. Only if the non-custodial parent is unavailable should a baby-sitter be consulted.
No evidence was presented to the trial court then or at any time with reference to the motions to modify filed by Mother or Father. In its judgment bearing the date May 27, 2003, but file-stamped July 22, 2003, the trial court stated that "[t]he parties announce to the Court that an agreement has been reached resolving all issues in controversy," and "[t]he
parties executed a Stipulation which is attached hereto as Exhibit A, and incorporated herein by reference." The judgment provided, in pertinent part:
- That there has been a substantial and continuing change of circumstances which include, but are not limited to the
following: a. That the minor children have lived continuously with [Father] since the date of the dissolution of marriage; b. [Mother] no longer resides with [Father], and the parties and children desire to change the provisions of the custody plan; and c. The circumstances of the parties and the unemancipated minor child (FN3) have changed to make the present order for custody and support unreasonable.
- That the substantial and continuing change of circumstances noted above justifies a modification of Judgment and
Decree of Dissolution of Marriage as entered previously by this Court on March 1, 1999.
- That the Parenting Plan, attached hereby as Exhibit B and incorporated herein by reference is in the best interest
of the minor children of the parties, and the parties should be ordered to comply with the terms contained therein. . . . .
THEREFORE IT IS ORDERED ADJUDGED AND DECREED THAT:
- The parties are awarded the joint legal care, custody and control of the children, pursuant to the Parenting Plan
attached hereto. Said Parenting Plan is in the best interest of the minor children, and the parties are ordered to comply with the terms contained therein.
The "Parenting Plan" attached to the judgment provided that the primary physical residence of the children would be with Father rather than Mother. With this factual backdrop, Mother filed a motion pursuant to Rule 74.06(b) seeking to have the judgment set aside. At a hearing on that motion it was established that the "Parenting Plan" attached to the judgment was not signed by the parties and was not attached to the stipulation when the parties signed it. Mother testified that she did not agree to the terms of the "Parenting Plan," did not authorize her attorney to agree to it, and, in fact, did not see it until receiving a copy of the judgment after its entry. The record also indicates that the judgment entered by the trial court, as well as the "Parenting Plan" attached to it, was prepared by Father's attorney. While the paralegal for Mother's trial attorney (FN4)
testified that she sent Mother a copy of the judgment and "Parenting Plan" before it was signed by the court, she was unable to produce a file copy of any letter indicating that was done. Mother's motion was denied by the trial court. This appeal followed. Mother contends in her one point on appeal that the trial court erred in failing to set aside the judgment modifying the custody provisions of the original custody judgment because the trial court lacked jurisdiction to modify the prior custody judgment in that (1) no evidentiary hearing was ever conducted upon a motion modifying custody and, (2) there was no evidence received to show that there was any change in circumstances to warrant a modification or that a change in custody was in the best interests of the children. "It is a well-recognized principle that in order for a court to acquire jurisdiction to adjudicate, it must have jurisdiction of the subject matter, jurisdiction of the res or the parties, and jurisdiction to render a particular judgment in a particular case." Jenkins v. Craft, 63 S.W.3d 710, 712 (Mo.App. S.D. 2002) (quoting from Schneider v. Sunset Pools of St. Louis, Inc., 700 S.W.2d 137, 138 (Mo.App. E.D. 1985)). It has been held that a trial court must have all three in order to save a judgment from being void. Travis v. Contico Int'l., Inc., 928 S.W.2d 367, 370 (Mo.App. E.D. 1996). The trial court here had subject matter jurisdiction in that the motions to modify stated claims belonging to a general class over which the authority of the court extended. In re Marriage of Neal, 699 S.W.2d 92, 94 (Mo.App. S.D. 1985). In other words, the trial court generally had authority to decide motions to modify. It also had jurisdiction over the parties. The issue here is whether the trial court here had jurisdiction to enter the judgment in question or whether that judgment has any validity. With reference to jurisdiction to render the particular judgment in the particular case, the Supreme Court of Missouri said in State ex rel. Lambert v. Flynn, 154 S.W.2d 52, 57 (Mo. banc 1941), that it [p]artakes of the character of one or the other of the first two. Where the lacking element of jurisdiction goes to the personal privilege of the litigant, it may be waived. But when it depends on the power of the court under a public policy established by statute or otherwise, it cannot be waived. 'If the court cannot try the question except under particular conditions or when approached in a particular way, the law withholds jurisdiction unless such conditions exist or unless the court is approached in the manner provided, and consent will not avail to change the provisions of the law in this regard.' (citations omitted). In State ex rel. King v. Kinder, 690 S.W.2d 408, 409 (Mo. banc 1985), the court held that when a court of general jurisdiction engages in the exercise of special statutory power, its authority is strictly confined to that provided in the statute, and an order in excess of that jurisdiction is void. This court has cited King with approval in State ex rel. Laws v. Higgins, 734 S.W.2d 274, 279 (Mo.App. S.D. 1987).
The Supreme Court of Missouri has also said: A court's authority to adjudicate a controversy is based on three essential elements; the court must have jurisdiction of the subject matter, jurisdiction of the res or the parties, and jurisdiction to render the particular judgment in the particular case. Subject-matter jurisdiction concerns "the nature of the cause of action or the relief sought" and exists only when the court "has the right to proceed to determine the controversy or question in issue between the parties, or grant the relief prayed." In other words, subject-matter jurisdiction is "the power to hear and determine cases of the general class to which the proceedings in question belong. . . ." "A court obtains jurisdiction of the subject matter by operation of law. . . .' And, although a court may be a court of general jurisdiction, when it engages in the exercise of a special statutory power, the court is confined strictly to the authority given by the statute. Missouri Soybean Ass'n v. Missouri Clean Water Comm'n, 102 S.W.3d 10, 21-22 (Mo. banc 2001) (citations omitted). Modification of child custody decrees are governed by section 452.410.1, which provides, in part, that a court shall not modify a prior custody decree unless it finds, upon the basis of facts that have arisen since the prior decree or that were unknown to the court at the time of the prior decree, that a change has occurred in the circumstances of the child or his custodian and that the modification is necessary to serve the best interests of the child. As this court said in In re D.M.S., 96 S.W.3d 167, 171 (Mo.App. S.D. 2003), "[t]here is a presumption that the party awarded custody in the original decree is a suitable custodial parent, and the party seeking a change of custody bears the burden of proving a change in circumstances requiring modification. A change of circumstances that warrants modification must be substantial or significant . . ." (citations omitted). This leads to the rhetorical question of how can there be a finding based on facts sufficient to meet this test when there is no evidence before the court? The trial court "derives its jurisdiction" to determine custody from section 452.410 and "is without jurisdiction to modify an original custody decree on a stipulation entered into by the parties but must conduct a hearing and can only act upon presentation of facts from which it may be determined that a change in custody would be in the best interests of the children." Riley v. Riley, 643 S.W.2d 298, 300 (Mo.App. W.D. 1982). There, the court said that an order "based as it was on an agreement by the parties and not on evidence of changed circumstances submitted to the court for evaluation, did not alter the custody provisions of the original decree. That order, at least as respects custody in decretal form, was a nullity." Id. This court followed Riley in State ex rel. Perrella v. McGuire, 757 S.W.2d 223, 225-26 (Mo.App. S.D. 1988), where
we said that a stipulation by divorced parents with respect to the modification of a child custody decree is insufficient and the trial court is not authorized to modify an original decree without holding a hearing and receiving evidence in support. We concluded in that case that the failure to hold a hearing and receive evidence was a jurisdictional defect that was fatal to the purported order. Id. at 226. Likewise, in Collet v. Collet, 759 S.W.2d 876, 877 (Mo.App. E.D. 1988), the Eastern District of this court held that an order purporting to rule on a motion to modify custody without a hearing at which evidence was adduced was in excess of the court's jurisdiction. See also M.F.M. v. J.O.M., 889 S.W.2d 944, 955-56 (Mo.App. W.D. 1995) (The father contended that the mother had made admissions establishing a change of circumstances. The court, noting the necessity of a finding that changes had occurred and that modification was necessary to serve the best interests of the child required by section 452.410, followed Riley and Perrella in holding that the court was without jurisdiction to modify a custody decree on a stipulation, it must conduct a hearing, and it could only act upon the presentation of facts from which it may be determined that a change in custody would be in the b est interests of the children.). Flickinger v. Flickinger, 494 S.W.2d 388, 390 (Mo.App. K.C. 1973), is significantly similar to the instant case in important respects. It was a modification action in which the parties entered into a stipulation that the court order the juvenile officer to make an investigation and that his report could be considered as evidence in the case. Id. As in the instant case, neither party testified and no evidence was heard. Id. The juvenile officer later sent a report to the court which, in camera, entered a modification judgment. Id. Over six months later, the mother moved to set the judgment aside (FN5) contending that she never agreed that the report would be the only evidence considered and that she had not seen it prior to the judgment. Id. at 390-91. The appellate court acknowledged that the trial court had general jurisdiction over the matter of child custody, but said that such proceedings are "deeply impregnated by public interest" and that "proceedings for change of a custody order are not and never should be cursory or perfunctory." Id. at 391. In ordering the judgment set aside, the court held that the moving party's burden to show by substantial evidence of new facts and changed conditions to authorize any modification "cannot be met without a regular hearing, with notice to the parties." Id. at 392. Citing Wood v. Wood, 400 S.W.2d 431, 437 (Mo.App. St.L. 1966), the Flickinger court said, "[i]t was the duty of the court below to receive evidence and to inquire into the propriety of the stipulation as to whether the same served the best interests of the children." Id. at 394. In response to the father's contention that the issue should have been raised in a motion for new trial, rather than a motion to set aside the judgment, the court said: An order purporting to rule on a motion to modify custody provisions in a divorce decree on the ground of changed conditions made without a hearing at which evidence is adduced has been held to be in excess of the court's jurisdiction,
and such jurisdictional defect can be raised at any time. Id. at 394. The court set aside "and for naught held" the judgment modifying the custody decree and remanded the case for a full hearing. Id. In the instant case, Mother filed the motion to set aside the judgment sooner than a similar motion was filed in Flickinger. Fleming v. Fleming, 562 S.W.2d 168, 169 (Mo.App. K.C. 1978), also involved a motion to modify custody where the trial court entered judgment based on a stipulation of the parties. The mother filed a petition for habeas corpus alleging that the judgment transferring custody was illegal because it was entered pursuant to a stipulation and not following a hearing at which evidence was produced from which the court could make the requisite findings required by section 452.410. Id. The court said that the question presented was the validity of a judgment entered on a stipulation without any evidence as to the best interests of the children being presented, noting that section 452.410 prohibits a court from modifying a custody decree unless it finds on the basis of facts that have arisen since the prior decree that a change has occurred and that modification is necessary to serve the best interests of the child. Id. at 170. The Fleming court concluded: it is clear the court was unauthorized to modify the original decree which vested custody in [mother] without a hearing. Such result is further dictated by section 452.410. Before modifying the decree the court was required to find from facts produced at a hearing that a modification to change the custody of children is necessary to serve the best interest. Id. In responding to the father's contention that the judgment was at most irregular and not subject to collateral attack, the court held that it resulted from an excess of jurisdiction and that its illegality resulted from a custody order that was changed only on a stipulation and agreement between the parties without a hearing and without evidence being adduced from which the court was justified in finding a change would serve the best interest of the child. Id. at 171. The requirement that the trial court have evidence before it supporting a finding of a change of circumstances and the best interests of the children is consistent with the fact that the parties may not enter into a separation agreement in a dissolution proceeding regarding custody, support and visitation of children that binds the trial court. section 452.325.2; Williams v. Cole, 590 S.W.2d 908, 911 (Mo. banc 1979). "[O]rders pertaining to the custody of minor children become the special obligation of the judge who must act upon evidence adduced in the case." Id. As decided by the cases cited above, a modification of custody entered upon an agreement or stipulation of the parties and not on evidence of changed circumstances is a "nullity," Riley, 643 S.W.2d at 300, and is "for naught held," Flickinger, 494 S.W.2d at 394. A party's right to contest a void judgment cannot be waived because it is a legal nullity from inception and is subject to a direct or collateral attack at any time. In re Marriage of Boston, 104 S.W.3d 825, 831
(Mo.App. S.D. 2003). A judgment modifying a custody decree based on a stipulation of the parties without a hearing and without evidence, and therefore in excess of jurisdiction, has even been held to be subject to attack in a habeas corpus proceeding. Fleming, 562 S.W.2d at 170-71. It is consistent, therefore, that one basis for setting aside a judgment under Rule 74.06(b), relied upon by Mother in this case, is that "the judgment is void." Father cites Blackburn v. Mackey, 131 S.W.3d 392, 394 (Mo.App. W.D. 2004), a modification action in which the entire agreement of the parties was placed upon the record by way of stipulation made in open court, counsel's statements and submission of a proposed judgment. The father contended on appeal that the trial court erred in denying him abatement of child support and in allocating mediation fees to him. Id. at 398. Specifically, he argued these portions of the judgment were not consistent with their agreement, and there was no independent evidence to support the court's findings. Id. Noting that the trial court had ample evidence by reason of the mother's income and expense statement as well as her Form 14 concerning abatement of the child support, the appellate court said: The court in a dissolution or modification case is not bound by the terms of an agreement between the parties with regard to custody, support, or visitation of children. Stipulations regarding child support are advisory only; the court alone bears the ultimate responsibility of ensuring that a child support decree reflects the best interests of the child. Id. at 399 (citations omitted). In Blackburn, the court did not discuss any of the several cases cited above establishing that a modification of custody based on a stipulation or without factual evidence is void and a nullity. The majority opinion in this case implicitly accepts the fact that the judgment in this case was void, but, drawing on State ex rel. York v. Daugherty, 969 S.W.2d 223 (Mo. banc 1998), applies an estoppel theory to conclude that the judgment must be affirmed. This is notwithstanding the fact that the trial court did not enter judgment on that basis and Respondent does not contend in this case that this theory should be applied. While Daugherty applied an estoppel theory under the facts of that case, I do not believe it applies here. Daugherty relied on Tremayne v. City of St. Louis, 320 Mo. 120, 6 S.W.2d 935, 936 (1928), for the proposition that while a void judgment is no judgment and may be attacked directly or collaterally, a party to a void judgment "may voluntarily perform it, by paying the amount adjudged against him and, when paid, no inquiry will be made as to the validity of the judgment; or he may perform the acts required by a void decree, or accept its benefits, and thereby estop himself from questioning the decree." Daugherty, 969 S.W.2d at 225. The premise there seems to be the voluntary nature of the performance of a judgment or decree, or acceptance of its benefits. Here, the majority opinion relies on Appellant moving to Kansas City without taking the children with her to apply estoppel to her attack on the judgment of modification. According to the parenting plan adopted by the trial court here,
Appellant was entitled to have the children on alternating weekends and major holidays. When asked why she did not "take the children with [her]" when she moved to Kansas City, she replied: Because I have a stipulation or I have a parenting plan and because I had received written documentation from [Respondent] saying that I couldn't have my children for various reasons according to the parenting plan. Applying Daugherty to find an estoppel here would require that Appellant, in order to avoid such a result, violate the court's judgment, even if it meant creating a breach of the peace, and take the children with her when she moved to Kansas City. The question also remains as to how her move to Kansas City without taking the children with her, presumably to live, is any more evidence of acquiescence in the judgment than if she moved to an adjoining town, across the street or merely stayed in the same house she had previously occupied without taking control of the children contrary to what was contained in the judgment. I do not believe that under these facts Daugherty would require that, in order to contest a modification judgment entered with no evidence to support it, a parent must either (1) abandon the rights of being with her children that were conferred by the contested judgment until the validity of that judgment could be adjudicated; or (2) violate the limitations of contacts with the children set by the judgment just so there could be no claim of acceptance of the judgment. Under the Daugherty theory applied by the majority opinion, those would seem to have been Appellant's only alternatives. See State ex rel. Soc. & Rehab. Serv. v. R.L.P., 157 S.W.3d 268, 273 (Mo.App. S.D. 2005). Additionally, unlike the situation in Daugherty, here there was no failure to apply statutory remedies to test the correctness of the judgment. Rather, Appellant utilized a procedure to attack the judgment, recognized in Flickinger as appropriate. The majority opinion also states that the "parenting plan was prepared in accordance with the stipulation." The stipulation stated only that the "[p]arties will prepare a parenting plan, which will maximize the time each parent spends with the children during that parent's non-working hours. As closely as possible the parties will alternate weekends and holidays and shall each have available to them one uninterrupted two-week period of parenting time in the summer." Even though there is substantial evidence that Appellant had not agreed to the contents of the parenting plan that was later filed, it is true that Appellant's attorney testified that she had agreed to the terms that were ultimately incorporated into the plan. With reference to that testimony, even if Appellant had agreed to those terms, that is still nothing more than an agreement of the parties which the cases cited earlier in this opinion say cannot be the basis of a modification. The majority also references the fact that a number of circuits have adopted local court rules relating to modifications. Local court rules are not authorized to permit something that Supreme Court rules prohibit. State ex rel. State v. Riley, 992 S.W.2d 195, 196 (Mo. banc 1999). It would seem that the same would be true concerning local court rules that permit
a procedure which the appellate courts have said is not authorized under our statutes. I would hold that the judgment modifying custody is void because it was in excess of the trial court's jurisdiction to enter such a judgment under these circumstances. It is significant that aside from the judgment being based solely on the stipulation in this case, that stipulation did not even purport to contain facts establishing a change of circumstances or that the change would be in the best interests of the children. I would also not hold that Daugherty requires us to affirm the judgment. Accordingly, I would reverse the judgment and remand the case to the trial court for further proceedings, including the reception of evidence on the issue raised in the motions to modify.
Footnotes: FN1. Judges Shrum and Rahmeyer have each authored opinions in this case. While both would result in affirmance of the judgment, the only one receiving concurrences by a majority of the court was Judge Shrum's. For that reason, the opinion by Judge Shrum will be referred to herein as the majority opinion.
FN2. Section 452.375.1(1) defines child "custody" as "joint legal custody, sole legal custody, joint physical custody or sole physical custody or any combination thereof." It does not provide for "primary physical custody."
FN3. One child was ten and the other was nine when this judgment was entered. There is no issue on this appeal as to whether the phrase "unemancipated minor child" indicates that there was a change of circumstances as to one but not both of the children, and if so, which one.
FN4. Mother's counsel on this appeal is not the same attorney who represented her in the modification proceedings.
FN5. That motion was based on Rule 74.32 as it existed in 1973. That rule was the predecessor of Rule 74.06(b) relied on in this case by Mother. See In re Nelson, 119 S.W.3d 197, 201, n.4 (Mo. App W.D. 2003); Buford v. Ray, 950 S.W.2d 666, 667 (Mo.App. E.D. 1997).
* * * * * * *